[S-1/A] Momentus Inc. Amends IPO Registration Statement
Momentus Inc. (MNTS) filed Amendment No. 1 to its Form S-1, adding Rule 473(b) language for the registration statement to become automatically effective 20 days after filing. The company states this amendment does not modify any provision of the prospectus, and a preliminary prospectus is omitted.
Administrative details include an estimated total offering expense of $61,927, comprising an SEC registration fee of $1,927, legal fees of $15,000, accounting fees of $40,000, and miscellaneous costs of $5,000, all to be paid by the registrant.
The filing’s Part II recaps prior financing arrangements, warrant issuances, loan agreements, and convertible notes, and references related registration rights and ownership limitations, but does not change terms of the underlying prospectus.
Momentus Inc. (MNTS) ha depositato l'Emendamento n. 1 al proprio modulo S-1, aggiungendo il linguaggio della Regola 473(b) affinché la dichiarazione di registrazione diventi automaticamente efficace 20 giorni dopo la presentazione. L'azienda afferma che questo emendamento non modifica alcuna disposizione del prospetto, e un prospetto preliminare è omesso.
Dettagli amministrativi includono una stima di spesa totale per l'offerta pari a 61.927 $, comprendente una tariffa di registrazione SEC di 1.927 $, onorari legali di 15.000 $, onorari contabili di 40.000 $ e costi vari di 5.000 $, tutti a carico del registrante.
La Parte II del deposito riassume accordi di finanziamento precedenti, emissioni di warrant, contratti di prestito e note convertibili, e fa riferimento a diritti di registrazione correlati e limitazioni di proprietà, ma non modifica i termini del prospetto sottostante.
Momentus Inc. (MNTS) presentó la Enmienda No. 1 a su Formulario S-1, añadiendo el lenguaje de la Regla 473(b) para que la declaración de registro se vuelva automáticamente eficaz 20 días después de la presentación. La empresa indica que esta enmienda no modifica ninguna disposición del prospecto, y se omite un prospecto preliminar.
Los detalles administrativos incluyen un gasto total estimado de $61,927 para la oferta, que comprende una tarifa de registro de la SEC de $1,927, honorarios legales de $15,000, honorarios contables de $40,000 y costos misceláneos de $5,000, todos a cargo del inscrito.
La Parte II del filing resume acuerdos de financiamiento previos, emisiones de warrants, acuerdos de préstamo y notas convertibles, y hace referencia a derechos de registro relacionados y limitaciones de propiedad, pero no modifica los términos del prospecto subyacente.
Momentus Inc. (MNTS) 는 Form S-1에 대한 Amendment No. 1을 제출했습니다, 등록 진술이 파일 후 20일 뒤에 자동으로 유효해지도록 Rule 473(b) 조항을 추가했습니다. 회사는 이 수정이 기 prospectus의 어떠한 조항도 변경하지 않으며, 예비 prospectus는 생략되었다고 밝힙니다.
행정 세부사항으로서는 총 공모 비용은 61,927달러로 추정되며, 그 구성은 SEC 등록 수수료 1,927달러, 법무 수수료 15,000달러, 회계 수수료 40,000달러, 그리고 잡비 5,000달러로 registrant가 부담합니다.
제2부에는 이전 자금 조달 합의, 보증서 발행, 대출 계약 및 전환사채를 요약하고 있으며, 관련 등록 권리 및 소유 제한을 언급하지만 기초 prospectus의 조건은 변경하지 않습니다.
Momentus Inc. (MNTS) a déposé l'Amendement n° 1 à son Formulaire S-1, ajoutant les dispositions de la règle 473(b) pour que le document d'enregistrement devienne automatiquement effectif 20 jours après le dépôt. La société déclare que cet amendement ne modifie aucune disposition du prospectus, et un prospectus préliminaire est omis.
Les détails administratifs incluent une dépense totale estimée de 61 927 $, comprenant des frais d'enregistrement SEC de 1 927 $, des frais juridiques de 15 000 $, des frais de comptabilité de 40 000 $ et des coûts divers de 5 000 $, tous à la charge du déclarant.
