Tax withholding of 2,002 shares for Medallion Financial (MFIN) officer

Rhea-AI Filing Summary

Medallion Financial Corp officer Samantha K. Rozovsky reported a tax-withholding disposition of 2,002 shares of common stock on March 1, 2026. The shares were withheld by the company to cover taxes due on vesting of restricted stock awards. After this transaction, she directly holds 20,500 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rozovsky Samantha K.

(Last) (First) (Middle)

C/O MEDALLION FINANCIAL CORP.

437 MADISON AVENUE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		F		2,002(1)	D	$10.09	20,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Remarks:

Chief Compliance Officer and Associate General Counsel

	/s/ Samantha K. Rozovsky	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Samantha K. Rozovsky report in her latest MFIN Form 4 filing?

She reported a tax-withholding disposition of 2,002 Medallion Financial common shares. The shares were withheld by the company to satisfy tax obligations arising from vesting of restricted stock awards under the 2018 Equity Incentive Plan.

How many Medallion Financial (MFIN) shares were withheld for taxes in this Form 4?

A total of 2,002 common shares were withheld to cover tax obligations. The withholding occurred when previously granted restricted stock awards vested under Medallion Financial Corp.’s 2018 Equity Incentive Plan, in a transaction exempt under Rule 16b-3.

Was the Rozovsky Form 4 transaction an open-market sale of MFIN stock?

No, it was not an open-market sale. The filing shows a tax-withholding disposition, where the issuer withheld 2,002 shares upon vesting of restricted stock to pay tax liabilities, rather than Ms. Rozovsky selling shares in the open market.

What is Samantha K. Rozovsky’s Medallion Financial share balance after this Form 4?

After the tax-withholding disposition, she directly owns 20,500 common shares. This figure reflects her holdings following the 2,002 shares withheld by Medallion Financial Corp to satisfy tax obligations on vested restricted stock awards.

At what price per share were the withheld Medallion Financial shares valued?

The withheld shares were valued at $10.09 per share. This price is used in the Form 4 to calculate the value of the 2,002 Medallion Financial common shares applied toward satisfying her associated tax obligations.