STOCK TITAN

MGT Capital Investments (OTC: MGTI) linked holder sells 3.25M preferred shares

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

MGT Capital Investments, Inc. reports that Project Nickel LLC, an entity associated with reporting person Grady Kittrell through DAXvest LLC, sold 3,250,000 shares of Series E Convertible Preferred Stock on 2026-07-31 at $0.10 per share in an indirect transaction.

After this sale, Project Nickel LLC reported holding 0 shares of this security. DAXvest LLC and Mr. Kittrell disclaim beneficial ownership of these securities, and the sale was not reported as made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Kittrell Grady, Project Nickel LLC, DAXvest LLC
Role 10% Owner | 10% Owner | 10% Owner
Sold 3,250,000 shs ($325K)
Type Security Shares Price Value
Sale Series E Convertible Preferred Stock F1 3,250,000 $0.10 $325K
Holdings After Transaction: Series E Convertible Preferred Stock — 0 shares (Indirect, By Project Nickel LLC)
Footnotes (1)
  1. F1. These securities are directly held by Project Nickel LLC. DAXvest LLC is the managing member of Project Nickel LLC and Mr. Kittrell is the sole member and manager of DAXvest LLC. DAXvest LLC and Mr. Kittrell disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Shares sold 3,250,000 shares Series E Convertible Preferred Stock sold on 2026-07-31
Sale price $0.10 per share Per-share sale price for the 3,250,000 preferred shares
Holdings after sale 0 shares Indirect holdings of Series E Convertible Preferred Stock by Project Nickel LLC after transaction
Net shares sold 3,250,000 shares Net sell volume across reported transactions
Series E Convertible Preferred Stock financial
"security title "Series E Convertible Preferred Stock" was sold indirectly"
Series E convertible preferred stock is a class of investment shares issued in a later-stage financing round that behave like a hybrid between a safety-first claim and an option to become ordinary shares. Think of it as a VIP ticket that gives owners priority on payments and protections if things go wrong, but can be swapped for regular shares later—important to investors because it affects payout priority, potential dilution of ownership, voting power, and the company’s implied valuation.
beneficial ownership regulatory
"DAXvest LLC and Mr. Kittrell disclaim beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction involving MGTI is reported for Project Nickel LLC?

Project Nickel LLC, linked to Grady Kittrell through DAXvest LLC, sold 3,250,000 shares of MGT Capital Investments’ Series E Convertible Preferred Stock on 2026-07-31 at $0.10 per share in an indirect sale transaction.

How many MGTI Series E Convertible Preferred shares were sold and at what price?

The insider-related entity sold 3,250,000 shares of MGTI Series E Convertible Preferred Stock at a price of $0.10 per share. This was reported as a sale transaction dated 2026-07-31, with pricing stated on a per-share basis.

Who are the reporting persons named in this MGTI insider report?

The report identifies Grady Kittrell, Project Nickel LLC, and DAXvest LLC as reporting persons and ten percent owners. The securities are directly held by Project Nickel LLC, with DAXvest LLC as its managing member and Mr. Kittrell as DAXvest’s sole member and manager.

What are the remaining holdings after the MGTI preferred stock sale?

Following the reported transaction, Project Nickel LLC’s holdings of MGTI Series E Convertible Preferred Stock are shown as 0 shares. The disposition of 3,250,000 shares on 2026-07-31 fully eliminated its reported position in this specific security class.

Was the MGTI insider sale reported as under a Rule 10b5-1 trading plan?

No. The transaction was not reported as made under a Rule 10b5-1 trading plan. The Rule 10b5-1 affirmation checkbox is not marked for this insider activity, indicating it was not designated as a pre-arranged trading-plan sale.

Do Grady Kittrell and DAXvest LLC claim beneficial ownership of the MGTI securities?

No. The footnote explains that DAXvest LLC and Mr. Kittrell disclaim beneficial ownership of the securities directly held by Project Nickel LLC. It states that this should not be considered an admission of beneficial ownership for Section 16 or any other purpose.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kittrell Grady

(Last)(First)(Middle)
1310 CORDOVA ROAD

(Street)
FORT LAUDERDALE, FLORIDA 33316

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MGT CAPITAL INVESTMENTS, INC. [ MGTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Series E Convertible Preferred Stock07/31/2026S3,250,000D$0.10IBy Project Nickel LLC(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Kittrell Grady

(Last)(First)(Middle)
1310 CORDOVA ROAD

(Street)
FORT LAUDERDALE, FLORIDA 33316

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Project Nickel LLC

(Last)(First)(Middle)
1310 CORDOVA ROAD

(Street)
FORT LAUDERDALE, FLORIDA 33316

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
DAXvest LLC

(Last)(First)(Middle)
1310 CORDOVA ROAD

(Street)
FORT LAUDERDALE, FLORIDA 33316

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. These securities are directly held by Project Nickel LLC. DAXvest LLC is the managing member of Project Nickel LLC and Mr. Kittrell is the sole member and manager of DAXvest LLC. DAXvest LLC and Mr. Kittrell disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Grady D. Kittrell08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)