La Partie II du dépôt résume les accords de financement antérieurs, les émissions de warrants, les accords de prêt et les notes convertibles, et fait référence à des droits d'enregistrement associés et à des limitations de propriété, mais ne modifie pas les termes du prospectus sous-jacent.
Momentus Inc. (MNTS) hat Amendment Nr. 1 zu seinem Formular S-1 eingereicht, und fügt Regel 473(b)-Formulierungen hinzu, damit die Registrierungsangaben 20 Tage nach der Einreichung automatisch wirksam werden. Das Unternehmen erklärt, dass dieser Zusatz keine Bestimmungen des Prospekts ändert, und ein vorläufiger Prospekt entfällt.
Administrativen Details enthalten eine geschätzte Gesamtexpensense von 61.927 $, bestehend aus einer SEC-Registrierungsgebühr von 1.927 $, Rechtsanwaltsgebühren von 15.000 $, Buchführungsgebühren von 40.000 $ und sonstigen Kosten von 5.000 $, die alle vom Anmelder getragen werden.
Der Part II des Filing fasst frühere Finanzierungsvereinbarungen, Warrants-Emissionen, Kreditverträge und wandelbare Anleihen zusammen und verweist auf damit verbundene Registrierungsrechte und Eigentumsbeschränkungen, ändert jedoch keine Bedingungen des zugrunde liegenden Prospekts.
شركة Momentus Inc. (MNTS) قد قدّمت التعديل رقم 1 على نموذجها S-1، مضيفة فقرة قاعدة 473(b) لجعل البيان التنظيمي يصبح ساري المفعول تلقائياً بعد 20 يوماً من التقديم. الشركة تنص أن هذا التعديل لا يغيّر أي بند من النشرة، ويتم حجب نشرة تمهيدية.
تفاصيل إدارية تشمل تقدير إجمالي نفقات العرض 61,927 دولار، وتتكون من رسوم تسجيل SEC قدرها 1,927 دولار، وأتعاب قانونية 15,000 دولار، وأتعاب محاسبة 40,000 دولار، وتكاليف متفرقة 5,000 دولار، وكلها تتحملها الجهة المسجلة.
القسم II من الملف يلخص اتفاقيات التمويل السابقة، وإصدارات الضمان، واتفاقيات القروض، والدفاتر القابلة للتحويل، ويشير إلى حقوق التسجيل والقيود الملكية المرتبطة، ولكنه لا يغيّر شروط النشرة الأساسية.
Momentus Inc. (MNTS) 已就其 Form S-1 提交 Amendment No. 1,为注册声明添加 Rule 473(b) 条款,使其在提交后20天自动生效。公司表示此修订不修改招股说明书的任何条款,且省略初步招股说明书。
行政细节包括估计的总发行费用为61,927美元,其中包括SEC注册费1,927美元、法律费用15,000美元、会计费用40,000美元以及杂项费用5,000美元,均由注册人承担。
提交文件的第II部分回顾了先前的融资安排、认股权证发行、贷款协议和可转换票据,并参考相关的注册权利和所有权限制,但不会改变基础招股说明书的条款。
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Momentus Inc. (MNTS) ha depositato l'Emendamento n. 1 al proprio modulo S-1, aggiungendo il linguaggio della Regola 473(b) affinché la dichiarazione di registrazione diventi automaticamente efficace 20 giorni dopo la presentazione. L'azienda afferma che questo emendamento non modifica alcuna disposizione del prospetto, e un prospetto preliminare è omesso.
Dettagli amministrativi includono una stima di spesa totale per l'offerta pari a 61.927 $, comprendente una tariffa di registrazione SEC di 1.927 $, onorari legali di 15.000 $, onorari contabili di 40.000 $ e costi vari di 5.000 $, tutti a carico del registrante.
La Parte II del deposito riassume accordi di finanziamento precedenti, emissioni di warrant, contratti di prestito e note convertibili, e fa riferimento a diritti di registrazione correlati e limitazioni di proprietà, ma non modifica i termini del prospetto sottostante.
