Welcome to our dedicated page for MidCap Financial SEC filings (Ticker: MFIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MidCap Financial Investment Corporation (NASDAQ: MFIC) files a broad range of documents with the U.S. Securities and Exchange Commission as a closed-end, externally managed business development company (BDC) and regulated investment company (RIC). This SEC filings page brings together those regulatory disclosures so investors can review how MFIC reports its financial condition, portfolio, leverage, and corporate actions.
MFIC’s periodic reports on Forms 10-K and 10-Q (not reproduced here but referenced in its public communications) typically provide detailed information on net investment income, net asset value (NAV) per share, total assets, investment portfolio at fair value, debt outstanding, and net leverage ratio. They also describe portfolio composition by asset type, including first lien secured debt, second lien secured debt, structured products and other instruments, preferred equity, and common equity/interests and warrants, along with interest rate characteristics such as the proportion of floating rate versus fixed rate exposure.
The company’s current reports on Form 8-K disclose material events such as quarterly and annual earnings releases, amendments and extensions of its senior secured, multi-currency revolving credit facility, and term debt securitizations in the form of collateralized loan obligations (CLOs). For example, MFIC has filed 8-Ks describing the amendment of its revolving credit facility, including revised lender commitments, maturity dates, and pricing, and an 8-K outlining a $492 million debt securitization by MFIC Bethesda CLO 1 LLC, with details on the various classes of secured and subordinated notes and the company’s role as collateral manager.
Other 8-K filings cover governance and corporate actions, including results of the annual meeting of stockholders, director elections, and the appointment of officers such as the chief accounting officer. These filings also confirm that MFIC’s common stock and certain notes are registered under Section 12(b) of the Exchange Act and listed on the Nasdaq Global Select Market.
On Stock Titan, investors can use this page to access MFIC’s latest SEC filings as they are made available through EDGAR. AI-powered summaries help explain the key points from lengthy documents, such as how changes in the credit facility affect liquidity, what a new CLO transaction implies for funding and leverage, or how earnings releases reflect portfolio performance and dividend decisions. Users can quickly locate quarterly and annual reports, 8-Ks related to financing and governance events, and other material disclosures, and rely on AI-generated highlights to understand the implications without reading every line of each filing.
MidCap Financial Investment Corp’s president and CIO, Ted Aymond McNulty Jr., reported a tax-related share disposition. He had 6,663 shares of common stock withheld at
MidCap Financial Investment Corp reported an amended Form 4 for one of its directors covering exempt stock acquisitions tied to merger completions. On July 22, 2024, the director acquired 668 shares and 566 shares of MFIC common stock pursuant to merger agreements with Apollo Senior Floating Rate Fund Inc. and Apollo Tactical Income Fund Inc., using exchange ratios of 0.9547 and 0.9441 MFIC shares per former fund share, respectively.
After these transactions, the director beneficially owns 5,342 MFIC shares directly, plus indirect holdings of 3,533 shares in the Elliot Stein Jr. Defined Benefit Plan, 910 shares held by a spouse, and 3,245 shares in an irrevocable trust. The amendment corrects the prior report, which had inadvertently consolidated all ownership as direct rather than separating direct and indirect holdings.
MidCap Financial Investment Corporation furnished an update on its business by issuing a press release with its financial results for the quarter ended September 30, 2025. The company attached this press release as Exhibit 99.1, making the information available to the market in a formal way. The disclosure is treated as being “furnished” rather than “filed,” which limits how it is used for certain legal liability purposes and for incorporation into other regulatory documents.
MidCap Financial Investment Corporation completed a $492,000,000 term debt securitization for MFIC Bethesda CLO 1 LLC, issuing new Secured Notes and using proceeds to redeem the CLO’s outstanding 2035 secured notes and pay related fees and expenses.
The structure includes AAA to BBB-(sf) tranches due 2037, with AAA Class A-1-R at three-month SOFR + 1.49% and Class A-2-R at SOFR + 1.65%. The CLO may be redeemed on any business day after October 23, 2027. The Company, through its retention vehicle, retained 100% of the Class D-R and continues to hold 100% of the Subordinated Notes issued on the original 2023 closing. MidCap remains collateral manager under a fee of 0.0% per annum.
MidCap Financial Investment Corp (MFIC) Form 3 filed for Joseph Vincent Durkin reports his roles as Chief Accounting Officer and director-level officer. The filing, covering the 09/04/2025 event date, states that Mr. Durkin does not beneficially own any securities of the issuer. The form is signed by an attorney-in-fact and includes Exhibit 24 (Power of Attorney).
MidCap Financial Investment Corporation reported that its Board of Directors appointed Joseph Durkin as Chief Accounting Officer, effective as of the close of business on September 4, 2025. The company states that his appointment was not made under any arrangement or understanding with another person, and that he has no family relationships with directors or executive officers and no related-party transactions with the company since the beginning of the last fiscal year. MidCap Financial also notes that he has not entered into any material plan, contract, arrangement, grant or award in connection with this role.
Durkin, age 36, joined Apollo Global Management, Inc. in September 2025 and serves as Chief Accounting Officer of both MidCap Financial Investment Corporation and MidCap Apollo Institutional Private Lending from September 4, 2025. His prior experience includes serving as a Principal at Churchill Asset Management focusing on its registered fund platform from 2019 to 2025 and earlier work as a Manager at Ernst & Young LLP in the Wealth and Asset Management audit practice. He holds B.S. and M.S. degrees in Accounting from Fordham University and is a Certified Public Accountant in New York.
MidCap Financial Investment Corporation (MFIC) filed a Current Report on Form 8-K stating that on August 11, 2025 the Company issued a press release announcing its financial results for the quarter ended June 30, 2025. The press release is furnished as Exhibit 99.1 and the cover page interactive XBRL file is included as Exhibit 104. The filing explicitly notes that the information furnished under Item 2.02, including Exhibit 99.1, is being provided as "furnished" and is not deemed "filed" for purposes of Section 18 of the Exchange Act and is not incorporated by reference into other securities filings unless expressly stated.
The report also discloses basic corporate details that are part of the filing record: the registrant is incorporated in Maryland, principal offices at 9 West 57th Street, New York, NY 10019, telephone (212) 515-3450, and the Companys registered securities trade on the Nasdaq Global Select Market as Common Stock (MFIC) and 8.00% Notes due 2028 (MFICL). The report is signed by Kristin M. Hester, Chief Legal Officer and Secretary, dated August 11, 2025.
On June 18, 2025, MidCap Financial Investment Corporation (NASDAQ: MFIC) held its Annual Meeting of Stockholders and has reported the voting results via Form 8-K.
Proposal 1 – Election of Class III directors: Elliot Stein Jr. received 29,268,588 votes “For” and 11,993,089 “Withheld,” while Carmencita N. M. Whonder obtained 37,768,849 votes “For” and 3,492,828 “Withheld.” For each nominee, 30,687,495 broker non-votes were recorded. Both directors will serve three-year terms until their successors are elected and qualified.
Proposal 2 – Auditor ratification: Shareholders ratified Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2025 with 69,940,094 votes “For,” 905,734 “Against,” and 1,103,344 “Abstain.” No broker non-votes were cast on this item.
Of the 93,303,622 shares eligible to vote as of the April 21, 2025 record date, participation was typical for a business development company and all management-recommended proposals passed. The filing contains no financial results, strategic initiatives, or other material disclosures, implying the event is largely procedural and maintains continuity in board composition and auditor engagement.