Ramaco Resou SEC Filings

Ramaco Resources Form 4 shows affiliated Yorktown funds sold shares of the issuer in a secondary offering overallotment. The filing reports three sales on 08/08/2025 by Yorktown IX, Yorktown X and Yorktown XI of 527,910, 426,627 and 645,463 shares, respectively, at a public price of $18.75 per share. These sales are described as resulting from the exercise in full of the underwriters' overallotment option for a registered secondary offering. The reporting person, Bryan H. Lawrence, disclaims beneficial ownership except to his pecuniary interest and is identified as member and manager of the general partner entities for the Yorktown funds. The filing also corrects a prior mathematical error in a March filing regarding a reported ending balance for Yorktown IX.

Peter A. Leidel, a director of Ramaco Resources, filed a Form 4 reporting that Yorktown Energy Partners IX L.P., X L.P. and XI L.P. sold Class A Common Stock on 08/08/2025 at a price of $18.75 per share in connection with the exercise in full of the overallotment option for a registered underwritten secondary offering.

The filing lists sales of 527,910, 426,627 and 645,463 shares by the Yorktown funds, showing ending beneficial ownership balances of 3,097,134, 2,502,930 and 3,786,797 shares respectively. An additional disposal of 85,474 shares is recorded without a transaction date. The report disclaims beneficial ownership except for pecuniary interest and corrects a prior March 27, 2025 mathematical error reducing a previously reported balance by 37,837 shares.

Yorktown Energy Partners X, L.P. sold 426,627 shares of Ramaco Resources Class A common stock as part of an underwritten offering at $18.75 per share, with underwriting discounts of $1.03125 per share, resulting in net proceeds of $17.71875 per share. The underwriters exercised the full 30-day Over-Allotment Option.

Following the offering, each Reporting Person reports beneficial ownership of 2,502,930 shares, representing 4.54% of Class A common stock based on 55,182,254 shares outstanding. Yorktown entered a 90-day lock-up restricting certain transfers, and the filing describes the organizational relationships among Yorktown entities and their disclaimers of ownership beyond pecuniary interests.

Amendment No. 3 to a Schedule 13D reports that Yorktown Energy Partners XI, L.P. and related Yorktown entities continue to hold 3,786,797 shares of Ramaco Resources Class A common stock, representing 6.86% of the class based on 55,182,254 shares outstanding after the offering. The filing discloses that Yorktown participated as a selling stockholder in an underwritten equity offering in which the underwriters purchased 10,666,667 issuer shares and exercised a 30‑day over‑allotment option in full.

The amendment states Yorktown sold 645,463 shares via the offering at a public price of $18.75 per share, with an underwriting discount of $1.03125 per share and net proceeds to Yorktown of $17.71875 per share. Yorktown and related entities disclaim beneficial ownership except to the extent of pecuniary interest and agreed to a customary 90‑day lock‑up with the underwriters.

Yorktown Energy Partners IX, L.P. and affiliated entities amended their Schedule 13D to report transactions in Ramaco Resources' Class A common stock. The issuer completed an underwritten offering of 10,666,667 shares at a public price of $18.75 per share and the underwriters exercised a full over-allotment of 527,910 additional shares. Yorktown sold the 527,910 shares at the public price less underwriting discounts and received net proceeds of $17.71875 per share.

As of the reporting date, each Reporting Person beneficially owns 3,097,134 shares, representing 5.61% of the Class A shares outstanding based on 55,182,254 shares after the offering. Yorktown entered into a customary 90-day lock-up with the underwriters restricting transfers, and the filing clarifies that Yorktown Energy Partners IX, L.P. directly holds the shares while Yorktown IX Company LP and Yorktown IX Associates LLC serve as general partner entities and disclaim ownership beyond pecuniary interest.