Mitsubishi UFJ (NYSE: MUFG) settles stock plan, issues 16,700 shares

Rhea-AI Filing Summary

MUFG Managing Corporate Executive Keitaro Tsukiyama had stock compensation awards settle in connection with his retirement. A total of 33,408 stock compensation plan points were settled into stock and cash, including 16,700 common shares acquired at no cash cost. He now directly holds 73,969 MUFG common shares and 57,942 stock compensation plan points.

Insider Trade Summary

33,408 shares exercised/converted

Mixed 2 txns

Insider Tsukiyama Keitaro

Role Managing Corporate Executive

Type	Security	Shares	Price	Value
Conversion	Stock Compensation Plan Points	33,408	$0.00	--
Other	Common Stock	16,700	$0.00	--

Holdings After Transaction: Stock Compensation Plan Points — 57,942 shares (Direct); Common Stock — 73,969 shares (Direct)

Footnotes (1)

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

Key Figures

Common shares acquired: 16,700 shares Common shares held after transaction: 73,969 shares Plan points settled: 33,408 points +2 more

5 metrics

Common shares acquired 16,700 shares Common stock issued at $0.0000 per share upon settlement of plan points

Common shares held after transaction 73,969 shares Direct MUFG common stock holdings following retirement-related settlement

Plan points settled 33,408 points Aggregate non-adjustable Stock Compensation Plan Points settled upon retirement

Plan points remaining 57,942 points Stock Compensation Plan Points reported as held after the conversion transaction

Share price for issued stock $0.0000 per share Price per share for 16,700 common shares received via plan settlement

Key Terms

Stock Compensation Plan Points, derivative securities, Conversion of derivative security, non-adjustable points

4 terms

Stock Compensation Plan Points financial

"security_title: "Stock Compensation Plan Points""

derivative securities financial

"shares were acquired upon the settlement of derivative securities (points) under the plan"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

Conversion of derivative security financial

"transaction_code_description: "Conversion of derivative security""

non-adjustable points financial

"Represents the aggregate non-adjustable points that were settled"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/15/2026 - 06:15 AM Accepted by SEC EDGAR 07/15/2026 - 06:15 AM Learn about SEC filing dates

FAQ

What insider transaction did MUFG (MUFG) executive Keitaro Tsukiyama report?

Keitaro Tsukiyama reported settlement of stock compensation awards linked to his retirement. 33,408 stock compensation plan points were settled into a mix of common stock and cash, including 16,700 MUFG common shares acquired at no cash cost.

How many MUFG (MUFG) shares does Tsukiyama hold after this Form 4 filing?

After the reported transactions, Tsukiyama directly holds 73,969 MUFG common shares. These shares include 16,700 shares received through settlement of stock compensation plan points rather than open-market purchases or sales.

What derivative securities were involved in Tsukiyama’s MUFG (MUFG) transaction?

The transaction involved 33,408 “Stock Compensation Plan Points,” reported as derivative securities. These points were settled upon his retirement and converted into a combination of MUFG common stock and cash under the terms of the stock compensation plan.

Were Tsukiyama’s MUFG (MUFG) transactions open-market buys or sells?

No, the transactions were not open-market trades. The Form 4 shows a conversion of derivative securities and an associated stock issuance at $0.0000 per share, reflecting settlement of stock compensation plan points rather than discretionary market buying or selling.

How many MUFG (MUFG) stock compensation plan points does Tsukiyama hold after settlement?

Following the settlement linked to his retirement, Tsukiyama holds 57,942 Stock Compensation Plan Points. These remaining points are reported as derivative securities, separate from his 73,969 directly held MUFG common shares.

How is Tsukiyama’s retirement related to the MUFG (MUFG) Form 4 transactions?

The disclosure states the reported shares and points were settled upon the reporting person’s retirement. Stock compensation plan points were converted into MUFG common stock and cash in accordance with the plan’s terms at the time of his retirement.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tsukiyama Keitaro

(Last) (First) (Middle)

4-5, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO JAPAN 100-8330

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
MITSUBISHI UFJ FINANCIAL GROUP INC [ MUFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Managing Corporate Executive

2a. Foreign Trading Symbol
[8306 (TSE)]

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/14/2026		J(1)		16,700	A	$0(1)	73,969	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Compensation Plan Points(2)	(2)	07/14/2026		C			33,408	(2)	(2)	Common Stock	33,408	$0	57,942	D

Explanation of Responses:

1. The reported shares were acquired upon the settlement of derivative securities (points) under the plan, previously reported in Table II, in connection with the reporting person's retirement.

2. Represents the aggregate non-adjustable points that were settled upon the reporting person's retirement. Such points were converted into shares of common stock and cash in accordance with the terms of the plan.

	/s/ Kazutaka Kato, by Power of Attorney	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)