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MoonLake Immunotherapeutics SEC Filings

MLTX NASDAQ

Welcome to our dedicated page for MoonLake Immunotherapeutics SEC filings (Ticker: MLTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

MoonLake Immunotherapeutics filings document the regulatory record of a Cayman Islands clinical-stage biotechnology company developing sonelokimab (SLK) for inflammatory diseases. Form 8-K reports cover operating and financial results, clinical-trial disclosures for SLK programs, FDA meeting updates, Regulation FD communications, material agreements and capital-structure matters involving Class A ordinary shares.

Proxy materials describe annual meeting voting matters, including director elections, auditor ratification, executive compensation and amendments to the 2022 Equity Incentive Plan. The filing record also includes exhibits and registration-related disclosures tied to financings, governance matters and shareholder approvals.

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MoonLake Immunotherapeutics reported that JeruCON Beratungsgesellschaft mbH, an entity associated with Chief Scientific Officer Kristian Reich, sold 50,000 and 2,448 Class A ordinary shares on July 21–22, 2026. The 50,000-share block was sold at a weighted average price of $20.0200 per share, in trades between $20.00 and $20.06, and the 2,448-share block at $20.00 per share. Both sales were executed pursuant to a Rule 10b5-1 trading plan adopted March 10, 2026.

Reich may be deemed the indirect beneficial owner of JeruCON’s shares and directly held 35,389 Class A ordinary shares as of July 21, 2026.

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MoonLake Immunotherapeutics Chief Scientific Officer Kristian Reich reported that JeruCON Beratungsgesellschaft mbH, an entity whose holdings he may be deemed to beneficially own, sold 43,700 Class A ordinary shares on July 20, 2026 at a weighted average price of $20.09 per share under a Rule 10b5-1 trading plan adopted on March 10, 2026. After the sale, JeruCON held 2,764,746 shares indirectly attributable to him, and he also held 35,389 shares directly.

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MoonLake Immunotherapeutics Chief Scientific Officer Kristian Reich reported an indirect sale by JeruCON Beratungsgesellschaft mbH of 16,105 Class A shares on July 15, 2026 under a Rule 10b5-1 trading plan adopted March 10, 2026 at a weighted average price of $20.01 per share, with individual trades from $20.00 to $20.04.

After the sale, JeruCON remained the indirect holder of 2,808,446 Class A ordinary shares, while Reich directly held 35,389 Class A shares.

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Jerucon Beratungsgesellschaft mbH filed a Form 144 notice covering the proposed sale of 150,000 Class A Ordinary shares of MLTX. The shares are to be sold through UBS Financial Services, Inc. on or after 07/15/2026 on the Nasdaq market for an aggregate value of 2916000.00.

The notice also reports that Jerucon Beratungsgesellschaft mbH has recently sold 50,000 common shares on each of 06/15/2026, 06/16/2026, and 06/17/2026, for aggregate proceeds of 944280.00, 934995.00, and 971325.00, respectively.

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MoonLake Immunotherapeutics reported that underwriters in its previously announced public offering exercised in full their option to purchase an additional 1,500,000 Class A ordinary shares on July 10, 2026. The sale of these Option Shares generated $30.0 million in additional gross proceeds, before underwriting discounts, commissions and offering expenses. The issuance and sale of the Option Shares closed on July 14, 2026.

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MoonLake Immunotherapeutics Chief Executive Officer Jorge Santos da Silva reported open‑market sales of Class A ordinary shares. On July 9 and 10, 2026, he sold a total of 102,225 shares at weighted average prices around $20.01–$20.02 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on March 31, 2026.

Following these transactions, he directly holds 2,774,893 Class A ordinary shares. The reported prices reflect weighted averages across multiple trades within narrow intraday ranges, with detailed per‑trade information available upon request from the issuer, the SEC staff, or a security holder.

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MoonLake Immunotherapeutics director and Chief Executive Officer Jorge Santos da Silva sold 47,775 Class A ordinary shares in an open-market transaction at a weighted average price of $20.03 per share. The sale was executed on July 1, 2026 pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on March 31, 2026.

Following this transaction, he directly holds 2,877,118 Class A ordinary shares. The filing notes that the reported price reflects a weighted average across multiple individual trades executed between $20.00 and $20.09 per share.

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MLTX Rule 144 notice reports proposed resale activity for Class A Ordinary shares. The filing lists 150,000 shares as the securities to be sold and shows a contemporaneous sale of 150,000 shares by Jorge Santos da Silva on 04/10/2026 for $2,787,000.00. The securities are listed on Nasdaq and the filing references an earlier exchange date of 04/05/2023.

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MoonLake Immunotherapeutics’ major shareholder group BVF has updated its ownership disclosure in Amendment No. 6 to its Schedule 13D. The amendment reflects that BVF-affiliated funds and accounts beneficially own 16,001,284 Class A ordinary shares, representing about 19.7% of MoonLake’s 81,134,066 shares outstanding as of June 25, 2026, following a recent offering.

The filing also notes director Spike Loy’s beneficial ownership of 25,667 shares through options exercisable within sixty days. On June 17, 2026, he was granted stock options to purchase 22,195 shares at an exercise price of $19.19 per share, vesting by June 17, 2027 or the next annual meeting and expiring on June 17, 2036.

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MoonLake Immunotherapeutics entered an underwriting agreement for a $200 million equity offering. The company agreed to sell 9,000,000 Class A ordinary shares at $20.00 per share and, for certain investors, pre-funded warrants to purchase up to 1,000,000 ordinary shares at a public offering price of $19.9999 each with a nominal exercise price of $0.0001.

The underwriters also have a 30-day option to buy up to an additional 1,500,000 ordinary shares at the public offering price less underwriting discounts and commissions. The securities are being issued under an effective Form S-3 shelf registration, with closing expected on June 25, 2026, subject to customary conditions.

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FAQ

How many MoonLake Immunotherapeutics (MLTX) SEC filings are available on StockTitan?

StockTitan tracks 59 SEC filings for MoonLake Immunotherapeutics (MLTX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for MoonLake Immunotherapeutics (MLTX)?

The most recent SEC filing for MoonLake Immunotherapeutics (MLTX) was filed on July 23, 2026.