[SCHEDULE 13G/A] Microbot Medical, Inc. SEC Filing
Microbot Medical Inc. discloses that three reporting persons — Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC — may be deemed to beneficially own 4,200,951 shares of common stock, representing 9.99% of the class. That total consists of 7,700 shares held directly by Intracoastal and two warrants exercisable into 2,349,488 and 1,843,763 shares, respectively, which together create the reported position and corresponding shared voting and dispositive power.
The filing also discloses several warrant blocker provisions that exclude additional potential shares from the reported total: certain warrants cannot be exercised to the extent they would push ownership above 9.99% or 4.99%. The filing states that without those blocker provisions the reporting persons could be deemed to beneficially own 7,695,600 shares. The signatories certify the holdings were not acquired to change or influence control of the issuer.
Microbot Medical Inc. comunica che tre persone indicate nel rapporto — Mitchell P. Kopin, Daniel B. Asher e Intracoastal Capital LLC — possono essere considerate titolari effettivi di 4,200,951 azioni ordinarie, pari al 9.99% della categoria. Tale totale comprende 7,700 azioni detenute direttamente da Intracoastal e due warrant esercitabili in 2,349,488 e 1,843,763 azioni, rispettivamente, che insieme formano la posizione dichiarata e la corrispondente comune potestà di voto e di disposizione.
La comunicazione segnala inoltre diverse clausole di blocco dei warrant che escludono ulteriori azioni potenziali dal totale riportato: alcuni warrant non possono essere esercitati nella misura in cui farebbero superare la soglia del 9.99% o del 4.99%. Il documento precisa che senza tali disposizioni di blocco le persone segnalanti potrebbero essere ritenute titolari effettivi di 7,695,600 azioni. I firmatari certificano che le partecipazioni non sono state acquisite per modificare o influenzare il controllo dell'emittente.
Microbot Medical Inc. revela que tres personas incluidas en el informe — Mitchell P. Kopin, Daniel B. Asher e Intracoastal Capital LLC — podrían considerarse como poseedoras beneficiarias de 4,200,951 acciones ordinarias, lo que representa el 9.99% de la clase. Ese total incluye 7,700 acciones en poder directo de Intracoastal y dos warrants ejercitables en 2,349,488 y 1,843,763 acciones, respectivamente, que en conjunto conforman la posición declarada y el poder compartido de voto y de disposición.
La presentación también informa de varias cláusulas que bloquean el ejercicio de warrants y que excluyen acciones adicionales potenciales del total informado: ciertos warrants no pueden ejercerse en la medida en que hicieran superar el 9.99% o el 4.99%. El documento indica que sin esas cláusulas de bloqueo las personas informantes podrían considerarse poseedoras beneficiarias de 7,695,600 acciones. Los firmantes certifican que las participaciones no fueron adquiridas con el fin de cambiar o influir en el control del emisor.
Microbot Medical Inc.는 보고 대상자 세 명 — Mitchell P. Kopin, Daniel B. Asher 및 Intracoastal Capital LLC — 이 4,200,951주의 보통주를 실질적으로 소유한 것으로 간주될 수 있으며 이는 해당 종류의 9.99%에 해당한다고 공시했습니다. 이 합계는 Intracoastal가 직접 보유한 7,700주와 각각 2,349,488주 및 1,843,763주로 행사 가능한 워런트 두 건으로 구성되며, 이들이 합쳐서 보고된 포지션과 해당되는 공동 의결권 및 처분권을 형성합니다.
보고서에는 추가 잠재 주식을 보고 총계에서 제외하는 여러 워런트 행사 제한 조항도 공개되어 있습니다: 특정 워런트는 보유 비율이 9.99% 또는 4.99%를 초과하게 되는 범위에서는 행사할 수 없습니다. 보고서는 이러한 제한 조항이 없었다면 보고 대상자들이 7,695,600주를 실질적으로 소유한 것으로 간주될 수 있었을 것이라고 명시합니다. 서명인들은 해당 지분이 발행사의 지배권을 변경하거나 영향을 미치기 위해 취득된 것이 아님을 증명합니다.
Microbot Medical Inc. divulgue que trois personnes mentionnées dans le rapport — Mitchell P. Kopin, Daniel B. Asher et Intracoastal Capital LLC — peuvent être réputées détenir de manière bénéficiaire 4,200,951 actions ordinaires, soit 9,99 % de la catégorie. Ce total se compose de 7,700 actions détenues directement par Intracoastal et de deux warrants exerçables en 2,349,488 et 1,843,763 actions, respectivement, qui ensemble constituent la position déclarée et le pouvoir conjoint de vote et de disposition.
