Welcome to our dedicated page for Medallion Finacl SEC filings (Ticker: MFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Medallion Financial Corp. uses SEC filings to document operating results, subsidiary disclosures, financing arrangements, and capital-structure events for its specialty finance business. Recent Form 8-K filings furnish quarterly and annual results, including net interest income, loan originations, credit provisions, dividends, and related financial metrics for the company and Medallion Bank.
The filing record also covers material debt transactions, including senior unsecured notes, repayment of privately placed notes, and direct financial obligation disclosures. Other reports address SBA debenture financing matters at Medallion Capital, registered common stock on the Nasdaq Global Select Market, Regulation FD disclosures, exhibits, and material agreements affecting the company’s borrowing profile and governance record.
Medallion Financial Corp. reports that the U.S. Small Business Administration has declared an event of default on debenture financing provided to its subsidiary Medallion Capital, Inc. These SBA debentures totaled $73.5 million, or about 3% of consolidated borrowings as of March 31, 2026.
The SBA found Medallion Capital does not yet have a qualified management team and has directed it, within 120 days, to identify and submit at least one qualified candidate to serve as a full-time principal and investment committee member. The default does not trigger cross-defaults in Medallion Financial’s other debt. If requirements are not met, the SBA may declare the debentures and accrued interest immediately due and payable or pursue other remedies. Medallion Capital is working to submit a qualified candidate and believes that, with this supplement, it will have a qualified management team.
Medallion Financial Corp. is a Delaware-based specialty finance company focused on consumer and commercial lending, with total assets of $2.96 billion as of December 31, 2025. Lending is concentrated in recreation and home improvement loans, which together represent most loans receivable and interest income.
Recreation loans totaled $1.62 billion and home improvement loans $810.2 million, with a combined loans receivable balance of $2.57 billion including commercial and taxi medallion exposures. About 25% of consumer loans are non-prime, and management highlights sensitivity to economic downturns, inflation and higher rates, which can raise delinquencies and losses.
The company funds primarily through $2.09 billion of brokered certificates of deposit and other borrowings, plus privately placed notes, SBA debentures and trust preferred securities, for total debt of $2.40 billion. Medallion Bank must remain well-capitalized, comply with Basel III capital and CRA requirements, and navigate extensive consumer, privacy, AML and SBA regulations.
MEDALLION FINANCIAL CORP executive vice president Jeffrey D. Rudnick reported a Form 4 showing 3,298 shares of common stock were withheld by the company on March 1, 2026 to cover tax obligations upon vesting of restricted stock awards. After this tax-withholding disposition, he directly owns 24,873 shares.
Medallion Financial Corp officer Samantha K. Rozovsky reported a tax-withholding disposition of 2,002 shares of common stock on March 1, 2026. The shares were withheld by the company to cover taxes due on vesting of restricted stock awards. After this transaction, she directly holds 20,500 shares.
Medallion Financial Corp executive reports tax-share withholding. On this Form 4, David Justin Haley reported a disposition of 7,819 shares of Medallion Financial common stock at $10.09 per share. The shares were withheld by the company to cover tax obligations on previously granted restricted stock that vested, leaving him with 130,512 directly owned shares.
Medallion Financial Corp’s Chief Financial Officer Anthony N. Cutrone reported a tax-related share withholding tied to vesting equity awards. On March 1, 2026, 13,992 shares of common stock were withheld at $10.09 per share to satisfy tax obligations upon vesting of restricted stock.
These shares were withheld by the company under its 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3, rather than sold in the open market. After this tax-withholding disposition, Cutrone directly held 101,564 common shares.
MEDALLION FINANCIAL CORP director and officer Andrew Murstein reported a tax-related share disposition. On the vesting of previously granted restricted stock under the 2018 Equity Incentive Plan, the issuer withheld 51,878 common shares at $10.09 per share to satisfy tax obligations, a transaction exempt under Rule 16b-3. After this, Murstein directly holds 812,530 common shares and indirectly benefits from 1,481,963 shares held by the Andrew Murstein Family Trust.
MEDALLION FINANCIAL CORP insider reports tax-related share disposition
Officer Thomas J. Munson reported a tax-withholding disposition of 6,107 shares of Medallion Financial Corp common stock at $10.09 per share on March 1, 2026. These shares were withheld by the company to cover tax obligations from previously granted restricted stock vesting.
After this transaction, Munson directly owned 61,809 common shares. The transaction was carried out under the Medallion Financial Corp 2018 Equity Incentive Plan and is described as exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
Medallion Financial Corp officer Donald S. Poulton reported a tax-related share disposition. On March 1, 2026, 14,996 shares of common stock at $10.09 per share were withheld by the company to cover tax obligations upon vesting of restricted stock awards under its 2018 Equity Incentive Plan. After this transaction, Poulton directly owned 261,839 shares of Medallion Financial common stock.
Medallion Financial Corp executive Marisa T. Silverman reported a tax-related share disposition. On this Form 4, 13,540 shares of common stock were withheld by the company at a price of $10.09 per share to satisfy tax obligations from previously granted restricted stock vesting. After this withholding transaction, she directly owns 92,133 common shares.