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Maximus (MMS) director John J. Haley granted 7,009 RSUs and boosts holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HALEY JOHN J reported acquisition or exercise transactions in this Form 4 filing.

MAXIMUS, INC. director John J. Haley received an equity grant of 7,009 restricted stock units, a form of stock-based compensation. These RSUs vest one year from the grant date, and he has elected to defer receiving the common shares until his service on the board ends.

Following this grant, he holds 47,115.951 shares of common stock directly. He also has indirect holdings of 71,132 shares through the John J. Haley Grantor Retained Annuity Trust Seven and 32,764 shares through the John J. Haley Grantor Retained Annuity Trust Eight. The position includes 135.462 dividend equivalent rights that vest alongside earlier RSU awards.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HALEY JOHN J

(Last) (First) (Middle)
C/O MAXIMUS INC.
1600 TYSONS BLVD, STE 1400

(Street)
MCLEAN VA 22102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MAXIMUS, INC. [ MMS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2026 A 7,009(1) A $0 47,115.951(2) D
Common Stock 71,132 I By John J. Haley Grantor Retained Annuity Trust Seven
Common Stock 32,764 I By John J. Haley Grantor Retained Annuity Trust Eight
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units ("RSUs") that vest one year from the date of grant. The reporting person elected to defer the receipt of common stock until the termination of service as a member of the issuer's board of directors.
2. Includes 135.462 dividend equivalent rights accrued on previously-awarded RSUs that vest proportionately with the RSUs to which they relate.
Remarks:
Exhibit List Exhibit 24-Power of Attorney
/s/ Jason Frank: As Attorney-In-Fact for: John Haley 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did John J. Haley report at MAXIMUS (MMS)?

John J. Haley reported receiving a grant of 7,009 restricted stock units from MAXIMUS as equity compensation. These RSUs vest after one year, and he chose to defer receiving the underlying common shares until his board service with the company ends.

How many MAXIMUS (MMS) shares does John J. Haley hold after this Form 4?

After the reported grant, John J. Haley directly holds 47,115.951 MAXIMUS common shares. He also has indirect holdings of 71,132 shares in one Grantor Retained Annuity Trust and 32,764 shares in another, reflecting both direct and trust-based positions in the company.

What are the vesting terms of John J. Haley’s new MAXIMUS RSU award?

The new MAXIMUS RSU award to John J. Haley vests one year from the grant date. Although the RSUs vest then, he has elected to defer receiving the underlying common stock until his service as a member of the board of directors terminates.

How are dividend equivalents handled on John J. Haley’s MAXIMUS RSUs?

The position includes 135.462 dividend equivalent rights accrued on previously awarded RSUs. These dividend equivalents vest proportionately with the underlying RSUs they relate to, effectively mirroring the vesting schedule of those earlier restricted stock unit grants at MAXIMUS.

Are John J. Haley’s MAXIMUS transactions open-market buys or sells?

The reported Form 4 shows an equity grant of restricted stock units to John J. Haley, not an open-market buy or sell. The transaction is compensation-related, awarded at no cash cost per share, and increases his stock-based stake in MAXIMUS through RSUs.

What indirect MAXIMUS (MMS) holdings does John J. Haley report?

John J. Haley reports indirect ownership of MAXIMUS common stock through two Grantor Retained Annuity Trusts. One trust holds 71,132 shares and the other holds 32,764 shares, in addition to his directly held shares and RSU-based interests disclosed in the filing.
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