Momentus Inc. (MNTS) presentó la Enmienda No. 1 a su Formulario S-1, añadiendo el lenguaje de la Regla 473(b) para que la declaración de registro se vuelva automáticamente eficaz 20 días después de la presentación. La empresa indica que esta enmienda no modifica ninguna disposición del prospecto, y se omite un prospecto preliminar.
Los detalles administrativos incluyen un gasto total estimado de $61,927 para la oferta, que comprende una tarifa de registro de la SEC de $1,927, honorarios legales de $15,000, honorarios contables de $40,000 y costos misceláneos de $5,000, todos a cargo del inscrito.
La Parte II del filing resume acuerdos de financiamiento previos, emisiones de warrants, acuerdos de préstamo y notas convertibles, y hace referencia a derechos de registro relacionados y limitaciones de propiedad, pero no modifica los términos del prospecto subyacente.
Momentus Inc. (MNTS) 는 Form S-1에 대한 Amendment No. 1을 제출했습니다, 등록 진술이 파일 후 20일 뒤에 자동으로 유효해지도록 Rule 473(b) 조항을 추가했습니다. 회사는 이 수정이 기 prospectus의 어떠한 조항도 변경하지 않으며, 예비 prospectus는 생략되었다고 밝힙니다.
행정 세부사항으로서는 총 공모 비용은 61,927달러로 추정되며, 그 구성은 SEC 등록 수수료 1,927달러, 법무 수수료 15,000달러, 회계 수수료 40,000달러, 그리고 잡비 5,000달러로 registrant가 부담합니다.
제2부에는 이전 자금 조달 합의, 보증서 발행, 대출 계약 및 전환사채를 요약하고 있으며, 관련 등록 권리 및 소유 제한을 언급하지만 기초 prospectus의 조건은 변경하지 않습니다.
Momentus Inc. (MNTS) a déposé l'Amendement n° 1 à son Formulaire S-1, ajoutant les dispositions de la règle 473(b) pour que le document d'enregistrement devienne automatiquement effectif 20 jours après le dépôt. La société déclare que cet amendement ne modifie aucune disposition du prospectus, et un prospectus préliminaire est omis.
Les détails administratifs incluent une dépense totale estimée de 61 927 $, comprenant des frais d'enregistrement SEC de 1 927 $, des frais juridiques de 15 000 $, des frais de comptabilité de 40 000 $ et des coûts divers de 5 000 $, tous à la charge du déclarant.
La Partie II du dépôt résume les accords de financement antérieurs, les émissions de warrants, les accords de prêt et les notes convertibles, et fait référence à des droits d'enregistrement associés et à des limitations de propriété, mais ne modifie pas les termes du prospectus sous-jacent.
Momentus Inc. (MNTS) hat Amendment Nr. 1 zu seinem Formular S-1 eingereicht, und fügt Regel 473(b)-Formulierungen hinzu, damit die Registrierungsangaben 20 Tage nach der Einreichung automatisch wirksam werden. Das Unternehmen erklärt, dass dieser Zusatz keine Bestimmungen des Prospekts ändert, und ein vorläufiger Prospekt entfällt.
Administrativen Details enthalten eine geschätzte Gesamtexpensense von 61.927 $, bestehend aus einer SEC-Registrierungsgebühr von 1.927 $, Rechtsanwaltsgebühren von 15.000 $, Buchführungsgebühren von 40.000 $ und sonstigen Kosten von 5.000 $, die alle vom Anmelder getragen werden.
Der Part II des Filing fasst frühere Finanzierungsvereinbarungen, Warrants-Emissionen, Kreditverträge und wandelbare Anleihen zusammen und verweist auf damit verbundene Registrierungsrechte und Eigentumsbeschränkungen, ändert jedoch keine Bedingungen des zugrunde liegenden Prospekts.
