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Mobix Labs, Inc. filed Amendment No. 1 to its annual report for the year ended September 30, 2025 to add detailed Part III information on directors, executive officers, compensation, security ownership, related-party transactions and auditor fees that was previously expected to come from the proxy statement.
The filing describes a classified, mostly independent board, recent leadership changes including Philip Sansone becoming CEO, and sizeable equity awards and severance protections for co-founders and senior executives. It also outlines substantial RSU and option grants to non-employee directors, significant beneficial ownership stakes held by insiders and Armistice Capital, related-party financing and PIPE arrangements, broad indemnification protections, and PwC audit fees of $1,556,000 in 2025.
Mobix Labs has a Form 144 notice indicating a planned sale of up to 211,672 shares of its Class A common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $68,654.56 and 58,620,000 shares outstanding.
The shares relate to 333,333 common shares acquired on 12/21/2025 through vesting of restricted stock units from Mobix Labs, with the transaction described as an RSU vest paid on that date.
Mobix Labs insider ownership and awards disclosed in Schedule 13D. Keyvan Samini and related trusts report beneficial ownership of 3,316,733 shares of Class A common stock (including 125,000 Class B shares convertible into Class A), representing 5.6% of voting power based on the stated share counts. The filing describes acquisition of Class A shares, options and a grant of 2,550,000 restricted stock awards to Samini on May 5, 2025, which vest over two years and may accelerate at certain stock-price thresholds. Samini is President, CFO and a director of the issuer; employment agreements and multiple equity awards and RSUs are summarized and incorporated by reference.
Mobix Labs, Inc. reported several financing deals that add short-term funding but also introduce potential dilution and collateral pledges. The company issued a secured promissory note to Lendspark Corporation for $550,000, bearing fixed interest and maturing in 12 months, which is convertible at Lendspark’s option at any time into up to 2,500,000 shares of Class A common stock at $0.70 per share. Mobix also provided a first-priority security interest in substantially all of its and its subsidiaries’ assets and issued 150,000 commitment shares, with additional “make-whole” share or cash obligations in certain cases.
Through a separate Business Loan and Security Agreement with Maximcash Solutions LLC, Mobix received $600,000 secured by all company assets and issued 93,750 commitment shares while pledging 1,500,000 shares as collateral, usable only on default. In addition, an accredited investor purchased 1,052,725 shares at $0.95 per share, for roughly $1.0 million in gross proceeds, and received a three-year warrant for 500,045 shares at $0.96 per share. All securities were issued under private offering exemptions from registration.