Aberdeen Intermediate Fund insider ownership filing

ABERDEEN INTERMEDIATE INCOME FUND reported the initial beneficial ownership of securities by James Joseph O'Connor on a Form 3.

Accepted by SEC EDGAR 07/10/2026 - 03:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ABERDEEN INTERMEDIATE INCOME FUND reported the initial beneficial ownership of securities by James Joseph O'Connor on a Form 3. O'Connor is identified as "Director of Adviser" and is not listed as a director, officer, or ten percent owner of the fund. The filing reports no transactions and no derivative positions, serving as a baseline disclosure of his relationship to the fund's adviser.

Key Figures

Buy transactions reported: 0 Sell transactions reported: 0 Holding entries: 0

3 metrics

Buy transactions reported 0 BuyCount in transaction summary for James Joseph O'Connor

Sell transactions reported 0 SellCount in transaction summary for James Joseph O'Connor

Holding entries 0 HoldingEntries in transaction summary, indicating no positions detailed

Key Terms

beneficial ownership, derivative positions, Form 3

3 terms

beneficial ownership financial

"reported the initial beneficial ownership of securities by James Joseph O'Connor"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative positions financial

"The filing reports no transactions and no derivative positions"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

Form 3 regulatory

"reported the initial beneficial ownership of securities by James Joseph O'Connor on a Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ABERDEEN INTERMEDIATE INCOME FUND (MIN) disclose in this Form 3?

The Form 3 discloses the initial beneficial ownership position of James Joseph O'Connor with respect to ABERDEEN INTERMEDIATE INCOME FUND, establishing a baseline with no transactions reported.

Who is the reporting person in the MIN Form 3 filing?

The reporting person is James Joseph O'Connor, described as "Director of Adviser" to ABERDEEN INTERMEDIATE INCOME FUND, and not as a director, officer, or ten percent owner of the fund itself.

Are any share purchases or sales reported in the MIN Form 3?

No. The Form 3 indicates no reported transactions, with zero buy and sell counts and no derivative exercises, gifts, or tax-withholding dispositions disclosed for James Joseph O'Connor.

Does the MIN Form 3 show any derivative securities for the reporting person?

No. The filing lists no derivative positions for James Joseph O'Connor, with the derivative transaction count and derivative summary both showing no entries.

What is the purpose of this MIN Form 3 for investors?

The Form 3 provides a baseline ownership disclosure for James Joseph O'Connor in relation to ABERDEEN INTERMEDIATE INCOME FUND, confirming his role with the adviser and that no transactions are reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

O'Connor James Joseph

(Last) (First) (Middle)

C/O ABRDN

1900 MARKET STREET, SUITE 200

(Street)

PHILADELPHIA PENNSYLVANIA 19103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/02/2026

3. Issuer Name and Ticker or Trading Symbol
ABERDEEN INTERMEDIATE INCOME FUND [ MIN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Director of Adviser

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Robert Stieger, by POA from Reporting Person	07/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)