Delaware | 3714 | 84-1905538 | ||||
(State or Other Jurisdiction of Incorporation or Organization) | (Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification Number) | ||||
Stephen C. Hinton, Esq. Bradley Arant Boult Cummings LLP ONE 22 ONE 1221 Broadway Nashville, Tennessee 37203 Telephone: (615) 244-2582 | Lon Ensler Chief Financial Officer 3901 N. First Street San Jose, California 95134 Telephone: (650) 564-7820 | ||
Large accelerated filer | ☐ | Accelerated filer | ☐ | ||||||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | ||||||
Emerging growth company | ☐ | ||||||||
Item 13. | Other Expenses of Issuance and Distribution. |
Amount | |||
SEC registration fee | $1,927 | ||
Legal fees and expenses | $15,000 | ||
Accounting fees and expenses | $40,000 | ||
Miscellaneous | $5,000 | ||
Total | $61,927 | ||
Item 14. | Indemnification of Directors and Officers. |
Item 15. | Recent Sales of Unregistered Securities. |
Item 16. | Exhibits and Financial Statement Schedules. |
Exhibit Number | Description of Exhibit | ||
1.2 | Sales Agreement, dated September 19, 2025, by and between Momentus Inc. and Alliance Global Partners (incorporated by reference to Exhibit 1.1 to the Company’s Current Registration Statement on Form S-3 filed on September 22, 2025). | ||
2.1† | Agreement and Plan of Merger, dated as of October 7, 2020, by and among Stable Road Acquisition Corp., Project Marvel First Merger Sub, Inc., Project Marvel Second Merger Sub, LLC, and Momentus Inc. (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on October 7, 2020). | ||
2.2 | Amendment No. 1 to Agreement and Plan of Merger, dated March 5, 2021, by and among Stable Road Acquisition Corp., Project Marvel First Merger Sub, Inc., Project Marvel Second Merger Sub, LLC, and Momentus Inc. (incorporated by reference to Exhibit 2.2 to the Company’s Registration Statement on Form S-4 (Registration No. 333-249787) filed on March 8, 2021). | ||
2.3 | Amendment No. 2 to Agreement and Plan of Merger, dated as of April 6, 2021, by and among Stable Road Acquisition Corp., Project Marvel First Merger Sub, Inc., Project Marvel Second Merger Sub, LLC, and Momentus Inc. (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on April 8, 2021). | ||
2.4 | Amendment No. 3 to Agreement and Plan of Merger, dated as of June 29, 2021, by and among Stable Road Acquisition Corp., Project Marvel First Merger Sub, Inc., Project Marvel Second Merger Sub, LLC, and Momentus Inc. (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on June 29, 2021). | ||
3.1 | Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
3.2 | Certificate of Amendment to Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on August 22, 2023). | ||
3.3 | Second Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Momentus Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on December 10, 2024). | ||
3.4 | Certificate of Designations of Preferences, Rights and Limitations of Series A Convertible Preferred Stock of Momentus Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on April 14, 2025). | ||
Exhibit Number | Description of Exhibit | ||
3.5 | Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
3.6 | First Amendment to the Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on July 25, 2023). | ||
4.1 | Warrant Agreement, dated November 7, 2019, between Continental Stock Transfer & Trust Company and SRAC (incorporated by reference to the Company’s Current Report on Form 8-K filed on November 13, 2019). | ||
4.2 | Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-1 (Registration No. 333-233980) filed on October 10, 2019). | ||
4.3 | Form of Class A Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on September 16, 2024). | ||
4.4 | Form of Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on December 16, 2024). | ||
4.5 | Form of Common Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on December 18, 2024). | ||
4.6 | Form of Placement Agent Warrant (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on December 18, 2024). | ||
4.7 | Form of Common Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on February 13, 2025). | ||
4.8 | Amendment to Common Stock Purchase Warrants (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on February 13, 2025). | ||
4.9 | Form of Placement Agent Warrant (incorporated by reference to Exhibit 4.4 to the Company’s Current Report on Form 8-K filed on February 13, 2025). | ||
4.10 | Form of Inducement Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on March 21, 2025). | ||
4.11 | Description of Securities (incorporated by reference to Exhibit 4.19 to the Company’s Registration Statement on Form S-1 filed on April 21, 2025). | ||
4.12 | Form of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.12 to the Company’s Registration Statement on Form S-1 (Registration No. 333-287712) filed on May 30, 2025). | ||
