Medallion officer Poulton stock withheld for taxes

Medallion Financial Corp officer Donald S. Poulton reported a tax-related share disposition.

Rhea-AI Filing Summary

Medallion Financial Corp officer Donald S. Poulton reported a tax-related share disposition. On March 1, 2026, 14,996 shares of common stock at $10.09 per share were withheld by the company to cover tax obligations upon vesting of restricted stock awards under its 2018 Equity Incentive Plan. After this transaction, Poulton directly owned 261,839 shares of Medallion Financial common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 14,996 shares

Exercise Price or Tax Liability 1 txn

Insider Poulton Donald S.

Role See Remarks

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	14,996	$10.09	$151K

Holdings After Transaction: Common Stock — 261,839 shares (Direct)

Footnotes (1)

1. F1. Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MFIN officer Donald S. Poulton report?

Donald S. Poulton reported a tax-withholding disposition of Medallion Financial (MFIN) shares. The company withheld 14,996 common shares to satisfy tax obligations arising from vesting of restricted stock awards granted under its 2018 Equity Incentive Plan.

How many Medallion Financial (MFIN) shares were withheld and at what price?

Medallion Financial withheld 14,996 common shares from Donald S. Poulton at a value of $10.09 per share. These shares were applied to tax obligations triggered when his previously granted restricted stock awards vested under the 2018 Equity Incentive Plan.

How many MFIN shares does Donald S. Poulton own after this transaction?

After the tax-withholding disposition, Donald S. Poulton directly owns 261,839 Medallion Financial (MFIN) common shares. This figure reflects his holdings following the company’s withholding of 14,996 shares to cover tax liabilities from vested restricted stock awards.

What is the nature of the Form 4 transaction reported by MFIN’s officer?

The Form 4 transaction is a tax-withholding disposition coded “F.” Medallion Financial withheld shares from Donald S. Poulton to satisfy tax obligations tied to vesting restricted stock awards, in a transaction exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

Which Medallion Financial equity plan is involved in this Form 4 filing?

The transaction involves awards granted under the Medallion Financial Corp. 2018 Equity Incentive Plan. Shares were withheld from officer Donald S. Poulton to pay taxes due when restricted stock awards granted under this plan vested, as described in the Form 4 footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 04:07 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Poulton Donald S.

(Last) (First) (Middle)

C/O MEDALLION FINANCIAL CORP.

437 MADISON AVENUE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		F		14,996(1)	D	$10.09	261,839	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Remarks:

Chief Executive Officer of Medallion Bank

	/s/ Donald S. Poulton	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.