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[SCHEDULE 13D] MOBIX LABS, INC SEC Filing

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Form Type
SCHEDULE 13D

Mobix Labs insider ownership and awards disclosed in Schedule 13D. Keyvan Samini and related trusts report beneficial ownership of 3,316,733 shares of Class A common stock (including 125,000 Class B shares convertible into Class A), representing 5.6% of voting power based on the stated share counts. The filing describes acquisition of Class A shares, options and a grant of 2,550,000 restricted stock awards to Samini on May 5, 2025, which vest over two years and may accelerate at certain stock-price thresholds. Samini is President, CFO and a director of the issuer; employment agreements and multiple equity awards and RSUs are summarized and incorporated by reference.

Proprietà interna di Mobix Labs e premi, comunicati nella Schedule 13D. Keyvan Samini e i trust correlati riportano una titolarità effettiva di 3.316.733 azioni ordinarie di Classe A (inclusi 125.000 azioni di Classe B convertibili in Classe A), pari al 5,6% del potere di voto secondo i conteggi indicati. La documentazione descrive l'acquisto di azioni di Classe A, opzioni e una concessione di 2.550.000 restricted stock awards a Samini il 5 maggio 2025, che maturano nell’arco di due anni e possono accelerare al verificarsi di determinate soglie di prezzo delle azioni. Samini è Presidente, CFO e membro del consiglio dell’emittente; gli accordi di impiego e molteplici premi azionari e RSU sono riassunti e incorporati per riferimento.

La propiedad de insiders de Mobix Labs y premios divulgados en el Schedule 13D. Keyvan Samini y trusts relacionados informan una titularidad beneficiosa de 3.316.733 acciones comunes de Clase A (incluidas 125.000 acciones de Clase B convertibles en Clase A), que representan el 5,6% del poder de voto según los recuentos de acciones indicados. La presentación describe la adquisición de acciones de Clase A, opciones y una adjudicación de 2.550.000 premios de acciones restringidas a Samini el 5 de mayo de 2025, que se consolidan en dos años y pueden acelerarse al alcanzarse ciertos umbrales de precio de las acciones. Samini es Presidente, Director ejecutivo y director de la sociedad emisora; los acuerdos de empleo y varios premios de acciones y RSU se resumen e incorporan por referencia.

Mobix Labs 내부자 보유 및 수상 내역이 Schedule 13D에 공시되었습니다. Keyvan Samini와 관련 신탁은 보통주 Class A 3,316,733주(클래스 B 125,000주를 클래스 A로 전환 가능 포함)의 실질적 소유권을 보고하며 이는 명시된 주식 수를 근거로 의결권의 5.6%에 해당합니다. 서류는 2025년 5월 5일 Samini에게 부여된 2,550,000주 규모의 제한주식 보상과 클래스 A 주식의 취득 및 옵션을 설명하며, 이 보상은 2년간 가속될 수 있고 특정 주가 임계치를 달성하면 가속될 수 있습니다. Samini는 발행사의 사장, 최고재무책임자(CFO) 및 이사이며, 고용계약 및 다수의 주식보상(RSUs)이 요약되어 참조로 포함됩니다.

Propriété des initiés de Mobix Labs et récompenses divulguées dans le Schedule 13D. Keyvan Samini et les fiduciaires associés déclarent une détention bénéficiaire de 3 316 733 actions ordinaires de Classe A (avec 125 000 actions de Classe B convertibles en Classe A), représentant 5,6 % du pouvoir de vote selon les chiffres d’action indiqués. Le dossier décrit l’acquisition d’actions de Classe A, des options et une attribution de 2 550 000 stock awards restreints à Samini le 5 mai 2025, qui se vénèrent sur deux ans et peuvent s’accélérer à certains seuils de cours des actions. Samini est Président, directeur financier et administrateur de l’émetteur; les accords d’emploi et plusieurs attributions d’actions et RSU sont résumés et incorporés par référence.

Mobix Labs Insider-Besitz und Auszeichnungen gemäß Schedule 13D offengelegt. Keyvan Samini und damit verbundene Trusts melden eine wirtschaftliche Eigentümerschaft von 3.316.733 Class-A-Stammaktien (einschließlich 125.000 Class-B-Aktien, die in Class A wandelbar sind), was basierend auf den angegebenen Aktienzahlen 5,6 % der Stimmrechte entspricht. Die Akte beschreibt den Erwerb von Class-A-Aktien, Optionen und eine Zuteilung von 2.550.000 Restricted Stock Awards an Samini am 5. Mai 2025, die über zwei Jahre vesten und bei bestimmten Aktienkurs-Schwellen beschleunigen können. Samini ist Präsident, CFO und Direktor des Emittenten; Arbeitsverträge sowie mehrere Aktienzusagen und RSUs werden zusammengefasst und dem Referenzumfang einbezogen.

