Welcome to our dedicated page for Ballast Small/Mid Cap ETF SEC filings (Ticker: MGMT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Ballast Small/Mid Cap ETF's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Ballast Small/Mid Cap ETF's regulatory disclosures and financial reporting.
Unified Series Trust filed Post-Effective Amendment No. 610 to its registration statement on Form N-1A. The filing becomes effective immediately under Rule 462(d) and is stated to be made solely to file and update exhibits, without modifying any other part of the registration statement.
The amendment adds or updates key contracts, including new distribution agreements with Ultimus Fund Distributors, LLC and Northern Lights Distributors, LLC, amendments to consulting and master services agreements with Northern Lights Compliance Services, LLC and Ultimus Fund Solutions, LLC, and a consent of the independent registered public accounting firm. It also restates information on advisory, sub-advisory and custody arrangements, indemnification provisions, books and records locations, and control relationships among certain advisers and funds.