4.13 | Form of Common Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on July 2, 2025). | ||
4.14 | Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on July 2, 2025). | ||
4.15 | Amendment to Common Stock Purchase Warrants (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on July 2, 2025). | ||
4.16 | Form of Inducement Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on August 14, 2025). | ||
4.17 | Form of Class A Common Stock Purchase Warrant (incorporated by reference to Exhibit C to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 11, 2025). | ||
4.18 | Junior Secured Convertible Note Due September 25, 2026, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
4.19 | Common Stock Purchase Warrant, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
4.20 | AIR Warrant, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
Exhibit Number | Description of Exhibit | ||
4.21 | Pre-Funded Common Stock Purchase Warrant, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 4.4 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
4.22 | Pre-Funded Common Stock Purchase Warrant, dated September 30, 2025, between Momentus Inc. and Baker & McKenzie LLP (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on October 6, 2025). | ||
4.23 | Form of Inducement Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on October 15, 2025). | ||
5.1* | Opinion of Bradley Arant Boult Cummings LLP. | ||
10.1 | Amended and Restated Registration Rights Agreement, dated as of August 12, 2021, by and among the Company, Sponsor, and certain other parties (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.2 | Form of Insider Letter (incorporated by reference to Exhibit 10.1 to the Company’s Registration Statement on Form S-1 (Registration No. 333-233980) filed on October 10, 2019). | ||
10.3 | Form of Indemnification Agreement (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.4#† | Momentus 2021 Equity Incentive Plan (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.5#† | First Amendment to the 2021 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 20, 2025). | ||
10.6#† | Form of option award agreement under 2021 Equity Incentive Plan (incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.7#† | Form of RSU award agreement under 2021 Equity Incentive Plan (incorporated by reference to Exhibit 10.7 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.8#† | Momentus 2021 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.8 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.9#† | Momentus Inc. 2022 Inducement Equity Plan (incorporated by reference to Exhibit 99.1 to the Company’s Registration Statement on Form S-8 filed on March 14, 2022). | ||
10.10# | First Amendment to the Momentus Inc. 2022 Inducement Equity Plan (incorporated by reference to Exhibit 99.2 to the Company’s Registration Statement on Form S-8 (Registration No. 333-270761) filed on March 23, 2023). | ||
10.11# | Second Amendment to the Momentus Inc. 2022 Inducement Equity Plan (incorporated by reference to Exhibit 99.3 to the Company’s Registration Statement on Form S-8 (Registration No. 333-272104) filed on May 19, 2023). | ||
10.12#† | Third Amendment to the Momentus Inc. 2022 Inducement Equity Plan (incorporated by reference to Exhibit 99.6 to the Company’s Registration Statement on Form S-8 (Registration No. 333-287706) filed on May 30, 2025). | ||
10.13# | Form of option award agreement under 2022 Inducement Equity Plan (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed on May 11, 2022). | ||
10.14# | Form of RSU award agreement under 2022 Inducement Equity Plan (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q filed on May 11, 2022). | ||
10.15 | Employment Agreement of John C. Rood dated August 1, 2021 (incorporated by reference to Exhibit 10.12 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.16#† | Director Compensation Policy (incorporated by reference to Exhibit 10.15 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
10.17 | SEC Order in Administrative Proceeding 3-20393 (incorporated by reference to Annex J to the Company’s Registration Statement on Form S-4 (Registration No. 333-249787) filed on July 21, 2021). | ||
10.18#† | Momentus Inc. Amended and Restated 2018 Stock Plan and forms of award agreement thereunder (incorporated by reference to Exhibit 10.11 to the Company’s Amendment No. 4 to Registration Statement on Form S-4 filed on July 21, 2021). | ||
Exhibit Number | Description of Exhibit | ||
10.19 | Form of Warrant Inducement Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on November 7, 2023). | ||
10.20 | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 16, 2024). | ||
10.21 | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on March 7, 2024). | ||
