Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lightwave Logic, Inc. (NASDAQ: LWLG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Lightwave Logic is incorporated in Nevada and reports under Commission File Number 001-40766, with principal executive offices in Englewood, Colorado. Its filings offer detailed information on corporate governance, financing arrangements, executive compensation, and material events related to its electro-optic polymer technology business.
Investors can review current reports on Form 8-K that describe significant developments such as underwritten public offerings of common stock under an effective Form S-3 shelf registration statement, the issuance of underwriter warrants, and the intended use of proceeds for working capital, commercialization acceleration, and expansion of U.S. production capacity. Other 8-K filings cover the termination of an equity purchase agreement with Lincoln Park Capital Fund, LLC, new employment agreements with the Chief Executive Officer, and severance and equity vesting terms in various scenarios, including change-in-control events.
Filings also document leadership and governance changes, including the retirement of the Chief Financial Officer and Chief Operating Officer, transitions on the Board of Directors, and the appointment of Snizhana “Ana” Quan as Principal Financial Officer and Principal Accounting Officer. These disclosures provide insight into the company’s financial oversight and management structure.
Through Stock Titan, users can access Lightwave Logic’s SEC filings with AI-powered summaries that explain the key points of lengthy documents. Real-time updates from EDGAR help surface new 8-Ks and other filings as they are posted. The platform also makes it easier to identify items related to equity offerings, warrants, executive agreements, and other material contracts, allowing investors to quickly understand how regulatory disclosures relate to Lightwave Logic’s electro-optic polymer commercialization strategy and capital structure.
Lightwave Logic is the issuer for a planned Rule 144 stock sale. A holder has filed to sell 90,000 shares of Lightwave Logic common stock through UBS Financial Services Inc. on the NSDQ market, with an aggregate market value listed as $300,600.
The filing notes that 129,439,986 shares of the issuer’s common stock were outstanding, and that the 90,000 shares to be sold were acquired by RSU vesting from Lightwave Logic on 12/31/2025, with payment made by wire on the same date.
Lightwave Logic, Inc. director Thomas M. Connelly Jr. reported receiving 7,599 shares of Common Stock on Form 4. These shares represent restricted stock units (RSUs) granted at a price of $0.00 per share and will vest on February 2, 2026 and March 31, 2026.
Following this equity award, he beneficially owns 65,971 shares of Lightwave Logic Common Stock in direct ownership. This filing reflects routine director equity compensation rather than an open‑market purchase or sale.
Lightwave Logic director Siraj Nour El-Ahmadi received 7,599 shares of common stock on February 2, 2026 at a price of $0.00 per share, reflecting a stock-based award rather than a purchase.
These shares represent common stock underlying restricted stock units that vest ratably on February 2, 2026 and March 31, 2026, increasing his directly held stake to 131,543 shares after the transaction.
Lightwave Logic director Craig Ciesla reported an equity award of 7,599 shares of Common Stock on February 2, 2026. These shares represent restricted stock units (RSUs) that will vest in equal parts on February 2, 2026 and March 31, 2026. Following this award, Ciesla beneficially owns 109,663 shares of Lightwave Logic Common Stock directly. The RSUs were granted at a price of $0.00 per share, consistent with typical stock-based compensation awards rather than an open-market purchase.
Lightwave Logic director Ronald A. Bucchi reported an equity award of 7,599 shares of common stock on February 2, 2026, received at a price of $0.00 per share. These shares represent common stock underlying restricted stock unit awards that will vest ratably on February 2, 2026 and March 31, 2026.
Following this award, Bucchi beneficially owns 263,343 shares of Lightwave Logic common stock directly. In addition, 3,000 shares are held indirectly through his spouse. This filing reflects an increase in his equity-based compensation and overall ownership stake in the company.
Lightwave Logic director receives stock-based compensation. Director Laila Partridge was granted 7,599 shares of Lightwave Logic common stock on February 2, 2026, at a price of $0.00 per share through restricted stock unit (RSU) awards. After this grant, she beneficially owns 71,562 shares directly.
The RSUs represent common stock that will vest in two installments, ratably on February 2, 2026 and March 31, 2026. This filing records an equity award to a board member rather than an open-market purchase or sale.
Lightwave Logic, Inc. director Form 4 shows an option exercise and related share sale. On January 27, 2026, director Siraj Nour El-Ahmadi exercised an employee stock option for 50,000 shares of common stock at an exercise price of $0.68 per share.
On the same day, he sold 25,591 shares of common stock at a price of $3.48 per share to cover the option exercise price and tax withholding obligations. After these transactions, he directly owned 123,944 shares of common stock, including 17,241 restricted shares granted under the company’s 2016 Equity Incentive Plan, which vest in scheduled installments and are subject to forfeiture if service conditions are not met.
Lightwave Logic director Ronald A. Bucchi reported exercising an employee stock option and acquiring additional common shares. On January 23, 2026, he exercised an option for 50,000 shares at an exercise price of $0.68 per share, receiving common stock.
After this transaction, he directly beneficially owns 255,744 shares of common stock, including 23,511 restricted shares granted under the 2016 Equity Incentive Plan that vest in quarterly installments through future dates, subject to continued service. In addition, 3,000 shares are held indirectly through his spouse.
Lightwave Logic insider Siraj ElAhmadi filed a notice to sell up to 25,591 shares of common stock through UBS Financial Services, with an aggregate market value of $89,059. The filing lists 119,184,778 common shares outstanding and targets trading on the NSDQ around January 27, 2026.
The shares to be sold come from a January 27, 2026 option exercise for 50,000 common shares acquired from Lightwave Logic and paid via wire transfer. In the prior three months, ElAhmadi sold 49,260 common shares on December 31, 2025 for gross proceeds of $155,221.
Lightwave Logic, Inc. filed an amended quarterly report for the period ended June 30, 2025 to correct how it accounted for certain non-cash stock option exercises. The restatement reduced non-cash compensation expense by
Lightwave ended the half year with cash and cash equivalents of