MUFG director Shimizu files initial ownership form

MITSUBISHI UFJ FINANCIAL GROUP INC director Hiroshi Shimizu has filed an initial statement of beneficial ownership on Form 3.

Accepted by SEC EDGAR 03/18/2026 - 09:53 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

MITSUBISHI UFJ FINANCIAL GROUP INC director Hiroshi Shimizu has filed an initial statement of beneficial ownership on Form 3. The data provided for this filing does not list any reportable transactions or holdings, and shows no buys, sells, exercises, gifts, or restructurings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for MITSUBISHI UFJ FINANCIAL GROUP INC (MBFJF) show?

The Form 3 shows that Hiroshi Shimizu is a director of MITSUBISHI UFJ FINANCIAL GROUP INC. The provided data includes no reportable transactions, with all buy, sell, exercise, gift, and restructuring counts listed as zero.

Did Hiroshi Shimizu buy or sell any MUFG (MBFJF) shares in this Form 3?

No. The transaction summary reports zero buys, zero sells, and zero derivative exercises for Hiroshi Shimizu. This Form 3 functions as an initial ownership statement rather than a record of trading activity in MUFG shares.

What role does Hiroshi Shimizu hold at MITSUBISHI UFJ FINANCIAL GROUP INC (MBFJF)?

Hiroshi Shimizu is identified as a director of MITSUBISHI UFJ FINANCIAL GROUP INC. The filing indicates he is not an officer and not a ten percent owner, so his reporting obligation here is based on his board position.

Are any derivative securities reported for Hiroshi Shimizu in this MUFG (MBFJF) Form 3?

No derivative securities are reported in the provided data. The derivative summary is empty and the transaction summary shows a derivative transaction count of zero, indicating no listed options, warrants, or similar instruments for this Form 3 excerpt.

Does the MUFG (MBFJF) Form 3 for Hiroshi Shimizu include any gifts or tax-withholding transactions?

No. The transaction summary lists giftCount and taxWithholdingCount as zero, with corresponding share amounts also at zero. This means the Form 3 excerpt records no gifts and no shares withheld for taxes related to equity compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Shimizu Hiroshi

(Last) (First) (Middle)

4-5, MARUNOUCHI 1-CHOME, CHIYODA-KU

(Street)

TOKYO JAPAN 100-8330

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

3a. Foreign Trading Symbol
[8306 (TSE)]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

This statement on Form 3 is filed upon effectiveness of the U.S. Holding Foreign Insiders Accountable Act. Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Kazutaka Kato, by Power of Attorney	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)