10.22 | Form of Change in Control Letter Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed on August 14, 2023). | ||
10.23 | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 16, 2024). | ||
10.24 | Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on September 16, 2024). | ||
10.25 | Form of Secured Promissory Note (incorporated by reference to Exhibit 10.22 to the Company’s Registration Statement on Form S-1 (Registration No. 333-282724) filed on October 18, 2024). | ||
10.26 | Secured Convertible Promissory Note, dated July 12, 2024, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.23 to the Company’s Registration Statement on Form S-1 (Registration No. 333-282724) filed on October 18, 2024). | ||
10.27 | First Amendment to Secured Convertible Promissory Note, dated July 12, 2024, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K/A filed on December 17, 2024). | ||
10.28 | Secured Convertible Promissory Note, dated October 24, 2024, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 28, 2024). | ||
10.29 | First Amendment to Secured Convertible Promissory Note, dated October 24, 2024, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K/A filed on December 17, 2024). | ||
10.30 | Loan Agreement, dated December 13, 2024, by and between Momentus Inc. and J.J. Astor & Co. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on December 16, 2024). | ||
10.31 | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on December 18, 2024). | ||
10.32 | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 13, 2025). | ||
10.33 | Form of Warrant Inducement Agreement, by and between Momentus Inc. and the Holder identified on the signature page thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on March 21, 2025). | ||
10.34 | Convertible Promissory Note dated May 13, 2025 by and between Momentus Inc. and A.G.P./Alliance Global Partners (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q filed on May 15, 2025). | ||
10.35 | Loan Agreement, dated May 30, 2025, by and between Momentus Inc. and J.J. Astor & Co. (incorporated by reference to Exhibit 10.33 to the Company’s Registration Statement on Form S-1 (Registration No. 333-287712) filed on June 2, 2025). | ||
10.36 | Registration Rights Agreement, dated May 30, 2025, by and between Momentus Inc. and J.J. Astor & Co. (incorporated by reference to Exhibit 10.34 to the Company’s Registration Statement on Form S-1 (Registration No. 333-287712) filed on June 2, 2025). | ||
10.37 | Amendment to Loan Agreement and Registration Rights Agreement, dated June 17, 2025, by and between Momentus Inc. and J.J. Astor & Co. (incorporated by reference to Exhibit 10.38 to Amendment No. 1 to the Company’s Registration Statement on Form S-1 (Registration No. 333-287712) filed on June 20, 2025). | ||
Exhibit Number | Description of Exhibit | ||
10.38 | Letter Agreement, dated June 17, 2025, by and between Momentus Inc. and A.G.P./Alliance Global Partners amending that certain Convertible Promissory Note dated May 13, 2025 by and between Momentus Inc. and A.G.P./Alliance Global Partners (incorporated by reference to Exhibit 10.39 to Amendment No. 1 to the Company’s Registration Statement on Form S-1 (Registration No. 333-287712) filed on June 20, 2025). | ||
10.39 | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on July 2, 2025). | ||
10.40# | Employment Agreement, dated August 1, 2025, by and between Lon Ensler and the Company (incorporated by reference to the Company’s Current Report on Form 8-K filed on August 6, 2025). | ||
10.41 | Form of Warrant Inducement Agreement, by and between Momentus Inc. and the Holder identified on the signature page thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 14, 2025). | ||
10.42 | Note Amendment Agreement, dated September 8, 2025, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 11, 2025). | ||
10.43 | Amended and Restated Secured Convertible Promissory Note, dated September 8, 2025, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on September 11, 2025). | ||
10.44 | Amended and Restated Secured Convertible Promissory Note, dated September 8, 2025, by and between Space Infrastructures Ventures, LLC and Momentus Inc. (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on September 11, 2025). | ||
10.45 | Securities Purchase Agreement, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
10.46 | Registration Rights Agreement, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
10.47 | Security Agreement, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
10.48 | Equity Purchase Agreement, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
10.49 | EPA Registration Rights Agreement, dated September 25, 2025, between Momentus Inc. and Yield Point NY, LLC (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed on September 29, 2025). | ||
