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Lucid Diagnostics (LUCD) COO awarded 620,000 restricted shares in Form 4 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lucid Diagnostics Inc. reported that President and COO Shaun O'Neil acquired 620,000 shares of common stock through a restricted stock grant under the company’s 2018 Equity Plan. The restricted stock has a single vesting date of May 20, 2029 and is subject to forfeiture if the required service period is not completed. Following this award, O'Neil directly holds 1,446,763 shares of common stock.

Positive

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Negative

  • None.
Insider O'Neil Shaun
Role President and COO
Type Security Shares Price Value
Grant/Award Common stock 620,000 $0.00 --
Holdings After Transaction: Common stock — 1,446,763 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Neil Shaun

(Last) (First) (Middle)
360 MADISON AVENUE, 25TH FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lucid Diagnostics Inc. [ LUCD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 02/20/2026 A 620,000(1) A $0 1,446,763 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock granted to the reporting person under the Issuer's 2018 Equity Plan with a single vesting date of May 20, 2029. Such restricted stock is subject to forfeiture if the requisite service period is not completed.
/s/ Michael A. Gordon, by power of attorney 02/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Lucid Diagnostics (LUCD) report for Shaun O'Neil?

Lucid Diagnostics reported a restricted stock grant to President and COO Shaun O'Neil. He was awarded 620,000 shares of common stock under the 2018 Equity Plan, classified as a grant, award, or other acquisition rather than an open-market purchase or sale.

How many Lucid Diagnostics (LUCD) shares did Shaun O'Neil receive in this Form 4?

Shaun O'Neil received 620,000 shares of Lucid Diagnostics common stock. These shares were granted as restricted stock at a reported price of $0.00 per share, reflecting an equity compensation award rather than a cash transaction in the open market.

When do Shaun O'Neil’s new Lucid Diagnostics (LUCD) restricted shares vest?

The restricted stock granted to Shaun O'Neil vests on May 20, 2029. The award has a single vesting date and is subject to forfeiture if he does not complete the requisite service period specified under Lucid Diagnostics’ 2018 Equity Plan.

What is Shaun O'Neil’s total Lucid Diagnostics (LUCD) share ownership after this grant?

After the restricted stock grant, Shaun O'Neil directly owns 1,446,763 shares. This total reflects his holdings of Lucid Diagnostics common stock following the acquisition of 620,000 restricted shares, as reported in the Form 4 filing.

Is the Lucid Diagnostics (LUCD) Form 4 transaction a market purchase or sale?

The transaction is a grant, award, or other acquisition, not a market trade. The Form 4 classifies the code as “A,” indicating an equity award of restricted stock rather than an open-market buy or sell transaction in Lucid Diagnostics shares.

What conditions apply to Shaun O'Neil’s Lucid Diagnostics (LUCD) restricted stock grant?

The restricted stock is subject to service-based vesting and possible forfeiture. All 620,000 shares vest on May 20, 2029, but may be forfeited if O'Neil does not complete the required service period under the company’s 2018 Equity Plan.
Lucid Diagnostics Inc.

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Medical Devices
Surgical & Medical Instruments & Apparatus
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United States
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