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Director Satoko Ohta files initial Form 3 for MUFG (OTC: MBFJF)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mitsubishi UFJ Financial Group, Inc. director Satoko Ohta has filed an initial Form 3, which is a statement of beneficial ownership by an insider. The provided data shows her status as a director and does not list any reportable transactions or specific share holdings in this excerpt.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ohta Satoko

(Last)(First)(Middle)
4-5, MARUNOUCHI 1-CHOME, CHIYODA-KU

(Street)
TOKYOJAPAN100-8330

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]
3a. Foreign Trading Symbol
[8306 (TSE)]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This statement on Form 3 is filed upon effectiveness of the U.S. Holding Foreign Insiders Accountable Act. Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Kazutaka Kato, by Power of Attorney03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Satoko Ohta Form 3 filing for MBFJF represent?

The Form 3 for MBFJF shows director Satoko Ohta’s initial insider ownership reporting status. It is a baseline disclosure required when someone becomes a director or otherwise an insider, even when no specific transactions or share amounts appear in the excerpt.

Does the Satoko Ohta Form 3 for MBFJF show any share transactions?

The provided Form 3 excerpt for MBFJF shows no recorded buy, sell, or derivative transactions. It functions only as an initial insider ownership statement, with transaction counters all at zero in the summarized data fields.

What insider role does Satoko Ohta report in the MBFJF Form 3?

In the Form 3 related to MBFJF, Satoko Ohta is identified as a director. She is not listed as an officer or ten percent owner in the structured data, which frames the filing as a standard director-level ownership disclosure.

Why is a Form 3 filing important for MBFJF investors?

A Form 3 for MBFJF establishes the initial ownership reporting position of a new insider, here director Satoko Ohta. It sets a baseline so that any future Form 4 or Form 5 filings can show changes relative to this initial status.

Are there any derivative securities reported in the MBFJF Form 3 excerpt?

The structured data for the MBFJF Form 3 shows an empty derivativeSummary and zero derivativeTransactionCount. This indicates no derivative holdings or exercises are presented in the excerpted information for director Satoko Ohta.
Mitsubishi Ufj Financial Group

OTC:MBFJF

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