STOCK TITAN

AG Mortgage (MITT) Director Transfers 4,000 Shares to IRA; Form 4 Filed

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Form 4 from Matthew Jozoff, a director of AG Mortgage Investment Trust, Inc. (MITT). The filing reports transactions on 08/20/2025 in MITT common stock where the reporting person shows a disposition of 4,000 shares at $7.3301 and an acquisition of 4,000 shares at $7.35 on the same date. After the reported transactions, the filing shows the reporting person beneficially owns 79,355 shares (up from 75,355 before the purchase). The filer explains the transactions were effectuated to transfer shares from the reporting person’s brokerage account into the reporting person’s IRA account. The form is signed by an attorney-in-fact for Matthew Jozoff.

Positive

  • Beneficial ownership increased by 4,000 shares to 79,355 shares, a clear, quantifiable change reported on Form 4
  • Explanation provided that the transactions transferred shares into the reporting person’s IRA, clarifying the administrative nature of the trades

Negative

  • None.

Insights

TL;DR: Director moved 4,000 shares into an IRA via same-day sell and buy, leaving total beneficial ownership increased by 4,000 shares.

The Form 4 discloses a same-day disposition and purchase of 4,000 MITT shares, executed at roughly the same price points ($7.3301 sale, $7.35 purchase). The filing includes a direct explanation that the trades transferred shares from a brokerage account into an IRA, which is an administrative, non-economic reclassification of holdings rather than a strategic change in exposure. The resulting beneficial ownership rises to 79,355 shares, a factual change that investors can track for insider holding trends but appears procedural.

TL;DR: Transaction appears routine and administrative; no indication of a material change in insider intent or control.

The disclosure shows the reporting person is a director and the form is individually filed. The explanatory note clarifies the purpose as a transfer to an IRA, which typically reflects estate or tax/account consolidation rather than a trading signal. The signature is by an attorney-in-fact, which is common when the filer delegates execution. From a governance perspective, the filing documents a modest increase in disclosed beneficial holdings but does not present material governance implications.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jozoff Matthew

(Last) (First) (Middle)
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR

(Street)
NEW YORK NY 10167

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AG Mortgage Investment Trust, Inc. [ MITT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/20/2025 S 4,000(1) D $7.3301 75,355 D
Common Stock 08/20/2025 P 4,000(1) A $7.35 79,355 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions were effectuated in order to transfer shares from the Reporting Person's brokerage account into the Reporting Person's IRA account.
Remarks:
/s/ Jenny B. Neslin, Attorney-in-Fact for Matthew Jozoff 08/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Matthew Jozoff report on the MITT Form 4?

The Form 4 reports a disposition of 4,000 MITT shares at $7.3301 and an acquisition of 4,000 shares at $7.35 on 08/20/2025.

How did the reported transactions affect Jozoff's MITT ownership?

The filing shows beneficial ownership rose from 75,355 shares to 79,355 shares following the reported transactions.

Why were the shares traded according to the Form 4?

The filing states the transactions were effectuated to transfer shares from the reporting person’s brokerage account into the reporting person’s IRA account.

What is Matthew Jozoff's relationship to MITT?

The Form 4 indicates he is a Director of AG Mortgage Investment Trust, Inc. (MITT).

Who signed the Form 4 for Matthew Jozoff?

The form is signed by Jenny B. Neslin, Attorney-in-Fact for Matthew Jozoff on 08/20/2025.
TPG Mortgage Investment Trust Inc

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