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Lantronix director Hoshi Printer acquires 8,541 shares

The RSUs vest in two equal installments tied to the November 4, 2025 grant date and convert into common stock one-for-one.

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Form Type
4

Rhea-AI Filing Summary

Lantronix Inc. (LTRX) director Hoshi Printer acquired 8,541 common shares on November 2, 2026, when restricted stock units vested. The RSUs were granted on November 4, 2025, and convert into common stock one-for-one. After the transaction, Printer reported 145,531 directly held common shares and 92,574 shares held indirectly through Printer Family Trust.

Insider PRINTER HOSHI
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F3 8,541 $0.00 $0.00
Exercise Common Stock F1 8,541 $0.00 $0.00
Holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 145,531 shares (Direct); Common Stock — 92,574 shares (Indirect, By Printer Family Trust)
Holdings Before and After: Common Stock, 136,990 to 145,531 shares (Direct)
Footnotes (3)
  1. F1. Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").
  2. F2. RSUs convert into common stock on a one-for-one basis.
  3. F3. The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year
Common shares acquired 8,541 shares Issued upon RSU vesting on November 2, 2026
Direct common-stock holdings 145,531 shares Reported after the November 2, 2026 transaction
Indirect common-stock holdings 92,574 shares Held through Printer Family Trust
RSU conversion One-for-one Each RSU converts into common stock
First vesting interval 6 months One half vests six months following the November 4, 2025 Grant Date
Full vesting period 1 year The RSUs are fully vested after one year
restricted stock units financial
"shares of common stock issued upon the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis"
Grant Date financial
"granted on November 4, 2025 (the "Grant Date")"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LTRX shares did director Hoshi Printer acquire?

On November 2, 2026, Hoshi Printer, a Lantronix director, acquired 8,541 common shares when restricted stock units vested. The reported direct common-stock position afterward was 145,531 shares. The RSUs convert into common stock one-for-one.

When do Hoshi Printer's RSUs vest?

The RSUs vest in two halves: one half six months after the November 4, 2025 Grant Date and one half on the first anniversary, when the RSUs are fully vested. Each RSU converts into one common share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PRINTER HOSHI

(Last)(First)(Middle)
C/O LANTRONIX, INC.
48 DISCOVERY, SUITE 250

(Street)
IRVINE CALIFORNIA 92618

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LANTRONIX INC [ LTRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/02/2026M(1)8,541A$0145,531D
Common Stock92,574IBy Printer Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)11/02/2026M8,541 (3) (3)Common Stock8,541$00D
Explanation of Responses:
1. Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").
2. RSUs convert into common stock on a one-for-one basis.
3. The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year
/s/ Brent Stringham, Attorney-in-fact for Hoshi Printer11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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