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[Form 3/A] The Marcus Corporation Amended Initial Statement of Beneficial Ownership

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Form Type
3/A
Rhea-AI Filing Summary

This Form 3/A is an amended initial statement of beneficial ownership for Mark A. Gramz, President of Marcus Theatres Corporation, filed on June 28, 2025, amending the original filing from August 14, 2023.

Key holdings include:

  • Direct ownership: 1,271 common shares, plus 6,700 restricted shares subject to vesting conditions
  • Indirect ownership: 4,944.63 shares through 401(k) Plan
  • Stock Options: Multiple tranches totaling 57,190 shares with exercise prices ranging from $12.71 to $41.90 and expiration dates from 2024 to 2033

The restricted stock granted March 1, 2023, vests 50% after 2 years and 100% after 4 years. Stock options follow two vesting schedules: older grants vest over 5 years (40%-60%-80%-100%), while newer grants vest over 4 years (50%-75%-100%). This amendment notably includes previously unreported 401(k) Plan holdings.

Questo Modulo 3/A è una dichiarazione iniziale modificata di proprietà effettiva per Mark A. Gramz, Presidente di Marcus Theatres Corporation, presentata il 28 giugno 2025, che modifica la dichiarazione originale del 14 agosto 2023.

Le principali partecipazioni includono:

  • Proprietà diretta: 1.271 azioni ordinarie, più 6.700 azioni vincolate soggette a condizioni di maturazione
  • Proprietà indiretta: 4.944,63 azioni tramite il Piano 401(k)
  • Opzioni su azioni: Diverse tranche per un totale di 57.190 azioni con prezzi di esercizio che variano da 12,71 $ a 41,90 $ e scadenze dal 2024 al 2033

Le azioni vincolate concesse il 1° marzo 2023 maturano il 50% dopo 2 anni e il 100% dopo 4 anni. Le opzioni su azioni seguono due programmi di maturazione: le concessioni più vecchie maturano in 5 anni (40%-60%-80%-100%), mentre quelle più recenti maturano in 4 anni (50%-75%-100%). Questa modifica include in modo significativo partecipazioni al Piano 401(k) non precedentemente dichiarate.

Este Formulario 3/A es una declaración inicial enmendada de propiedad beneficiaria para Mark A. Gramz, Presidente de Marcus Theatres Corporation, presentada el 28 de junio de 2025, que modifica la presentación original del 14 de agosto de 2023.

Las participaciones clave incluyen:

  • Propiedad directa: 1,271 acciones comunes, más 6,700 acciones restringidas sujetas a condiciones de consolidación
  • Propiedad indirecta: 4,944.63 acciones a través del Plan 401(k)
  • Opciones sobre acciones: Varias series que suman 57,190 acciones con precios de ejercicio que van desde $12.71 hasta $41.90 y fechas de vencimiento entre 2024 y 2033

Las acciones restringidas otorgadas el 1 de marzo de 2023 se consolidan al 50% después de 2 años y al 100% después de 4 años. Las opciones sobre acciones siguen dos calendarios de consolidación: las concesiones más antiguas se consolidan en 5 años (40%-60%-80%-100%), mientras que las más nuevas en 4 años (50%-75%-100%). Esta enmienda incluye notablemente participaciones del Plan 401(k) no reportadas anteriormente.

이 양식 3/A는 Marcus Theatres Corporation의 사장 Mark A. Gramz의 수정된 초기 실질 소유권 신고서로, 2025년 6월 28일 제출되었으며, 2023년 8월 14일의 원본 신고서를 수정한 것입니다.

