STOCK TITAN

Aberdeen Intermediate Income Fund (NYSE: MIN) filing shows no insider trades

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aberdeen Intermediate Income Fund director Clarence Otis Jr filed a Form 4 that reports his insider status but no transactions in the fund’s shares. The filing shows zero purchases, zero sales, no derivative exercises or gifts, and no reportable share holdings or changes in beneficial ownership.

Positive

  • None.

Negative

  • None.
Reported share purchases 0 shares Aggregate buyShares across all transactions in this Form 4
Reported share sales 0 shares Aggregate sellShares across all transactions in this Form 4
Net shares bought or sold 0 shares netBuySellShares in the transaction summary, netBuySellDirection marked neutral
Rule 10b5-1 trading plans regulatory
"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged trading arrangements"
Rule 10b5-1 trading plans are written, pre-arranged instructions that allow company insiders (such as executives or directors) to automatically buy or sell their company's stock at specified times or under set conditions, like a standing instruction or automated thermostat for trades. They matter to investors because these plans provide a legal defense against insider‑trading accusations and create predictable insider trading patterns that can help signal whether sales are routine portfolio management or potentially meaningful to the company’s outlook.
acquired/disposed code regulatory
"transaction_direction comes from the SEC's own acquired/disposed code"
beneficial ownership financial
"Footnotes may indicate disclaimers of beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What does the latest Form 4 for MIN by Clarence Otis Jr show?

It shows that Clarence Otis Jr, a director of Aberdeen Intermediate Income Fund, reported no transactions in MIN shares. The summary data lists zero purchases, zero sales, no derivative exercises, no gifts, and no restructurings, and no reportable share holdings.

Did Clarence Otis Jr buy or sell MIN shares in this Form 4?

No. The Form 4 for Aberdeen Intermediate Income Fund indicates Clarence Otis Jr had zero reported purchases and zero reported sales of MIN shares. All transaction-related counts in the filing’s summary, including exercises and gifts, are recorded as zero entries.

What position does Clarence Otis Jr hold at Aberdeen Intermediate Income Fund (MIN)?

He is identified as a director of Aberdeen Intermediate Income Fund. The Form 4’s reporting-person data marks him as a director, not an officer or ten percent owner, and provides no other titles or roles beyond that board position description.

Does the MIN Form 4 mention any Rule 10b5-1 trading plan for Clarence Otis Jr?

The document-level Rule 10b5-1 checkbox is marked false, meaning the specific affirmation that trades were executed under a Rule 10b5-1 trading plan was not checked. With no transactions reported, the filing provides no further trading-plan details or dates for Otis.

Are any derivative securities or holdings reported in the MIN Form 4?

No derivative securities or holdings are reported. The derivative summary is empty, and the transaction summary records zero derivative transactions, zero exercises, and zero holding entries, indicating no options, warrants, or similar instruments were disclosed for Clarence Otis Jr in this filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
OTIS CLARENCE JR

(Last)(First)(Middle)
1095 AVENUE OF THE AMERICAS

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ABERDEEN INTERMEDIATE INCOME FUND [ MIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
CHRISTOPHER R. BOHANE08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)