Morgan Stanley Smith Barney (MBC) Rule 144 notice: 26,245 vested shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Rule 144 notice reporting the sale of 26,245 shares of Common Stock tied to restricted stock vesting on 12/15/2024. The filing lists the transaction as related to a restricted stock vesting under a registered plan.

Insights

Securities Compliance Attorney

Routine Rule 144 notice for vested restricted shares; procedural compliance appears primary.

This filing records a Rule 144 notice by Morgan Stanley Smith Barney LLC for 26,245 shares that vested under a registered plan on 12/15/2024. Rule 144 notices are commonly used to notify the market of intended resale by affiliates or restricted holders.

The filing is procedural: it documents the method of resale (vesting under a registered plan) but does not disclose offering terms, proceeds recipient, or pricing. Subsequent filings or trading reports would show actual sale execution and cash-flow treatment.

Key Figures

Shares reported: 26,245 shares Vesting date: 12/15/2024 Filing row date: 06/10/2026

3 metrics

Shares reported 26,245 shares Securities to be sold; restricted stock vesting under a registered plan on <date>12/15/2024</date>

Vesting date 12/15/2024 Date tied to the restricted stock vesting event

Filing row date 06/10/2026 Date appearing in filer information row (filing metadata)

Key Terms

Rule 144, Restricted Stock Vesting, Registered Plan

3 terms

Rule 144 regulatory

"Securities To Be Sold | Common | Restricted Stock Vesting Under a Registered Plan"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan | 12/15/2024"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26245	236816.51	127984590	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			26245	12/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Morgan Stanley Smith Barney's Form 144 for MBC report?

It reports a Rule 144 notice for 26,245 shares tied to restricted stock vesting on 12/15/2024. The filing states the shares arose from a registered plan and not the sale mechanics or proceeds.

Does the filing state who receives proceeds from the MBC share sales?

No. The filing lists the transaction as related to an issuer plan but does not state the cash‑flow recipient or sale price. Details of actual resale and proceeds are not disclosed in the excerpt.

When was the Rule 144 notice filed for the MBC transaction?

The excerpt shows a filing row with the date 06/10/2026 and the vesting date 12/15/2024. The notice references the vesting occurrence on 12/15/2024.

Does this Form 144 mean the shares have already been sold?

Not necessarily. The filing is a resale notice under Rule 144 for vested restricted shares; it documents intent to sell but does not confirm execution or sale proceeds in the provided excerpt.