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Liveone Inc SEC Filings

LVO Nasdaq

Welcome to our dedicated page for Liveone SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The LiveOne, Inc. (NASDAQ: LVO) SEC filings page on Stock Titan provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. LiveOne is a music, entertainment, and technology platform based in Los Angeles, California, and its common stock is registered on The Nasdaq Capital Market under the symbol LVO. Through its filings, investors can review how the company describes its business, risks, capital structure, and material events.

LiveOne’s current and periodic reports include Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which the company cites in its press releases. These documents discuss topics such as reliance on its largest OEM customer for a substantial percentage of revenue, the need to attract and retain users and paid members, content acquisition and development, compliance with financial and debt covenants, and exposure to legal and regulatory risks related to digital assets. They also provide segment information for operations that include Slacker, PodcastOne, PPVOne, Custom Personalization Solutions, LiveXLive, DayOne Music Publishing, Drumify and Splitmind.

LiveOne frequently files Current Reports on Form 8-K to report material events. Recent 8-K filings have covered notices related to Nasdaq listing standards, the implementation of a one-for-ten reverse stock split and its effect on trading, entry into and amendments of senior secured convertible debentures that permit a crypto asset treasury strategy, exchanges of Series A Perpetual Convertible Preferred Stock into common stock with associated warrants, and the announcement of quarterly financial results and investor webcasts.

On Stock Titan, these filings are updated in near real time from EDGAR and are accompanied by AI-powered summaries. The summaries are designed to highlight key points from lengthy documents, such as changes in capital structure, new financing arrangements, reverse stock split details, and risk factor themes, helping users quickly understand what each filing means without reading every page.

In addition to 10-K, 10-Q, and 8-K reports, investors can also monitor other LiveOne filings that may appear over time, such as registration statements or proxy materials referenced in the company’s disclosures. For users interested in governance and capital markets activity, the filings page is a central resource for reviewing how LiveOne communicates with regulators and shareholders about its evolving business, financial condition, and strategic initiatives.

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LiveOne, Inc. reported a weak quarter for the period ended December 31, 2025. Revenue fell to $20.3 million from $29.4 million a year earlier, driven largely by a steep drop in membership services, while advertising and merchandising also declined.

The company posted a net loss of $4.1 million for the quarter and $13.7 million for the nine months, with basic and diluted loss per share of $0.37 and $1.31, respectively. Operating cash flow was negative $8.5 million over nine months.

Liquidity remains strained: cash, cash equivalents and restricted cash totaled $8.7 million, against a working capital deficit of $18.1 million and a stockholders’ deficit of $10.5 million. Management states that these conditions raise substantial doubt about the company’s ability to continue as a going concern.

To bolster funding, LiveOne issued $16.8 million in original issue discount senior secured convertible debentures and raised $9.4 million from a common stock offering, while repaying its senior secured line of credit. It also adopted Bitcoin as its primary treasury reserve asset, holding about 43.15 BTC with a cost of $5.0 million and fair value of $3.8 million, recording fair value losses in the period. A 1‑for‑10 reverse stock split was completed in September 2025, and all share data have been retroactively adjusted.

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LiveOne, Inc. reported Q3 Fiscal 2026 revenue of $20.3 million, down from $29.5 million a year earlier, mainly from lower Slacker revenue. Net loss for the quarter was $4.1 million, while Adjusted EBITDA* was positive at $1.6 million, including Audio Division Adjusted EBITDA* of $2.6 million.

For the first nine months of Fiscal 2026, revenue totaled $58.2 million versus $95.1 million in the prior-year period, with a $13.7 million net loss and $(1.2) million Adjusted EBITDA*. The balance sheet shows $8.6 million in cash and cash equivalents and total assets of $52.3 million against total liabilities of $62.8 million, resulting in a stockholders’ deficit. Management highlighted continued share repurchases and strength in the Audio division, which generated $18.6 million of Q3 revenue and $52.2 million year-to-date revenue.

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LiveOne, Inc. furnished an update describing a press release with certain preliminary financial results for its fiscal quarter and nine months ended December 31, 2025. These figures are unaudited estimates prepared by management and are based on information available as of the report date.

The company notes that its financial closing procedures for the quarter are not complete, so final results may differ from the preliminary data in the press release. The information in the update and Exhibit 99.1 is provided as a furnished disclosure, is not deemed filed under securities laws, and has not been audited, reviewed, or compiled by the independent registered public accounting firm, Macias Gini & O’Connell LLP.

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LiveOne, Inc. has filed Amendment No. 1 to its Schedule 13D on PodcastOne, Inc. (PODC), updating its ownership and related arrangements. LiveOne reports beneficial ownership of 20,294,991 PodcastOne common shares, including 1,100,000 Bridge Warrants, representing about 72.5% of PodcastOne’s outstanding common stock. It holds sole voting and dispositive power over all of these securities.

The amendment notes that within the past 60 days LiveOne acquired 186,636 PodcastOne shares on January 22, 2026 through settlement of intercompany balances owed for prior services. Background sections describe LiveOne’s 2020 acquisition of PodcastOne, the 2023 spin-out and direct listing on Nasdaq, the 2022 Bridge Notes and related warrants, and a May 19, 2025 convertible debenture financing by LiveOne. Those debentures are secured by liens on assets of LiveOne and certain subsidiaries, including PodcastOne, and include redemption, conversion and prepayment features.

