40,000-share Form 144 notice for LXU (NYSE: LXU) via UBS broker

Rhea-AI Filing Summary

LXU submitted a Form 144 notice for the proposed sale of 40,000 common shares. The filing lists UBS Financial Services as broker and shows several prior restricted stock vesting events: 15,389, 14,611, and 10,000 shares with corresponding vesting dates in 2021.

The filing lists an associated dollar figure 471,856.00 and a reference number 71,922,085; timing and cash‑flow treatment for the sale are not stated in the excerpt.

Key Figures

Registered/proposed sale: 40,000 shares Associated numeric entry: 471,856.00 Reference number: 71,922,085 +3 more

6 metrics

Registered/proposed sale 40,000 shares Form 144 notice row

Associated numeric entry 471,856.00 Numeric value listed in the same row as 40,000 shares

Reference number 71,922,085 Identifier in the filing row

Vesting event 1 15,389 shares Vesting of Restricted Stock on 06/23/2021

Vesting event 2 14,611 shares Vesting of Restricted Stock on 06/01/2021

Vesting event 3 10,000 shares Vesting of Restricted Stock on 06/10/2021

Key Terms

Form 144, Restricted Stock Vesting, Broker

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Vesting of Restricted Stock | 06/23/2021 | 15,389"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker financial

"UBS Financial Services, Inc. Eleven Madison Avenue 4th floor New York"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. Eleven Madison Avenue 4th floor New York NY 10010	40000	471856.00	71922085	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/23/2021	Vesting of Restricted Stock	Issuer			15389	06/23/2021	NA
Common	06/01/2021	Vesting of Restricted Stock	Issuer			14611	06/01/2021	NA
Common	06/10/2021	Vesting of Restricted Stock	Issuer			10000	06/10/2021	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LXU's Form 144 disclose?

The Form 144 discloses a proposed sale of 40,000 common shares through UBS Financial Services. It also lists vesting of restricted stock in 2021 totaling 40,000 shares across three events: 15,389, 14,611, and 10,000 shares.

Who is the broker named in the LXU Form 144?

The filing names UBS Financial Services, Inc. at Eleven Madison Avenue, New York, as the broker. The excerpt pairs the broker entry with the proposed 40,000-share sale and exchange designation NYSE in the provided row.

Does the Form 144 state proceeds or timing for the sale?

The excerpt shows a numeric value of 471,856.00 but does not attach an explicit proceeds statement or sale timing. The filing text in the excerpt does not specify who receives proceeds or exact sale dates for the proposed transaction.

Are the vesting events in 2021 related to the Form 144 sale?

The filing lists restricted stock vesting events dated 06/23/2021, 06/01/2021, and 06/10/2021 with share counts of 15,389, 14,611, and 10,000. The excerpt shows these vesting entries but does not explicitly link them as the exact shares being sold.