Mitek director granted 11,448 restricted stock units

Mitek Systems Inc reported that director Scott R. Carter acquired 11,448 restricted stock units of common stock on March 3, 2026 as part of the company’s annual equity grant to non-employee directors in connection with its annual meeting of stockholders.

Rhea-AI Filing Summary

Mitek Systems Inc reported that director Scott R. Carter acquired 11,448 restricted stock units of common stock on March 3, 2026 as part of the company’s annual equity grant to non-employee directors in connection with its annual meeting of stockholders.

The shares subject to this award vest at the later of the next Annual Shareholders Meeting or one year after the grant date. After this grant, Carter held 191,584 shares of common stock directly and 12,000 shares indirectly through a trust.

Insider Trade Summary

Grant/Award: 11,448 shares

Grant/Award 2 txns

Insider Carter Scott R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	11,448	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 191,584 shares (Direct); Common Stock — 12,000 shares (Indirect, By Trust)

Footnotes (1)

1. F1. Represents restricted stock units granted on March 3, 2026. This award is the annual equity grant that the Issuer makes to its non-employee directors as part of the director compensation program in connection with its annual meeting of stockholders. Shares subject to the award vest at the later of the date of the next Annual Shareholders Meeting or one year after the date of grant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Mitek Systems (MITK) director Scott R. Carter receive on March 3, 2026?

Director Scott R. Carter received 11,448 restricted stock units of Mitek Systems common stock on March 3, 2026. This was the annual equity grant provided to non-employee directors as part of the company’s director compensation program.

Why was the 11,448-share equity award granted to MITK director Scott R. Carter?

The 11,448 restricted stock units were granted as the annual equity grant that Mitek Systems provides to its non-employee directors. The award is part of the director compensation program associated with the company’s annual meeting of stockholders.

When do Scott R. Carter’s 2026 restricted stock units at Mitek Systems vest?

The restricted stock units granted to Scott R. Carter vest at the later of the next Annual Shareholders Meeting or one year after the March 3, 2026 grant date. Vesting timing is tied to these specific milestones.

How many Mitek Systems shares does Scott R. Carter hold directly after this Form 4 filing?

After the March 3, 2026 grant, Scott R. Carter held 191,584 shares of Mitek Systems common stock directly. This total reflects his direct ownership following the acquisition of the 11,448 restricted stock units reported in the filing.

What indirect Mitek Systems holdings does Scott R. Carter report through a trust?

Scott R. Carter reports 12,000 shares of Mitek Systems common stock held indirectly “By Trust.” These shares are reported separately from his direct holdings and are identified as trust-owned in the ownership information.

Was Scott R. Carter’s March 2026 Mitek equity award an open-market purchase or a grant?

The March 3, 2026 transaction was a grant/award acquisition of restricted stock units, reported with transaction code A. It was part of the director compensation program, not an open-market share purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/05/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carter Scott R

(Last) (First) (Middle)

770 FIRST AVENUE

SUITE 425

(Street)

SAN DIEGO CA 92101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MITEK SYSTEMS INC [ MITK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		A		11,448(1)	A	$0	191,584	D
Common Stock								12,000	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units granted on March 3, 2026. This award is the annual equity grant that the Issuer makes to its non-employee directors as part of the director compensation program in connection with its annual meeting of stockholders. Shares subject to the award vest at the later of the date of the next Annual Shareholders Meeting or one year after the date of grant.

Remarks:

	/s/ Jonathan O'Brien, by Power of Attorney	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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