Main Street Capital (MAIN) director acquires 74.529 shares through dividend reinvestment

Rhea-AI Filing Summary

Main Street Capital Corporation director Shive Dunia A acquired 74.529 shares of the issuer's common stock on 07/15/2025 through a dividend reinvestment plan. The transaction was reported on a Form 4 filed under Section 16 and is described as a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Following the purchase, the reporting person directly beneficially owned 24,035.7961 shares. The form was signed by an attorney-in-fact on behalf of the reporting person.

Positive

• Director increased direct ownership by acquiring 74.529 shares via the dividend reinvestment plan
• Transaction was executed under a DRIP, indicating ongoing alignment with company performance and use of an established plan

Negative

• None.

Insights

Securities Analyst

Director participation via DRIP modestly increases direct stake; routine, non-disclosive impact.

This Form 4 discloses a small, routine acquisition of 74.529 shares executed under the company dividend reinvestment plan and claimed as exempt from Section 16 by Rule 16a-11. The trade increases the director's direct beneficial ownership to 24,035.7961 shares. The nature, size, and method indicate a non-open-market, automated reinvestment rather than an opportunistic purchase, limiting near-term market-significance. No dispositions, options, or additional material changes are reported.

Corporate Governance Specialist

Routine insider reinvestment reflects ongoing alignment but is not material on its own.

The filing shows compliance with Section 16 reporting through Form 4 and documents use of a dividend reinvestment plan exempt under Rule 16a-11. Such filings typically signal passive ownership maintenance rather than active reallocation or signal of a change in company strategy. The direct ownership figure provides transparency about the director's holdings but does not by itself indicate a material governance or control shift.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHIVE DUNIA A

(Last) (First) (Middle)

1300 POST OAK BLVD

8TH FLOOR

(Street)

HOUSTON TX 77056

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/15/2025		J(1)	V	74.529	A	$63.5	24,035.7961	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	08/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did MAIN director Shive Dunia A report on Form 4?

The director reported acquiring 74.529 shares of Main Street Capital common stock on 07/15/2025 via a dividend reinvestment plan.

How many shares does Shive Dunia A beneficially own after the reported transaction for MAIN?

After the transaction the reporting person directly beneficially owned 24,035.7961 shares.

Was the transaction a market purchase or part of a dividend reinvestment plan in the MAIN Form 4?

The filing states the shares were acquired under a dividend reinvestment plan and the transaction is described as exempt under Rule 16a-11.

What date was the earliest transaction reported on the Form 4 for MAIN?

The earliest transaction date listed on the Form 4 is 07/15/2025.

Who signed the Form 4 for the reporting person on MAIN?

The form was signed by Jason B. Beauvais, Attorney-in-Fact on 08/14/2025.