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Lifezone Metals (LZM) CFO details shares, stock options and RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Lifezone Metals Ltd Chief Financial Officer Ingo Hofmaier has filed a Form 3 reporting his initial ownership in the company. He directly holds 44,885 Lifezone Metals ordinary shares.

He also holds stock options over 128,283 ordinary shares with a $4.81 exercise price expiring on May 6, 2031, and additional stock options over 174,453 ordinary shares with a $4.40 exercise price expiring on August 14, 2030. In addition, he has 66,000 restricted stock units, each representing a right to receive one ordinary share, which vest in scheduled installments between September 7, 2026 and April 7, 2027.

Positive

  • None.

Negative

  • None.
Insider Hofmaier Ingo
Role Chief Financial Officer
Type Security Shares Price Value
holding Lifezone Metals Stock Options -- -- --
holding Lifezone Metals Restricted Stock Units -- -- --
holding Lifezone Metals Stock Options -- -- --
holding Lifezone Metals Ordinary Share -- -- --
Holdings After Transaction: Lifezone Metals Stock Options — 174,453 shares (Direct, null); Lifezone Metals Restricted Stock Units — 66,000 shares (Direct, null); Lifezone Metals Ordinary Share — 44,885 shares (Direct, null)
Footnotes (1)
  1. The Stock Options were granted on August 14, 2025, and vest in three equal installments on November 1, 2025, August 14, 2026 and August 14, 2027 RSUs vest equally in two installments on September 7, 2026 and April 7, 2027. Each Restricted Stock Unit represents a contingent right to receive one ordinary share of Lifezone Metals Limited. The Stock Options were granted on May 7, 2026, and vest in three equal instalments on November 3, 2026, May 7, 2027 and May 7, 2028.
Ordinary shares held 44,885 shares Direct ownership reported on Form 3
Stock options exercise price $4.81 per share Options over 128,283 shares expiring May 6, 2031
Stock options exercise price $4.40 per share Options over 174,453 shares expiring August 14, 2030
Restricted stock units 66,000 RSUs Each RSU convertable into one ordinary share
RSU vesting dates September 7, 2026 and April 7, 2027 Two equal vesting installments
Option expiration May 6, 2031 Expiration for $4.81 stock options
Option expiration August 14, 2030 Expiration for $4.40 stock options
Restricted Stock Units financial
"Lifezone Metals Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
exercise price financial
"conversion_or_exercise_price": "4.8100""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date": "2031-05-06T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vest in three equal installments financial
"vest in three equal installments on November 1, 2025, August 14, 2026"
contingent right financial
"represents a contingent right to receive one ordinary share"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hofmaier Ingo

(Last)(First)(Middle)
2ND FLOOR, ST GEORGE'S COURT
UPPER CHURCH STREET,

(Street)
DOUGLASIM1 1EE

(City)(State)(Zip)

ISLE OF MAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/12/2026
3. Issuer Name and Ticker or Trading Symbol
Lifezone Metals Ltd [ LZM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Lifezone Metals Ordinary Share44,885D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Lifezone Metals Stock Options (1)08/14/2030Lifezone Metals Ordinary Share174,453$4.4D
Lifezone Metals Restricted Stock Units (2) (2)Lifezone Metals Ordinary Share66,000$0.0001(3)D
Lifezone Metals Stock Options (4)05/06/2031Lifezone Metals Ordinary Share128,283$4.81D
Explanation of Responses:
1. The Stock Options were granted on August 14, 2025, and vest in three equal installments on November 1, 2025, August 14, 2026 and August 14, 2027
2. RSUs vest equally in two installments on September 7, 2026 and April 7, 2027.
3. Each Restricted Stock Unit represents a contingent right to receive one ordinary share of Lifezone Metals Limited.
4. The Stock Options were granted on May 7, 2026, and vest in three equal instalments on November 3, 2026, May 7, 2027 and May 7, 2028.
Remarks:
Ingo Hofmaier05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Lifezone Metals (LZM) CFO Ingo Hofmaier report on his Form 3?

He reports his initial ownership in Lifezone Metals, including 44,885 ordinary shares, multiple stock option grants, and 66,000 restricted stock units. These holdings reflect his current equity-based stake as a senior executive.

How many Lifezone Metals ordinary shares does the CFO directly own?

He directly owns 44,885 Lifezone Metals ordinary shares. This figure represents only his current common share holdings and is separate from additional stock options and restricted stock units disclosed in the same filing.

What stock options does the Lifezone Metals (LZM) CFO hold?

He holds options over 128,283 shares at a $4.81 exercise price expiring May 6, 2031, and options over 174,453 shares at a $4.40 exercise price expiring August 14, 2030. These options give future purchase rights at fixed prices.

What restricted stock units (RSUs) are reported for Lifezone Metals CFO?

He holds 66,000 restricted stock units, each tied to one ordinary share. The RSUs vest in two equal installments on September 7, 2026 and April 7, 2027, subject to continued service and typical award conditions.

Do the RSUs and options automatically convert into Lifezone Metals shares?

The RSUs each represent a contingent right to receive one ordinary share upon vesting, while options allow purchase at set exercise prices before expiration. Actual share delivery depends on vesting, exercise decisions, and applicable plan terms.