주요 보유 내역은 다음과 같습니다:

  • 직접 소유: 1,271 보통주 및 조건부 권리 제한 주식 6,700주
  • 간접 소유: 401(k) 플랜을 통한 4,944.63주
  • 주식 옵션: 행사가격이 $12.71에서 $41.90 사이이며 만료일이 2024년부터 2033년까지인 여러 배치의 총 57,190주

2023년 3월 1일 부여된 제한 주식은 2년 후 50%, 4년 후 100%가 베스팅됩니다. 주식 옵션은 두 가지 베스팅 일정이 있으며, 이전 부여분은 5년(40%-60%-80%-100%)에 걸쳐, 최신 부여분은 4년(50%-75%-100%)에 걸쳐 베스팅됩니다. 이번 수정은 이전에 신고되지 않은 401(k) 플랜 보유분을 포함하고 있습니다.

Ce formulaire 3/A est une déclaration initiale modifiée de propriété bénéficiaire pour Mark A. Gramz, président de Marcus Theatres Corporation, déposée le 28 juin 2025, modifiant le dépôt original du 14 août 2023.

Les principales détentions comprennent :

  • Propriété directe : 1 271 actions ordinaires, plus 6 700 actions restreintes soumises à des conditions d'acquisition
  • Propriété indirecte : 4 944,63 actions via le Plan 401(k)
  • Options d'achat d'actions : Plusieurs tranches totalisant 57 190 actions avec des prix d'exercice allant de 12,71 $ à 41,90 $ et des dates d'expiration de 2024 à 2033

Les actions restreintes accordées le 1er mars 2023 acquièrent 50 % après 2 ans et 100 % après 4 ans. Les options d'achat suivent deux calendriers d'acquisition : les anciennes attributions s'acquièrent sur 5 ans (40%-60%-80%-100%), tandis que les plus récentes s'acquièrent sur 4 ans (50%-75%-100%). Cet amendement inclut notamment des participations au Plan 401(k) auparavant non déclarées.

Dieses Formular 3/A ist eine geänderte anfängliche Erklärung zum wirtschaftlichen Eigentum für Mark A. Gramz, Präsident der Marcus Theatres Corporation, eingereicht am 28. Juni 2025, und ändert die ursprüngliche Einreichung vom 14. August 2023.

Wesentliche Beteiligungen umfassen:

  • Direktbesitz: 1.271 Stammaktien sowie 6.700 eingeschränkte Aktien mit Vesting-Bedingungen
  • Indirekter Besitz: 4.944,63 Aktien über den 401(k)-Plan
  • Aktienoptionen: Mehrere Tranchen mit insgesamt 57.190 Aktien, Ausübungspreise von 12,71 $ bis 41,90 $ und Laufzeiten von 2024 bis 2033

Die am 1. März 2023 gewährten eingeschränkten Aktien werden zu 50 % nach 2 Jahren und zu 100 % nach 4 Jahren übertragen. Die Aktienoptionen folgen zwei Vesting-Plänen: Ältere Zuteilungen vesten über 5 Jahre (40%-60%-80%-100%), neuere über 4 Jahre (50%-75%-100%). Diese Änderung umfasst insbesondere zuvor nicht gemeldete Beteiligungen am 401(k)-Plan.

Positive
  • None.
Negative
  • None.

Questo Modulo 3/A è una dichiarazione iniziale modificata di proprietà effettiva per Mark A. Gramz, Presidente di Marcus Theatres Corporation, presentata il 28 giugno 2025, che modifica la dichiarazione originale del 14 agosto 2023.

Le principali partecipazioni includono:

  • Proprietà diretta: 1.271 azioni ordinarie, più 6.700 azioni vincolate soggette a condizioni di maturazione
  • Proprietà indiretta: 4.944,63 azioni tramite il Piano 401(k)
  • Opzioni su azioni: Diverse tranche per un totale di 57.190 azioni con prezzi di esercizio che variano da 12,71 $ a 41,90 $ e scadenze dal 2024 al 2033

Le azioni vincolate concesse il 1° marzo 2023 maturano il 50% dopo 2 anni e il 100% dopo 4 anni. Le opzioni su azioni seguono due programmi di maturazione: le concessioni più vecchie maturano in 5 anni (40%-60%-80%-100%), mentre quelle più recenti maturano in 4 anni (50%-75%-100%). Questa modifica include in modo significativo partecipazioni al Piano 401(k) non precedentemente dichiarate.