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LiveOne, Inc. (LVO) filed a Form 8-K to announce that it plans to use an updated Corporate Presentation with investors and at industry conferences. The presentation, attached as Exhibit 99.1, is furnished for information purposes and is not treated as filed under the securities laws.

The company highlights that the presentation includes forward-looking statements subject to significant risks and uncertainties. Key risk areas include dependence on its largest OEM customer, the ability to complete any proposed financing, acquisition, spin-out, special dividend, merger or other transaction, its ability to continue as a going concern, attract and retain users and paid members, and comply with debt covenants and repayment obligations.

LiveOne also notes risks tied to its digital assets treasury strategy involving Bitcoin, Ethereum and other digital assets, potential share repurchases for LiveOne and PodcastOne, legal proceedings, competition, and regulatory developments. Investors are directed to the company’s Form 10-K for the year ended March 31, 2025 and Form 10-Q for the quarter ended September 30, 2025 for a fuller description of these risks.

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LiveOne, Inc. filed its quarterly report, highlighting a 1-for-10 reverse stock split effective September 26, 2025 and materially weaker results. Revenue for the three months ended September 30, 2025 was $18.8 million versus $32.6 million a year ago, while loss from operations widened to $4.6 million from $1.4 million. Net loss attributed to LiveOne was $5.5 million (basic and diluted $0.52 per share).

Cash and cash equivalents rose to $11.7 million from $4.1 million at March 31, 2025. The company disclosed “substantial doubt” about continuing as a going concern, citing a $9.6 million six‑month net loss, $6.3 million operating cash use, and a working capital deficiency of $13.1 million as of September 30, 2025. In May 2025, LiveOne issued senior secured convertible debentures with $16.775 million principal for $15.25 million cash, bearing 11.75% interest and a $2.10 conversion price, with monthly holder redemptions starting August 2025 and additional redemption step-ups over time. The company also recorded $9.38 million net proceeds from a common stock offering. On August 28, 2025, LiveOne adopted Bitcoin as its treasury reserve and held about 43.15 BTC (cost $5.0 million; fair value $4.9 million), recognizing a $79,000 fair value loss.

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LiveOne, Inc. (LVO) furnished an 8-K announcing quarterly results communications. The company issued a press release with operating and financial highlights for the second quarter and six months ended September 30, 2025, and furnished it as Exhibit 99.1. It also noted a separate press release (Exhibit 99.2) announcing a conference call and audio webcast to discuss second-quarter results on November 12, 2025.

The materials are furnished, not filed, under the Exchange Act, meaning they are not subject to Section 18 liabilities and are not incorporated by reference unless specifically stated. No financial figures are included in this summary excerpt.

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LiveOne, Inc. reports that Nasdaq staff has issued a determination to delist its common stock from The Nasdaq Capital Market after the company failed to regain compliance with the minimum $1.00 bid price rule by the September 24, 2025 deadline and did not qualify for an automatic second extension due to stockholders’ equity levels. On September 25, 2025, LiveOne filed a timely appeal to a Nasdaq Hearings Panel, which temporarily stays any delisting while the hearing process is underway and any extension granted by the Panel remains in effect.

The company implemented a previously approved one-for-ten reverse stock split on September 26, 2025, with shares beginning to trade on a split-adjusted basis that day, and it intends to present a plan to demonstrate or regain compliance at the Panel hearing. The Panel may grant up to an additional 180 days, but LiveOne cautions there is no assurance its plan will be accepted, that it will regain compliance, or that it will be able to continue meeting Nasdaq’s ongoing listing standards.

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LiveOne, Inc. (ticker LVO) filed an 8-K reporting a material event that includes a Certificate of Amendment to the Certificate of Incorporation dated September 22, 2025. The filing references the company's common stock with a par value of $0.001 per share and lists its trading venue as The NASDAQ Capital Market. The cover page cites Commission File Number 0001491419. The document was filed and signed by Ryan Carhart, Chief Financial Officer, dated September 23, 2025. No details of the amendment's text or its economic effects are included in the provided excerpt.

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LiveOne, Inc. filed a Form 8-K reporting a material event that includes disclosure of shareholdings for named insiders and a company signature block. The filing lists beneficial ownership figures for several individuals: Jay Krigsman (45,166,859 shares), Ramin Arani (47,374,434), Patrick Wachsberger (47,371,592), Kenneth Solomon (32,480,497), Bridget Baker (47,306,068), and Kristopher Wright (46,154,892). The document shows a signatory block for LiveOne, Inc. signed by Ryan Carhart, Chief Financial Officer, dated September 9, 2025. The filing does not include financial tables, transaction terms, or earnings information in the provided text.

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FAQ

What is the current stock price of Liveone (LVO)?

The current stock price of Liveone (LVO) is $5.19 as of February 15, 2026.

What is the market cap of Liveone (LVO)?

The market cap of Liveone (LVO) is approximately 59.5M.

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