MCRI Form 144: Proposed Sale of 3,023 Shares Valued $311,692

Monarch Casino & Resort, Inc. (MCRI) Notice reports a proposed sale of 3,023 common shares through Wells Fargo Clearing Services on NASDAQ with an aggregate market value of $311,691.79.

Rhea-AI Filing Summary

Monarch Casino & Resort, Inc. (MCRI) Notice reports a proposed sale of 3,023 common shares through Wells Fargo Clearing Services on NASDAQ with an aggregate market value of $311,691.79. The shares were acquired as compensation on 01/01/2020. The filing shows 18,267,451 shares outstanding, so the proposed sale represents approximately 0.0166% of outstanding shares. The filing also discloses a recent sale by John and Catherine Farahi Family Foundation of 2,000 shares on 07/22/2025 for gross proceeds of $209,011.36. The filer attests there is no undisclosed material adverse information and follows Rule 144 procedures.

Positive

• Compliance with Rule 144: The notice supplies required broker, share count, acquisition details and prior three-month sales information.
• Insider transparency: Filer attests there is no undisclosed material adverse information, providing investor-relevant assurance.

Negative

• None.

Insights

Securities Analyst

TL;DR: Small insider sale; immaterial to market capitalization but worth noting for insider liquidity.

The proposed disposition of 3,023 common shares valued at $311,691.79 is negligible relative to 18,267,451 shares outstanding (about 0.0166%). From a market-impact perspective this is immaterial and unlikely to affect the stock price. The shares were acquired as compensation in 2020, consistent with routine insider compensation liquidation. The recent sale of 2,000 shares by the related foundation for $209,011.36 confirms limited, incremental insider liquidity activity.

Compliance & Governance Analyst

TL;DR: Filing appears procedurally compliant; representation about absence of material nonpublic info is notable.

The Form 144 provides required transaction details: broker, share count, acquisition date and nature, and prior sales in the three-month lookback. The signer represents no material undisclosed information exists and references Rule 10b5-1 planning if applicable, but no trading plan date is provided in the content. On procedural grounds the notice meets Rule 144 disclosure elements shown.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for MCRI disclose about the proposed sale?

The filing discloses a proposed sale of 3,023 common shares via Wells Fargo on NASDAQ with aggregate market value of $311,691.79.

How large is the sale relative to Monarch Casino & Resort's outstanding shares (MCRI)?

The company has 18,267,451 shares outstanding; the proposed sale of 3,023 shares equals about 0.0166% of outstanding shares.

When were the shares being sold by the filer originally acquired?

The shares were acquired as compensation on 01/01/2020 and the payment date listed is 01/01/2020.

Does the filing show any recent related sales by affiliated parties?

Yes. The John and Catherine Farahi Family Foundation sold 2,000 shares on 07/22/2025 for gross proceeds of $209,011.36.

Which broker is handling the proposed sale in the Form 144?

The broker listed is Wells Fargo Clearing Services located at One North Jefferson Avenue, St. Louis, MO.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/25/2025 - 04:42 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000937318
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MONARCH CASINO & RESORT INC
SEC File Number	000-22088
Address of Issuer	3800 S VIRGINIA STREET EXECUTIVE OFFICES RENO NEVADA 89502
Phone	775-335-4600
Name of Person for Whose Account the Securities are To Be Sold	FARAHI JOHN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	3023	311691.79	18267451	08/25/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2020	Compensation	Issuer			3023	01/01/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John and Catherine Farahi Family Foundation 3800 S. Virginia St Reno NV 89502	Monarch Casino & Resort, Inc.	07/22/2025	2000	209011.36

144: Remarks and Signature

Remarks	The 3,023 shares were sold from the John and Catherine Farahi Family Foundation. The client acquired the shares via IPO, Open Market Purchase and Executive Compensation.
Date of Notice	08/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	John Farahi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)