Este Formulario 3/A es una declaración inicial enmendada de propiedad beneficiaria para Mark A. Gramz, Presidente de Marcus Theatres Corporation, presentada el 28 de junio de 2025, que modifica la presentación original del 14 de agosto de 2023.

Las participaciones clave incluyen:

  • Propiedad directa: 1,271 acciones comunes, más 6,700 acciones restringidas sujetas a condiciones de consolidación
  • Propiedad indirecta: 4,944.63 acciones a través del Plan 401(k)
  • Opciones sobre acciones: Varias series que suman 57,190 acciones con precios de ejercicio que van desde $12.71 hasta $41.90 y fechas de vencimiento entre 2024 y 2033

Las acciones restringidas otorgadas el 1 de marzo de 2023 se consolidan al 50% después de 2 años y al 100% después de 4 años. Las opciones sobre acciones siguen dos calendarios de consolidación: las concesiones más antiguas se consolidan en 5 años (40%-60%-80%-100%), mientras que las más nuevas en 4 años (50%-75%-100%). Esta enmienda incluye notablemente participaciones del Plan 401(k) no reportadas anteriormente.

이 양식 3/A는 Marcus Theatres Corporation의 사장 Mark A. Gramz의 수정된 초기 실질 소유권 신고서로, 2025년 6월 28일 제출되었으며, 2023년 8월 14일의 원본 신고서를 수정한 것입니다.

주요 보유 내역은 다음과 같습니다:

  • 직접 소유: 1,271 보통주 및 조건부 권리 제한 주식 6,700주
  • 간접 소유: 401(k) 플랜을 통한 4,944.63주
  • 주식 옵션: 행사가격이 $12.71에서 $41.90 사이이며 만료일이 2024년부터 2033년까지인 여러 배치의 총 57,190주

2023년 3월 1일 부여된 제한 주식은 2년 후 50%, 4년 후 100%가 베스팅됩니다. 주식 옵션은 두 가지 베스팅 일정이 있으며, 이전 부여분은 5년(40%-60%-80%-100%)에 걸쳐, 최신 부여분은 4년(50%-75%-100%)에 걸쳐 베스팅됩니다. 이번 수정은 이전에 신고되지 않은 401(k) 플랜 보유분을 포함하고 있습니다.

Ce formulaire 3/A est une déclaration initiale modifiée de propriété bénéficiaire pour Mark A. Gramz, président de Marcus Theatres Corporation, déposée le 28 juin 2025, modifiant le dépôt original du 14 août 2023.

Les principales détentions comprennent :

  • Propriété directe : 1 271 actions ordinaires, plus 6 700 actions restreintes soumises à des conditions d'acquisition
  • Propriété indirecte : 4 944,63 actions via le Plan 401(k)
  • Options d'achat d'actions : Plusieurs tranches totalisant 57 190 actions avec des prix d'exercice allant de 12,71 $ à 41,90 $ et des dates d'expiration de 2024 à 2033

Les actions restreintes accordées le 1er mars 2023 acquièrent 50 % après 2 ans et 100 % après 4 ans. Les options d'achat suivent deux calendriers d'acquisition : les anciennes attributions s'acquièrent sur 5 ans (40%-60%-80%-100%), tandis que les plus récentes s'acquièrent sur 4 ans (50%-75%-100%). Cet amendement inclut notamment des participations au Plan 401(k) auparavant non déclarées.

Dieses Formular 3/A ist eine geänderte anfängliche Erklärung zum wirtschaftlichen Eigentum für Mark A. Gramz, Präsident der Marcus Theatres Corporation, eingereicht am 28. Juni 2025, und ändert die ursprüngliche Einreichung vom 14. August 2023.

