Lantronix former director proposes $92.4K share sale

Available on EDGAR 11/12/2026 - 03:22 PM EST Accepted by SEC EDGAR 11/12/2026 - 03:21 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Lantronix Inc. (LTRX) common shares are the subject of former director James Chris Auker’s notice of a proposed sale of 20,000 shares, with an aggregate market value of $92,376. The approximate sale date is November 12, 2026, and Raymond James & Associates, Inc. is named as broker.

Key Figures

Proposed sale: 20,000 shares Aggregate market value: $92,376 Common shares outstanding: 46,944,209 shares +3 more

6 metrics

Proposed sale 20,000 shares Lantronix common shares in the notice

Aggregate market value $92,376 Proposed sale of 20,000 common shares

Common shares outstanding 46,944,209 shares Number listed in the securities information

RSU grant vest shares 10,387 shares Acquired November 5, 2025

RSU grant vest shares 8,540 shares Acquired May 4, 2026

RSU grant vest shares 1,073 shares Acquired November 3, 2026

Key Terms

RSU GRANT VEST

1 terms

RSU GRANT VEST financial

"Nature of Acquisition Transaction: RSU GRANT VEST"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LTRX shares is James Chris Auker proposing to sell?

Former director James Chris Auker gave notice of a proposed sale of 20,000 Lantronix common shares, with an aggregate market value of $92,376 and an approximate sale date of November 12, 2026. Raymond James & Associates, Inc. is named as broker.

What is the source of the shares in James Chris Auker’s LTRX sale notice?

The notice lists 10,387 shares acquired through RSU grant vesting on November 5, 2025, 8,540 shares acquired on May 4, 2026, and 1,073 shares acquired on November 3, 2026; the issuer is identified as the source for each entry.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002076945
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LANTRONIX INC
SEC File Number	001-16027
Address of Issuer	48 DISCOVERY, SUITE 250 IRVINE CALIFORNIA 92618
Phone	9494533990
Name of Person for Whose Account the Securities are To Be Sold	Auker James Chris
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	FORMER DIRECTOR

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Raymond James & Associates, Inc. 80 Carillon Parkway St. Petersburg FL 33716	20000	92376.00	46944209	11/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	11/05/2025	RSU GRANT VEST	ISSUER			10387	11/12/2026	CASH
COMMON	05/04/2026	RSU GRANT VEST	ISSUER			8540	11/12/2026	CASH
COMMON	11/03/2026	RSU GRANT VEST	ISSUER			1073	11/12/2026	CASH

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Rashida Mitchell, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for James C Auker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)