Medallion Financial (MFIN) officer receives 8,687-share restricted stock grant

Rhea-AI Filing Summary

Medallion Financial Corp. officer receives stock award. Samantha K. Rozovsky, Chief Compliance Officer and Associate General Counsel, acquired 8,687 shares of Medallion Financial common stock on February 10, 2026 through a restricted stock grant at $0 per share. After this award, she beneficially owns 22,502 shares directly.

The restricted shares were granted under the Medallion Financial Corp. 2018 Equity Incentive Plan and are scheduled to vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029. This reflects routine equity-based compensation aligning the officer’s interests with shareholders over time.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rozovsky Samantha K.

(Last) (First) (Middle)

C/O MEDALLION FINANCIAL CORP.

437 MADISON AVENUE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/10/2026		A		8,687(1)	A	$0	22,502	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2027, March 1, 2028 and March 1, 2029

Remarks:

Chief Compliance Officer and Associate General Counsel

	/s/ Samantha K. Rozovsky	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Medallion Financial (MFIN) report for Samantha K. Rozovsky?

Medallion Financial reported that officer Samantha K. Rozovsky acquired 8,687 shares of common stock via a restricted stock award. The grant was recorded at $0 per share as part of her equity compensation, increasing her direct beneficial ownership to 22,502 shares.

How many Medallion Financial (MFIN) shares does Samantha K. Rozovsky own after this Form 4?

After the reported grant, Samantha K. Rozovsky beneficially owns 22,502 shares of Medallion Financial common stock directly. This total includes the 8,687 restricted shares awarded on February 10, 2026 under the company’s 2018 Equity Incentive Plan with multi-year vesting.

What type of equity compensation did Medallion Financial (MFIN) grant on February 10, 2026?

Medallion Financial granted 8,687 restricted shares of common stock to officer Samantha K. Rozovsky on February 10, 2026. The award was made under the 2018 Equity Incentive Plan and is classified as a grant, award, or other acquisition rather than an open-market purchase.

When do Samantha K. Rozovsky’s restricted Medallion Financial (MFIN) shares vest?

The 8,687 restricted shares awarded to Samantha K. Rozovsky vest in three equal installments. One-third vests on March 1, 2027, another third on March 1, 2028, and the final third on March 1, 2029, creating a structured long-term incentive schedule.

What is Samantha K. Rozovsky’s role at Medallion Financial (MFIN) in this Form 4?

In this Form 4, Samantha K. Rozovsky is identified as an officer of Medallion Financial, serving as Chief Compliance Officer and Associate General Counsel. The reported transaction reflects equity compensation associated with her executive role rather than a discretionary market trade.

Did Samantha K. Rozovsky buy Medallion Financial (MFIN) shares on the open market?

No, the filing shows an acquisition via a restricted stock award, not an open-market purchase. The 8,687 shares were granted at $0 per share under the 2018 Equity Incentive Plan, representing compensation rather than a cash-funded stock purchase transaction.