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Aberdeen Intermediate Income (NYSE: MIN) director files Form 4

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ABERDEEN INTERMEDIATE INCOME FUND has an insider report in which John A. Caroselli is named as the reporting person and serves as a director of the fund.

Caroselli is categorized as a board member, not an officer or ten percent owner, clarifying his governance capacity with the issuer.

Positive

  • None.

Negative

  • None.
reporting person regulatory
""reportingPersons": [{"name": "CAROSELLI JOHN A""
ten percent owner regulatory
""is_ten_percent_owner": 0"
Rule 10b5-1 regulatory
"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

Who is the reporting person in MIN’s latest Form 4?

The reporting person is John A. Caroselli, identified as a director of Aberdeen Intermediate Income Fund and serving on the issuer’s board rather than in an officer role or as a major ten percent shareholder.

What role does John A. Caroselli hold at Aberdeen Intermediate Income Fund (MIN)?

John A. Caroselli is a director of Aberdeen Intermediate Income Fund. The Form 4 flags him as a board member only, with no officer title and without ten percent owner status, defining how he participates in the fund’s governance.

Is John A. Caroselli a ten percent owner of MIN according to this Form 4?

No. The Form 4 data indicates is_ten_percent_owner: 0 for John A. Caroselli, meaning he is not categorized as holding ten percent or more of Aberdeen Intermediate Income Fund’s shares for reporting purposes in this filing.

Does the MIN Form 4 indicate use of a Rule 10b5-1 trading plan?

The document-level checkbox aff_10b5_one is set to false, so the filing does not affirm that any reported information is associated with a Rule 10b5-1 pre-arranged trading plan for John A. Caroselli.

What type of SEC filing involves John A. Caroselli and MIN here?

This insider report is a Form 4 for Aberdeen Intermediate Income Fund. It identifies director John A. Caroselli as the reporting person, providing regulatory disclosure of his status in relation to the fund’s securities.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CAROSELLI JOHN A

(Last)(First)(Middle)
ONE METROTECH CENTER

(Street)
BROOKLYN NEW YORK 11201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ABERDEEN INTERMEDIATE INCOME FUND [ MIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
CHRISTOPHER R. BOHANE08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)