Medallion Financial (MFIN) withholds 40,770 shares for Poulton tax obligations

Rhea-AI Filing Summary

Medallion Financial Corp executive Donald S. Poulton reported a tax-related share disposition. On June 25, 2026, 40,770 shares of Common Stock were withheld by the company at $9.97 per share to satisfy tax obligations from vesting restricted stock awards under the 2018 Equity Incentive Plan. After this withholding, Poulton directly owned 278,247 common shares. This was a compensation- and tax-driven event, not an open‑market stock sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Poulton Donald S.

Role See Remarks

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	40,770	$9.97	$406K

Holdings After Transaction: Common Stock — 278,247 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares withheld for taxes: 40,770 shares Reported price per share: $9.97 per share Shares owned after transaction: 278,247 shares

3 metrics

Shares withheld for taxes 40,770 shares Common Stock withheld to satisfy tax obligations on vesting awards

Reported price per share $9.97 per share Value used for the 40,770 withheld shares

Shares owned after transaction 278,247 shares Donald S. Poulton’s direct Common Stock holdings after withholding

Key Terms

restricted stock awards, Rule 16b-3, 2018 Equity Incentive Plan, tax-withholding disposition

4 terms

restricted stock awards financial

"tax obligations arising upon vesting of restricted stock awards granted previously"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Rule 16b-3 regulatory

"in a transaction exempt under Rule 16b-3 under the Securities Exchange Act"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

2018 Equity Incentive Plan financial

"granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/26/2026 - 08:40 AM Accepted by SEC EDGAR 06/26/2026 - 08:40 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Poulton Donald S.

(Last) (First) (Middle)

C/O MEDALLION FINANCIAL CORP.

437 MADISON AVENUE

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/25/2026		F		40,770(1)	D	$9.97	278,247	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Remarks:

Chief Executive Officer of Medallion Bank

	/s/ Donald S. Poulton	06/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Medallion Financial Corp (MFIN) report in Donald S. Poulton’s Form 4?

Medallion Financial Corp reported that 40,770 shares of Common Stock were withheld from Donald S. Poulton to cover taxes on vesting restricted stock awards, leaving him with 278,247 directly owned shares after the transaction.

Was Donald S. Poulton’s Medallion Financial (MFIN) transaction an open-market sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. Shares were withheld by Medallion Financial to satisfy Poulton’s tax obligations arising from vesting restricted stock awards granted under the 2018 Equity Incentive Plan.

How many Medallion Financial (MFIN) shares were withheld for Donald S. Poulton’s taxes?

The filing states that 40,770 shares of Medallion Financial Common Stock were withheld. These shares covered tax obligations triggered when previously granted restricted stock awards vested under the company’s 2018 Equity Incentive Plan.

How many Medallion Financial Corp shares does Donald S. Poulton hold after this Form 4 event?

After the tax-related withholding, Donald S. Poulton directly owns 278,247 shares of Medallion Financial Corp Common Stock. This post-transaction balance is disclosed in the Form 4 as his total direct holdings following the reported disposition.

What is the reported price per Medallion Financial (MFIN) share in Poulton’s tax-withholding transaction?

The Form 4 lists a transaction price of $9.97 per share for the 40,770 withheld shares. This price is used for reporting the value of stock withheld to satisfy Donald S. Poulton’s tax obligations on vested restricted stock awards.

Under which plan were Donald S. Poulton’s restricted stock awards granted at Medallion Financial?

The restricted stock awards were granted under the Medallion Financial Corp 2018 Equity Incentive Plan. The Form 4 footnote explains that shares were withheld to satisfy tax obligations arising when these restricted stock awards vested.