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Marcus & Millichap (MMI) awards 11,232 RSUs to EVP & COO John Parker

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Marcus & Millichap, Inc. reported an equity compensation award to its Executive Vice President and Chief Operating Officer, John David Parker. On July 31, 2025, Parker received 11,232 restricted stock units (RSUs), each representing a contingent right to receive one share of the company’s common stock. The RSUs were granted at a price of $0 as part of his compensation and are held directly.

The RSUs will vest in four equal annual installments beginning August 10, 2026, meaning Parker will receive one-quarter of the shares each year over a four-year period as long as the vesting conditions are satisfied. This filing shows a standard, time-based stock award designed to align the executive’s interests with long-term company performance.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Parker John David

(Last) (First) (Middle)
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400

(Street)
CALABASAS CA 91302

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Marcus & Millichap, Inc. [ MMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & COO
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/31/2025 A 11,232 (2) (2) Common Stock 11,232 $0 11,232 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
2. The restricted stock units vest in four equal annual installments beginning August 10, 2026.
John David Parker 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Marcus & Millichap (MMI) disclose in this filing?

The filing discloses that EVP & COO John David Parker received 11,232 restricted stock units of Marcus & Millichap, Inc. common stock.

When were the 11,232 RSUs for Marcus & Millichap (MMI) granted to John David Parker?

The 11,232 restricted stock units were granted to John David Parker on July 31, 2025.

How do the Marcus & Millichap (MMI) RSUs granted to John David Parker vest?

The RSUs vest in four equal annual installments starting on August 10, 2026, with one-quarter of the award vesting each year.

What does each Marcus & Millichap (MMI) restricted stock unit represent in this grant?

Each restricted stock unit represents a contingent right to receive one share of Marcus & Millichap, Inc. common stock.

Is the Marcus & Millichap (MMI) RSU award to John David Parker a direct holding?

Yes. The filing shows the 11,232 restricted stock units are held with direct (D) ownership by John David Parker.

What is John David Parker’s role at Marcus & Millichap (MMI) in this insider filing?

John David Parker is reported as an officer of Marcus & Millichap, Inc., serving as EVP & COO.
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