STOCK TITAN

MillerKnoll (NASDAQ: MLKN) CLO converts 12,790 RSUs and uses stock for obligations

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Form Type
4

Rhea-AI Filing Summary

MillerKnoll, Inc. Chief Legal Officer Jacqueline Hourigan Rice exercised restricted stock units into 12,790 shares of common stock at $0.0000 per share. In connection with these awards, 2,192.653 and 3,697.048 shares were used at $21.895 per share to pay exercise price or tax-related obligations. The restricted stock units vest in three equal annual installments each July 22.

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Insider Jacqueline Hourigan Rice
Role Chief Legal Officer and Corpor
Type Security Shares Price Value
Exercise Restricted Stock Units F3, F4 8,139 $0.00 $0.00
Exercise Restricted Stock Units F3, F4 4,651 $0.00 $0.00
Exercise Common Stock F1, F2 8,139 $0.00 $0.00
Exercise Common Stock F1, F2 4,651 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 2,192.653 $21.895 $48K
Exercise Price or Tax Liability Common Stock 3,697.048 $21.895 $81K
Holdings After Transaction: Restricted Stock Units — 54,526 shares (Direct); Common Stock — 60,765.3891 shares (Direct)
Footnotes (4)
  1. F1. The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
  2. F2. The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2. The directly owned common stock holdings reflected in Table I of this form include shares purchased through the MillerKnoll, Inc. Employee Stock Purchase Plan, which satisfies the exemption requirements of Rule 16b-3
  3. F3. Each restricted stock unit represents a contingent right to receive one share of MLKN common stock.
  4. F4. The restricted stock units vest in three equal annual installments. Vesting for each tranche occurs on July 22nd of each respective year.
RSUs exercised 12,790 shares Total restricted stock units converted to common stock on 2026-07-22
First RSU block exercised 8,139 shares Restricted stock units converted into common stock on 2026-07-22
Second RSU block exercised 4,651 shares Restricted stock units converted into common stock on 2026-07-22
RSU exercise price $0.0000 per share Per-share price for RSU conversions on 2026-07-22
Shares used for obligations (block one) 2,192.653 shares Common stock used at $21.895 per share to pay exercise price or tax liability
Shares used for obligations (block two) 3,697.048 shares Common stock used at $21.895 per share to pay exercise price or tax liability
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"includes dividend equivalent units reinvested in the corresponding vesting RSUs"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
Rule 16b-2 regulatory
"vesting RSUs, which satisfies the exemption of Rule 16b-2"
Rule 16b-3 regulatory
"Employee Stock Purchase Plan, which satisfies the exemption requirements of Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Employee Stock Purchase Plan financial
"include shares purchased through the MillerKnoll, Inc. Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity activity did MLKN report for Jacqueline Hourigan Rice?

Jacqueline Hourigan Rice converted 12,790 restricted stock units into MillerKnoll common stock. These units represented compensation awards, each giving a right to one MLKN share, and were exercised at $0.0000 per share as part of her ongoing equity program.

How many MLKN restricted stock units did Jacqueline Hourigan Rice exercise?

She exercised restricted stock units covering 12,790 shares of MillerKnoll common stock. This consisted of blocks of 8,139 and 4,651 units, each unit corresponding one-for-one to MLKN common stock under the company’s equity compensation arrangements.

What price was used for MLKN shares to satisfy award obligations?

Shares were applied at $21.895 per share to satisfy obligations tied to the equity awards. Two separate transactions used 2,192.653 and 3,697.048 shares of MillerKnoll common stock for payment of exercise price or tax liability.

How do MLKN restricted stock units held by Jacqueline Hourigan Rice vest?

The restricted stock units vest in three equal annual installments, with each tranche vesting on July 22 of the respective year. This schedule spreads the delivery of MillerKnoll common stock over multiple years, aligning with continued service.

What do MLKN’s footnotes say about dividend equivalent and ESPP shares?

Footnotes explain that post-transaction derivative holdings include dividend equivalent units reinvested into vesting RSUs. They also state directly owned common stock holdings include shares purchased through the MillerKnoll Employee Stock Purchase Plan, both relying on Rule 16b exemptions.

Were MLKN transactions by Jacqueline Hourigan Rice under a Rule 10b5-1 plan?

The report indicates the Rule 10b5-1 checkbox is not marked as an affirmatively adopted plan. No footnote states that these MillerKnoll transactions occurred pursuant to a pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jacqueline Hourigan Rice

(Last)(First)(Middle)
855 EAST MAIN AVENUE
P.O. BOX 302

(Street)
ZEELAND MICHIGAN 49464

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MILLERKNOLL, INC. [ MLKN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer and Corpor
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/22/2026M8,139A$0.062,004.0901(2)D
Common Stock(1)07/22/2026M4,651A$0.066,655.0901(2)D
Common Stock07/22/2026F2,192.653D$21.89564,462.4371D
Common Stock07/22/2026F3,697.048D$21.89560,765.3891D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)07/22/2026M8,139 (4) (4)Common Stock8,139$0.059,177D
Restricted Stock Units(3)07/22/2026M4,651 (4) (4)Common Stock4,651$0.054,526D
Explanation of Responses:
1. The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
2. The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2. The directly owned common stock holdings reflected in Table I of this form include shares purchased through the MillerKnoll, Inc. Employee Stock Purchase Plan, which satisfies the exemption requirements of Rule 16b-3
3. Each restricted stock unit represents a contingent right to receive one share of MLKN common stock.
4. The restricted stock units vest in three equal annual installments. Vesting for each tranche occurs on July 22nd of each respective year.
Jacqueline H. Rice07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)