10.50 | General Release and Settlement Agreement, dated September 30, 2025, between Momentus Inc. and Baker & McKenzie LLP (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 6, 2025). | ||
10.51 | Securities Purchase Agreement, dated September 30, 2025, between Momentus Inc. and Baker & McKenzie LLP (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on October 6, 2025). | ||
10.52 | Registration Rights Agreement, dated September 30, 2025, between Momentus Inc. and Baker & McKenzie LLP (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on October 6, 2025). | ||
10.53 | Form of Warrant Inducement Agreement, by and between Momentus Inc. and the Holder identified on the signature page thereto incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 15, 2025). | ||
16.1 | Letter from the Company’s former independent accountant, dated July 24, 2023 (incorporated by reference to Exhibit 16.1 to the Company’s Current Report on Form 8-K filed on July 25, 2023). | ||
Exhibit Number | Description of Exhibit | ||
21.1 | List of Subsidiaries (incorporated by reference to Exhibit 21.1 to the Company’s Current Report on Form 8-K filed on August 18, 2021). | ||
23.1* | Consent of Frank, Rimerman + Co. LLP, independent registered public accounting firm. | ||
23.2* | Consent of Bradley Arant Boult Cummings LLP (included in Exhibit 5.1). | ||
24.1* | Power of Attorney (included on the signature page to the prospectus which forms part of this registration statement). | ||
107* | Filing Fee Table. | ||
# | Management contract or compensatory plan or arrangement |
* | Previously filed. |
† | Certain of the exhibits and schedules to this Exhibit List have been omitted in accordance with Regulation S-K Item 601(a)(5). The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request. |
Item 17. | Undertakings. |
(a) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Securities and Exchange Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement, provided, however, that paragraphs (a)(1)(i), (ii), and (iii) of this section do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the registrant pursuant to section 13 or section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) that are incorporated by reference in the registration statement. |
(b) | That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(d) | For the purpose of determining liability under the Securities Act of 1933 to any purchaser, each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A (§ 230.430A of this chapter), shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use. |
(e) | That for the purpose of determining liability of the registrant under the Securities Act of 1933 to any purchaser in the initial distribution of the securities, the undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser: |
(i) | Any preliminary prospectus or prospectus of the undersigned registrant relating to the offering required to be filed pursuant to Rule 424; |
(ii) | Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant; |
(iii) | The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and |
(iv) | Any other communication that is an offer in the offering made by the undersigned registrant to the purchaser. |
(f) | The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(g) | Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue. |
(h) | That: |
(1) | For purposes of determining any liability under the Securities Act of 1933, the information omitted from the form of prospectus filed as part of this registration statement in reliance upon Rule 430A and contained in a form of prospectus filed by the registrant pursuant to Rule 424(b)(1) or (4) or 497(h) under the Securities Act shall be deemed to be part of this registration statement as of the time it was declared effective. |
(2) | For the purpose of determining any liability under the Securities Act of 1933, each post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
MOMENTUS INC. | ||||||
By: | /s/ Lon Ensler | |||||
Name: | Lon Ensler | |||||
Title: | Chief Financial Officer | |||||
Signature | Title | Date | ||||
/s/ John C. Rood | Chief Executive Officer and Director (Principal Executive Officer) | October 17, 2025 | ||||
John C. Rood | ||||||
/s/ Lon Ensler | Chief Financial Officer (Principal Financial and Accounting Officer) | October 17, 2025 | ||||
Lon Ensler | ||||||
* | Director | October 17, 2025 | ||||
Brian Kabot | ||||||
* | Director | October 17, 2025 | ||||
Chris Hadfield | ||||||
* | Director | October 17, 2025 | ||||
Kimberly A. Reed | ||||||
* | Director | October 17, 2025 | ||||
Linda J. Reiners | ||||||
* | Director | October 17, 2025 | ||||
Mitchel B. Kugler | ||||||
* | Director | October 17, 2025 | ||||
Victorino Mercado | ||||||
*By: /s/ John C. Rood | Director | October 17, 2025 | ||||
John C. Rood Attorney-in-Fact | ||||||