Le dépôt fait également état de plusieurs clauses de blocage des warrants qui excluent d'autres actions potentielles du total déclaré : certains warrants ne peuvent pas être exercés dans la mesure où cela porterait la participation au‑delà de 9.99% ou de 4.99%. Le document indique que sans ces clauses de blocage, les personnes rapportantes pourraient être réputées détenir 7,695,600 actions. Les signataires certifient que ces participations n'ont pas été acquises dans le but de modifier ou d'influencer le contrôle de l'émetteur.
Microbot Medical Inc. gibt bekannt, dass drei meldepflichtige Personen — Mitchell P. Kopin, Daniel B. Asher und Intracoastal Capital LLC — als wirtschaftliche Eigentümer von 4,200,951 Aktien der Stammaktien gelten könnten, was 9,99% der Klasse entspricht. Dieser Gesamtbestand setzt sich aus 7,700 Aktien im direkten Besitz von Intracoastal und zwei ausübbaren Warrants zusammen, die jeweils in 2,349,488 bzw. 1,843,763 Aktien wandelbar sind und zusammen die gemeldete Position sowie die entsprechende gemeinsame Stimm- und Verfügungsgewalt begründen.
Die Einreichung nennt außerdem mehrere Warrant-Blocker-Bestimmungen, die weitere potenzielle Aktien vom gemeldeten Gesamtbetrag ausschließen: bestimmte Warrants dürfen nicht ausgeübt werden, soweit dadurch die Beteiligung über 9.99% bzw. 4.99% steigen würde. Die Einreichung gibt an, dass die meldepflichtigen Personen ohne diese Blocker-Bestimmungen als wirtschaftliche Eigentümer von 7,695,600 Aktien angesehen werden könnten. Die Unterzeichner bestätigen, dass die Bestände nicht erworben wurden, um die Kontrolle des Emittenten zu ändern oder zu beeinflussen.
- Clear disclosure of a near-10% beneficial stake (4,200,951 shares) by named reporting persons
- Breakdown provided showing the position is primarily composed of warrants plus a small number of issued shares (7,700)
- Warrant blocker provisions disclosed, which limit exercise to statutory ownership thresholds and clarify potential dilution
- Significant potential dilution exists from multiple warrants, although some are excluded by blocker provisions (e.g., 973,139; 207,224; 2,314,286 shares excluded)
- Shared voting/dispositive power over 4,200,951 shares indicates coordinated influence despite the filing being passive
- Theoretical larger ownership (7,695,600 shares) would exist without blocker provisions, illustrating material latent exposure
Insights
TL;DR: A passive, near-10% disclosed stake driven largely by warrants with explicit blocker limits.
The Schedule 13G/A reports a combined beneficial position of 4,200,951 shares (9.99%). The position is notable because most of the reported exposure arises from two exercisable warrants rather than fully issued common stock, and multiple warrants include blocker provisions that limit exercise to prevent exceeding 9.99% or 4.99% thresholds. From a market-impact perspective this is material disclosure of concentration but is filed on a passive form, including certification that the holdings are not intended to influence control. Analysts should note the contrast between reported ownership and the larger theoretical ownership (7,695,600 shares) that is constrained by contractual blockers.
TL;DR: Shared voting power and warrant mechanics create governance influence potential, though blockers and a passive filing constrain control claims.
The reporting persons disclose shared voting and dispositive power over 4,200,951 shares and explicitly state no intent to change or influence control. The presence of shared power indicates coordinated ownership among the named parties. Important governance details include multiple warrant blocker provisions that legally limit conversion to avoid surpassing ownership thresholds. These contractual limits reduce immediate takeover or control risks, but the underlying warrant economic exposure and the shared voting designation are material facts for shareholders and governance review.
Microbot Medical Inc. comunica che tre persone indicate nel rapporto — Mitchell P. Kopin, Daniel B. Asher e Intracoastal Capital LLC — possono essere considerate titolari effettivi di 4,200,951 azioni ordinarie, pari al 9.99% della categoria. Tale totale comprende 7,700 azioni detenute direttamente da Intracoastal e due warrant esercitabili in 2,349,488 e 1,843,763 azioni, rispettivamente, che insieme formano la posizione dichiarata e la corrispondente comune potestà di voto e di disposizione.
La comunicazione segnala inoltre diverse clausole di blocco dei warrant che escludono ulteriori azioni potenziali dal totale riportato: alcuni warrant non possono essere esercitati nella misura in cui farebbero superare la soglia del 9.99% o del 4.99%. Il documento precisa che senza tali disposizioni di blocco le persone segnalanti potrebbero essere ritenute titolari effettivi di 7,695,600 azioni. I firmatari certificano che le partecipazioni non sono state acquisite per modificare o influenzare il controllo dell'emittente.
