Aberdeen Intermediate Income Fund (NYSE: MIN) filing shows no insider trades
Rhea-AI Filing Summary
Aberdeen Intermediate Income Fund director Clarence Otis Jr filed a Form 4 that reports his insider status but no transactions in the fund’s shares. The filing shows zero purchases, zero sales, no derivative exercises or gifts, and no reportable share holdings or changes in beneficial ownership.
Positive
- None.
Negative
- None.
Key Figures
Reported share purchases: 0 shares
Reported share sales: 0 shares
Net shares bought or sold: 0 shares
3 metrics
Reported share purchases
0 shares
Aggregate buyShares across all transactions in this Form 4
Reported share sales
0 shares
Aggregate sellShares across all transactions in this Form 4
Net shares bought or sold
0 shares
netBuySellShares in the transaction summary, netBuySellDirection marked neutral
Key Terms
Rule 10b5-1 trading plans, acquired/disposed code, beneficial ownership
3 terms
Rule 10b5-1 trading plans regulatory
"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged trading arrangements"
Rule 10b5-1 trading plans are written, pre-arranged instructions that allow company insiders (such as executives or directors) to automatically buy or sell their company's stock at specified times or under set conditions, like a standing instruction or automated thermostat for trades. They matter to investors because these plans provide a legal defense against insider‑trading accusations and create predictable insider trading patterns that can help signal whether sales are routine portfolio management or potentially meaningful to the company’s outlook.
acquired/disposed code regulatory
"transaction_direction comes from the SEC's own acquired/disposed code"
beneficial ownership financial
"Footnotes may indicate disclaimers of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the latest Form 4 for MIN by Clarence Otis Jr show?
It shows that Clarence Otis Jr, a director of Aberdeen Intermediate Income Fund, reported no transactions in MIN shares. The summary data lists zero purchases, zero sales, no derivative exercises, no gifts, and no restructurings, and no reportable share holdings.
What position does Clarence Otis Jr hold at Aberdeen Intermediate Income Fund (MIN)?
He is identified as a director of Aberdeen Intermediate Income Fund. The Form 4’s reporting-person data marks him as a director, not an officer or ten percent owner, and provides no other titles or roles beyond that board position description.
Does the MIN Form 4 mention any Rule 10b5-1 trading plan for Clarence Otis Jr?
The document-level Rule 10b5-1 checkbox is marked false, meaning the specific affirmation that trades were executed under a Rule 10b5-1 trading plan was not checked. With no transactions reported, the filing provides no further trading-plan details or dates for Otis.
Are any derivative securities or holdings reported in the MIN Form 4?
No derivative securities or holdings are reported. The derivative summary is empty, and the transaction summary records zero derivative transactions, zero exercises, and zero holding entries, indicating no options, warrants, or similar instruments were disclosed for Clarence Otis Jr in this filing.