[144] Monarch Casino & Resort Inc SEC Filing

Rhea-AI Filing Summary

Form 144 filing for Monarch Casino & Resort, Inc. (MCRI) notifies a proposed sale of 1,977 common shares through Wells Fargo Clearing Services with an aggregate market value of $203,954.63. The sale is reported as to occur on 08/26/2025 on NASDAQ. The securities were acquired on 01/01/2020 as compensation from the issuer. The filing lists 18,267,451 shares outstanding for the class. The notice includes prior sales by the John and Catherine Farahi Family Foundation totaling 5,023 shares in July and August 2025 with gross proceeds of $521,110.42. The form contains the standard representation that the seller is unaware of any undisclosed material adverse information.

Positive

• Transaction details provided: class, broker, share count, aggregate market value, approximate sale date, and exchange are disclosed
• Acquisition information included: securities were acquired on 01/01/2020 as compensation from the issuer
• Prior sales disclosed: foundation sales on 07/22/2025 and 08/25/2025 with gross proceeds listed

Negative

• Filer identification fields appear blank or not provided in the supplied content (CIK/CCC/submission contact information not shown)
• Date of notice and signature fields are not present in the provided extract, which are required elements of a complete filing

Insights

Securities Analyst

TL;DR A routine insider sale notice for 1,977 shares via a major broker; disclosed prior foundation sales are also reported.

The filing is a standard Rule 144 notice indicating a proposed disposition of common shares acquired as compensation. The broker, approximate sale date, aggregate market value, and outstanding share count are provided, enabling investors to understand the transaction size and timing. Prior related sales by the named foundation in July and August 2025 are disclosed with gross proceeds. There is no earnings or operational information in this filing to affect valuation; it serves solely as a compliance disclosure of an intended sale.

Compliance / Risk Analyst

TL;DR The form appears to meet basic Rule 144 disclosure elements but omits some identifying details and signature/date fields.

The filing supplies required transactional details (class, broker, amounts, acquisition date, and recent sales) and the seller's representation about material non-disclosure. However, visible form fields for filer identification and the notice date/signature are blank in the provided content, which could affect completeness if not present on the official submission. From a compliance perspective, the document functions as a routine notice rather than a material corporate disclosure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	1977	203954.63	18267451	08/26/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2020	Compensation	Issuer			1977	01/01/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John and Catherine Farahi Family Foundation 3800 S. Virginia St Reno NV 89502	Monarch Casino & Resort, Inc.	07/22/2025	2000	209011.36
John and Catherine Farahi Family Foundation 3800 S. Virginia St. Reno NV 89502	Monarch Casino & Resort, Inc.	08/25/2025	3023	312099.06

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the MCRI Form 144 report?

The filing reports a proposed sale of 1,977 common shares of Monarch Casino & Resort, Inc. with an aggregate market value of $203,954.63 to be sold approximately on 08/26/2025 on NASDAQ.

Who is the broker handling the proposed sale on the Form 144?

The broker listed is Wells Fargo Clearing Services, One North Jefferson Avenue, St. Louis, MO 63103.

When and how were the shares being sold acquired?

The securities were acquired on 01/01/2020 as compensation from the issuer, with the amount listed as 1,977 shares.

Were there any recent related sales disclosed?

Yes. The John and Catherine Farahi Family Foundation sold 2,000 shares on 07/22/2025 for $209,011.36 and 3,023 shares on 08/25/2025 for $312,099.06.

Does the filing state whether any undisclosed material adverse information exists?

The notice includes the seller's representation that they do not know of any material adverse information regarding the issuer that has not been publicly disclosed.