MCVT Form 3: Director Dana Wagner Reports No Ownership (07/31/2025)

Dana Wagner filed an initial Form 3 for Mill City Ventures III, Ltd. (MCVT) reporting a director relationship and stating no securities are beneficially owned as of the event date 07/31/2025.

Accepted by SEC EDGAR 08/11/2025 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Dana Wagner filed an initial Form 3 for Mill City Ventures III, Ltd. (MCVT) reporting a director relationship and stating no securities are beneficially owned as of the event date 07/31/2025. The filing provides the reporting persons name and business address and serves as the formal disclosure that, at the time of the required reporting event, the named director had no direct or indirect ownership in the issuer.

Positive

• None.

Negative

• Dana Wagner reported no beneficial ownership of MCVT securities as of 07/31/2025

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the Form 3 filed for MCVT disclose?

The Form 3 filed for Mill City Ventures III (MCVT) discloses that Dana Wagner is a director and that no securities are beneficially owned as of the event date 07/31/2025.

When is the event date reported on the Form 3 for MCVT?

The event date reported on the Form 3 is 07/31/2025.

Does the filing show any derivative or non-derivative holdings for MCVT by the reporting person?

No. The filing explicitly states no securities are beneficially owned, and both Table I and Table II list no holdings.

What relationship to the issuer does the reporting person have according to the Form 3?

The filing indicates the reporting person, Dana Wagner, is a director of Mill City Ventures III, Ltd.

Who signed the Form 3 and when was it signed?

The Form 3 is signed electronically as /s/ Dana Wagner with the signature date shown as 08/11/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Wagner Dana

(Last) (First) (Middle)

C/O MILL CITY VENTURES III, LTD.

1907 WAYZATA BOULEVARD,. SUITE 205

(Street)

WAYZATA MN 55391

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2025

3. Issuer Name and Ticker or Trading Symbol
Mill City Ventures III, Ltd [ MCVT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Dana Wagner	08/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.