STOCK TITAN

Form 4: McHugh Ryan reports multiple insider transactions in MAIN

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McHugh Ryan reported multiple insider transaction types in a Form 4 filing for MAIN. The filing lists transactions totaling 41 shares at a weighted average price of $62.27 per share. Following the reported transactions, holdings were 13,075 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McHugh Ryan

(Last) (First) (Middle)
1300 POST OAK BLVD
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CAO & Assistant Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/15/2026 J(1) V 18.126 A $62.27 13,074.8839 D
Common Stock 01/15/2026 J(1) V 22.787 A $62.27 13,097.6709 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
/s/ Jason B. Beauvais, Attorney-in-Fact 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did MAIN report for Ryan McHugh on January 15, 2026?

Ryan McHugh reported acquiring small amounts of MAIN common stock via a dividend reinvestment plan. Two transactions on January 15, 2026 credited him 18.126 and 22.787 shares at $62.27 per share, increasing his directly held position modestly.

How many Main Street Capital (MAIN) shares does Ryan McHugh own after this Form 4?

After the January 15, 2026 dividend reinvestment transactions, Ryan McHugh beneficially owns 13,097.6709 shares of Main Street Capital common stock. These shares are reported as held directly, reflecting the updated total following the reinvested dividends.

What was the price for the MAIN shares acquired through dividend reinvestment?

The dividend reinvestment plan credited Ryan McHugh’s Main Street Capital shares at $62.27 per share. Two separate allocations on January 15, 2026 used this same price to determine the number of common shares received from the cash dividends.

What is the nature of the Form 4 transactions reported by MAIN’s VP, CAO & Assistant Treasurer?

The transactions are automatic acquisitions under a dividend reinvestment plan. The filing explains that McHugh obtained the common stock through a dividend reinvestment transaction that is exempt from Section 16 reporting requirements under Rule 16a-11 of the securities regulations.

Is the Main Street Capital (MAIN) dividend reinvestment transaction exempt under Section 16?

Yes, the filing states the shares were acquired under a dividend reinvestment plan. It specifies that the dividend reinvestment transaction is exempt from Section 16 under Rule 16a-11, clarifying the regulatory treatment of these insider acquisitions of Main Street Capital stock.
Main Str Cap Corp

NYSE:MAIN

MAIN Rankings

MAIN Latest News

MAIN Latest SEC Filings

MAIN Stock Data

5.33B
86.05M
3.84%
23.94%
5.54%
Asset Management
Crude Petroleum & Natural Gas
Link
United States
HOUSTON