Every Form 4 that Meridian3 Industrials Aquisition Corp Units (MIACU) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MIACU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MIACU filings page.
Meridian3 Industrials Acquisition Corp director Ralf Speth reported receiving sponsor-linked equity and warrants tied to the SPAC’s IPO. He now holds 396,875 Class B Ordinary Shares, acquired at $0.005 per share under a securities assignment agreement with the sponsor at the IPO closing.
These Class B shares are convertible into Class A Ordinary Shares on a one-for-one basis and automatically convert at the initial business combination. Speth also holds 125,000 Private Placement Warrants, transferred from the sponsor at $1.00 per warrant, each allowing the purchase of one Class A share at $11.50 after the business combination and expiring five years thereafter.
Meridian3 Industrials Acquisition Corp’s Chief Investment Officer Stefan Berger reported receiving equity interests tied to the company’s IPO structure. He now directly holds 396,875 Class B Ordinary Shares at a purchase price of $0.005 per share under a securities assignment agreement with Meridian3 Partners Sponsor LLC.
These Class B shares are convertible into Class A Ordinary Shares on a one-for-one basis at any time, and will automatically convert at the time of the company’s initial business combination. Berger also holds 125,000 Private Placement Warrants that were transferred to him from the sponsor at $1.00 per warrant.
Each warrant allows the purchase of one Class A share at $11.50 per share, becoming exercisable 30 days after the completion of the initial business combination and expiring five years after that, or earlier upon redemption or liquidation. The transactions are coded as “J” (other acquisition or disposition), reflecting internal restructuring rather than open-market trading.
Meridian3 Partners Sponsor LLC, a major owner of Meridian3 Industrials Acquisition Corp, reported several internal restructuring transactions involving sponsor securities. These entries reflect transfers and allocations of Private Placement Warrants and Class B ordinary shares connected to the IPO and sponsor team arrangements, rather than open-market buying or selling.
The Sponsor is shown with transactions involving 750,000 and 3,750,000 Private Placement Warrants at $1.00 per warrant, each exercisable for Class A ordinary shares at $11.50 per share. Another transaction records 2,381,250 Class B ordinary shares at $0.005 per share, which are convertible into Class A shares on a one-for-one basis. Footnotes explain that warrants and Class B shares were partly transferred to sponsor team members and that individuals Jeremey Mistry and David Bulley may be deemed indirect beneficial owners through their control of the Sponsor, while each disclaims beneficial ownership beyond his economic interest.
Meridian3 Industrials Acquisition Corp director and CEO Faramaraz Jeremey Mistry reported a series of "J"-code restructuring transactions involving sponsor-related entities rather than open-market trades. The activity centers on Class B Ordinary Shares and Private Placement Warrants that are held indirectly through Meridian3 Capital SPC - Meridian3 Industrials Acquisition SP and Meridian3 Partners Sponsor LLC.
Following these transactions, Meridian3 Capital SPC holds 793,750 Class B Shares and 250,000 Private Placement Warrants for the benefit of the reporting person and a colleague, while Meridian3 Partners Sponsor LLC is shown with 3,750,000 Private Placement Warrants and 2,450,000 Class B Shares associated with him. Footnotes state the Class B Shares are convertible into Class A Shares on a one-for-one basis and that each Private Placement Warrant allows purchase of one Class A Share at $11.50. The filing emphasizes that Mistry may be deemed a beneficial owner through control of Meridian3 Capital SPC and disclaims beneficial ownership except to the extent of his pecuniary interest.
Meridian3 Industrials Acquisition Corp director David Robert Bulley reported several restructuring transactions involving sponsor-held founder shares and private placement warrants, with no open-market buying or selling.
The Form 4 shows Class B Ordinary Shares and Private Placement Warrants held indirectly through Meridian3 Capital SPC - Meridian3 Industrials Acquisition SP and Meridian3 Partners Sponsor LLC. Class B shares are convertible into Class A shares on a one-for-one basis, including automatic conversion at the time of the company’s initial business combination. Each Private Placement Warrant entitles the holder to buy one Class A share at $11.50 per share after the business combination and before their stated expiration. Footnotes indicate Bulley may be deemed a beneficial owner through control of the sponsor-related entities but disclaims beneficial ownership beyond his pecuniary interest.
Meridian3 Industrials Acquisition Corp’s Chief Financial Officer Jeffrey H. Foster reported internal restructuring transactions involving sponsor-assigned founder equity and warrants. A trust associated with Foster now holds 396,875 Class B ordinary shares that were transferred from the sponsor at a purchase price of $0.005 per share and are convertible into Class A shares on a one-for-one basis, including automatically at the initial business combination. The trust also holds 125,000 private placement warrants that were transferred from the sponsor at $1.00 per warrant, each allowing the purchase of one Class A share at $11.50 per share starting 30 days after the business combination and expiring five years thereafter. Footnotes indicate these positions are held through the Foster Family Revocable Living Trust plus 25,000 Class B shares held directly in Foster’s name.