Wesentliche Beteiligungen umfassen:

  • Direktbesitz: 1.271 Stammaktien sowie 6.700 eingeschränkte Aktien mit Vesting-Bedingungen
  • Indirekter Besitz: 4.944,63 Aktien über den 401(k)-Plan
  • Aktienoptionen: Mehrere Tranchen mit insgesamt 57.190 Aktien, Ausübungspreise von 12,71 $ bis 41,90 $ und Laufzeiten von 2024 bis 2033

Die am 1. März 2023 gewährten eingeschränkten Aktien werden zu 50 % nach 2 Jahren und zu 100 % nach 4 Jahren übertragen. Die Aktienoptionen folgen zwei Vesting-Plänen: Ältere Zuteilungen vesten über 5 Jahre (40%-60%-80%-100%), neuere über 4 Jahre (50%-75%-100%). Diese Änderung umfasst insbesondere zuvor nicht gemeldete Beteiligungen am 401(k)-Plan.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Gramz Mark A

(Last) (First) (Middle)
100 EAST WISCONSIN AVENUE
SUITE 1900

(Street)
MILWAUKEE WI 53202-4125

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/31/2023
3. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres., Marcus Theatres Corp*
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/14/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,271 D
Hello Peter - 6,700(1) D
Hello Peter - 4,944.6253(2) I By 401K Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (3) 07/29/2024 Common Stock 700 $18.34 D
Stock Option (Right to Buy) (3) 07/28/2025 Common Stock 3,500 $20.26 D
Stock Option (Right to Buy) (3) 02/28/2026 Common Stock 2,040 $18.68 D
Stock Option (Right to Buy) (3) 02/28/2027 Common Stock 3,500 $31.2 D
Stock Option (Right to Buy) (4) 02/27/2028 Common Stock 3,500 $27 D
Stock Option (Right to Buy) (4) 02/26/2029 Common Stock 3,500 $41.9 D
Stock Option (Right to Buy) (4) 02/25/2030 Common Stock 3,500 $28.88 D
Stock Option (Right to Buy) (4) 05/08/2030 Common Stock 1,750 $12.71 D
Stock Option (Right to Buy) (4) 03/09/2031 Common Stock 4,200 $21.84 D
Stock Option (Right to Buy) (4) 03/08/2032 Common Stock 3,500 $17.04 D
Stock Option (Right to Buy) (4) 03/07/2033 Common Stock 27,500 $15.99 D
Explanation of Responses:
1. Restricted stock granted March 1, 2023 vests as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.
2. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. This amount was not previously reported on the Form 3 filed on August 14, 2023.
3. The options originally granted vest as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
4. The options originally granted vest as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
Remarks:
President, Marcus Theatres Corporation*
/s/ Steven R. Barth, Attorney-in-Fact for Mark A. Gramz 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of MCS common stock does Mark Gramz directly own?

According to the Form 3/A filing, Mark Gramz directly owns 1,271 shares of common stock, plus 6,700 shares of restricted stock that are subject to vesting conditions.

What is Mark Gramz's position at Marcus Corporation (MCS)?

Mark Gramz serves as the President of Marcus Theatres Corporation, a position disclosed in the Form 3/A filing where he is listed as an Officer of the company.

How many stock options does Mark Gramz hold for MCS shares?

According to the filing, Mark Gramz holds multiple stock option grants totaling 57,190 shares, with various exercise prices ranging from $12.71 to $41.90 and expiration dates from 2024 to 2033. The largest single grant is 27,500 options with an exercise price of $15.99 expiring in 2033.

What are the vesting terms for Mark Gramz's restricted stock at MCS?

The restricted stock granted on March 1, 2023 vests in two stages: 50% vests after the second anniversary of the grant date, and 100% vests after the fourth anniversary of the grant date.

How many MCS shares does Mark Gramz hold in his 401(k) Plan?

According to the Form 3/A filing, Mark Gramz holds 4,944.6253 shares of MCS indirectly through his 401(k) Plan. This amount was not previously reported on the original Form 3 filed on August 14, 2023.
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