Microbot Medical Inc. revela que tres personas incluidas en el informe — Mitchell P. Kopin, Daniel B. Asher e Intracoastal Capital LLC — podrían considerarse como poseedoras beneficiarias de 4,200,951 acciones ordinarias, lo que representa el 9.99% de la clase. Ese total incluye 7,700 acciones en poder directo de Intracoastal y dos warrants ejercitables en 2,349,488 y 1,843,763 acciones, respectivamente, que en conjunto conforman la posición declarada y el poder compartido de voto y de disposición.
La presentación también informa de varias cláusulas que bloquean el ejercicio de warrants y que excluyen acciones adicionales potenciales del total informado: ciertos warrants no pueden ejercerse en la medida en que hicieran superar el 9.99% o el 4.99%. El documento indica que sin esas cláusulas de bloqueo las personas informantes podrían considerarse poseedoras beneficiarias de 7,695,600 acciones. Los firmantes certifican que las participaciones no fueron adquiridas con el fin de cambiar o influir en el control del emisor.
Microbot Medical Inc.는 보고 대상자 세 명 — Mitchell P. Kopin, Daniel B. Asher 및 Intracoastal Capital LLC — 이 4,200,951주의 보통주를 실질적으로 소유한 것으로 간주될 수 있으며 이는 해당 종류의 9.99%에 해당한다고 공시했습니다. 이 합계는 Intracoastal가 직접 보유한 7,700주와 각각 2,349,488주 및 1,843,763주로 행사 가능한 워런트 두 건으로 구성되며, 이들이 합쳐서 보고된 포지션과 해당되는 공동 의결권 및 처분권을 형성합니다.
보고서에는 추가 잠재 주식을 보고 총계에서 제외하는 여러 워런트 행사 제한 조항도 공개되어 있습니다: 특정 워런트는 보유 비율이 9.99% 또는 4.99%를 초과하게 되는 범위에서는 행사할 수 없습니다. 보고서는 이러한 제한 조항이 없었다면 보고 대상자들이 7,695,600주를 실질적으로 소유한 것으로 간주될 수 있었을 것이라고 명시합니다. 서명인들은 해당 지분이 발행사의 지배권을 변경하거나 영향을 미치기 위해 취득된 것이 아님을 증명합니다.
Microbot Medical Inc. divulgue que trois personnes mentionnées dans le rapport — Mitchell P. Kopin, Daniel B. Asher et Intracoastal Capital LLC — peuvent être réputées détenir de manière bénéficiaire 4,200,951 actions ordinaires, soit 9,99 % de la catégorie. Ce total se compose de 7,700 actions détenues directement par Intracoastal et de deux warrants exerçables en 2,349,488 et 1,843,763 actions, respectivement, qui ensemble constituent la position déclarée et le pouvoir conjoint de vote et de disposition.
Le dépôt fait également état de plusieurs clauses de blocage des warrants qui excluent d'autres actions potentielles du total déclaré : certains warrants ne peuvent pas être exercés dans la mesure où cela porterait la participation au‑delà de 9.99% ou de 4.99%. Le document indique que sans ces clauses de blocage, les personnes rapportantes pourraient être réputées détenir 7,695,600 actions. Les signataires certifient que ces participations n'ont pas été acquises dans le but de modifier ou d'influencer le contrôle de l'émetteur.
Microbot Medical Inc. gibt bekannt, dass drei meldepflichtige Personen — Mitchell P. Kopin, Daniel B. Asher und Intracoastal Capital LLC — als wirtschaftliche Eigentümer von 4,200,951 Aktien der Stammaktien gelten könnten, was 9,99% der Klasse entspricht. Dieser Gesamtbestand setzt sich aus 7,700 Aktien im direkten Besitz von Intracoastal und zwei ausübbaren Warrants zusammen, die jeweils in 2,349,488 bzw. 1,843,763 Aktien wandelbar sind und zusammen die gemeldete Position sowie die entsprechende gemeinsame Stimm- und Verfügungsgewalt begründen.
Die Einreichung nennt außerdem mehrere Warrant-Blocker-Bestimmungen, die weitere potenzielle Aktien vom gemeldeten Gesamtbetrag ausschließen: bestimmte Warrants dürfen nicht ausgeübt werden, soweit dadurch die Beteiligung über 9.99% bzw. 4.99% steigen würde. Die Einreichung gibt an, dass die meldepflichtigen Personen ohne diese Blocker-Bestimmungen als wirtschaftliche Eigentümer von 7,695,600 Aktien angesehen werden könnten. Die Unterzeichner bestätigen, dass die Bestände nicht erworben wurden, um die Kontrolle des Emittenten zu ändern oder zu beeinflussen.