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New MUFG (OTC: MBFJF) director Form 3 filed with no reported trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mitsubishi UFJ Financial Group, Inc. filed an initial ownership report for Sneider David Abbott, who is identified as a director of the company. This Form 3 establishes his status as an insider under SEC rules, and the provided data shows no reported transactions or derivative positions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Sneider David Abbott

(Last)(First)(Middle)
4-5, MARUNOUCHI 1-CHOME, CHIYODA-KU

(Street)
TOKYOJAPAN100-8330

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]
3a. Foreign Trading Symbol
[8306 (TSE)]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This statement on Form 3 is filed upon effectiveness of the U.S. Holding Foreign Insiders Accountable Act. Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Kazutaka Kato, by Power of Attorney03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the MUFG Form 3 filing for Sneider David Abbott report?

The Form 3 for Mitsubishi UFJ Financial Group, Inc. identifies Sneider David Abbott as a company director. It serves as his initial beneficial ownership statement and, in the provided data, shows no transactions or derivative positions reported at this time.

Does the MUFG (MBFJF) Form 3 show any insider stock trades?

The provided Form 3 data for Mitsubishi UFJ Financial Group, Inc. shows no recorded buy, sell, gift, or exercise transactions. All transaction-related counts, including buys, sells, and derivative exercises, are listed as zero in the summary fields.

What insider role does Sneider David Abbott have at MUFG?

In this Form 3, Sneider David Abbott is reported as a director of Mitsubishi UFJ Financial Group, Inc.. He is not flagged as an officer or a ten percent owner in the structured data included with the filing excerpt.

Why is this MUFG Form 3 important for MBFJF investors?

This Form 3 formally identifies Sneider David Abbott as an insider director at Mitsubishi UFJ Financial Group, Inc.. It marks the start of his ongoing SEC reporting obligations for future transactions, helping investors track any subsequent insider activity in MUFG securities.

Does the MUFG Form 3 include any derivative securities information?

The derivative summary in this MUFG Form 3 shows no derivative positions or derivative transactions. Counts for option or convertible security exercises and other derivative activity are all zero in the structured transaction summary provided.
Mitsubishi Ufj Financial Group

OTC:MBFJF

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188.50B
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