ملكية insiders لشركة Mobix Labs والجوائز مكشوفة في الجدول Schedule 13D. يذكر كيوان سمني والثقة المرتبطة به ملكية فعلية لِـ 3,316,733 سهماً من الفئة A العادية (بما في ذلك 125,000 سهماً من الفئة B قابلة للتحويل إلى الفئة A)، وهو ما يمثل 5.6% من قوة التصويت وفقاً لعدد الأسهم المذكور. تصف الوثيقة شراء أسهم من الفئة A وخيارات ومنحة 2,550,000 جائزة أسهم مقيدة لسمني في 5 مايو 2025، التي تستحق خلال عامين وربما تتسارع عند بلوغ عتبات سعر سهم محددة. سمني رئيس مجلس الإدارة والمدير التنفيذي المالي ومدير Issuer؛ وتلخيص اتفاقات العمل والعديد من جوائز الأسهم و RSUs مدرَج وموحّد كنطاق مرجعي.

Mobix Labs 内部人持股及奖项在 Schedule 13D 中披露。 Keyvan Samini 及相关信托报送对普通股 A 类共计 3,316,733 股的实益所有权(含可转换为 A 类的 B 类 125,000 股),据列示的股数,投票权占比为 5.6%。该备案描述了对 A 类股票的收购、期权,以及于 2025 年 5 月 5 日授予 Samini 的 2,550,000 股受限股票奖励,该奖励在两年内逐步归属,且在达到特定股价阈值时有可能加速归属。 Samini 同时担任上市公司总裁、首席财务官及董事;雇佣协议及多项股票奖励与 RSU 的摘要并通过参考并入。

Positive
  • Insider alignment: Significant equity holdings by Keyvan Samini (3,316,733 shares) align management and shareholder interests.
  • Retention incentives: Large restricted stock awards (2,550,000 RSAs) and RSUs vesting over time encourage continued service.
  • Transparency: Employment agreements, term sheet and award agreements are referenced and filed as exhibits, enabling investor review.
Negative
  • Dilution risk: Substantial outstanding options, RSAs and RSUs (including 2,550,000 RSAs and option grants referenced) may dilute existing shareholders upon vesting or exercise.
  • Concentrated insider roles: Samini holds executive and director positions simultaneously, which may raise governance concerns about oversight and conflicts.

Insights

TL;DR: Insider holds meaningful equity and received large time‑based and performance‑linked awards.

The filing shows management alignment through sizeable equity grants (2,550,000 RSAs, additional RSUs and option pools). Samini beneficially owns 3,316,733 shares including convertible Class B shares, equating to 5.6% voting power based on disclosed share counts. The awards vest over time and include performance acceleration triggers, which can conserve cash but dilute current shareholders when settled in equity. No recent open‑market purchases or sales in the past 60 days are reported. Overall, the disclosure is material for assessing insider incentives and potential future dilution.

TL;DR: Insider is both executive and director with multiple compensation instruments; governance implications deserve monitoring.

Samini serves as President, CFO and a director and holds concentrated voting interest via Class B shares and time‑vesting awards. The Employment Agreement, Amended Term Sheet and RSU/ RSA agreements referenced could influence executive retention and decision-making. The joint filing among related trusts clarifies control relationships. The filing contains no proposed transactions or explicit governance changes, but the combination of management role and equity awards is governance‑relevant and should be considered when evaluating board independence and oversight.

Proprietà interna di Mobix Labs e premi, comunicati nella Schedule 13D. Keyvan Samini e i trust correlati riportano una titolarità effettiva di 3.316.733 azioni ordinarie di Classe A (inclusi 125.000 azioni di Classe B convertibili in Classe A), pari al 5,6% del potere di voto secondo i conteggi indicati. La documentazione descrive l'acquisto di azioni di Classe A, opzioni e una concessione di 2.550.000 restricted stock awards a Samini il 5 maggio 2025, che maturano nell’arco di due anni e possono accelerare al verificarsi di determinate soglie di prezzo delle azioni. Samini è Presidente, CFO e membro del consiglio dell’emittente; gli accordi di impiego e molteplici premi azionari e RSU sono riassunti e incorporati per riferimento.

La propiedad de insiders de Mobix Labs y premios divulgados en el Schedule 13D. Keyvan Samini y trusts relacionados informan una titularidad beneficiosa de 3.316.733 acciones comunes de Clase A (incluidas 125.000 acciones de Clase B convertibles en Clase A), que representan el 5,6% del poder de voto según los recuentos de acciones indicados. La presentación describe la adquisición de acciones de Clase A, opciones y una adjudicación de 2.550.000 premios de acciones restringidas a Samini el 5 de mayo de 2025, que se consolidan en dos años y pueden acelerarse al alcanzarse ciertos umbrales de precio de las acciones. Samini es Presidente, Director ejecutivo y director de la sociedad emisora; los acuerdos de empleo y varios premios de acciones y RSU se resumen e incorporan por referencia.

Mobix Labs 내부자 보유 및 수상 내역이 Schedule 13D에 공시되었습니다. Keyvan Samini와 관련 신탁은 보통주 Class A 3,316,733주(클래스 B 125,000주를 클래스 A로 전환 가능 포함)의 실질적 소유권을 보고하며 이는 명시된 주식 수를 근거로 의결권의 5.6%에 해당합니다. 서류는 2025년 5월 5일 Samini에게 부여된 2,550,000주 규모의 제한주식 보상과 클래스 A 주식의 취득 및 옵션을 설명하며, 이 보상은 2년간 가속될 수 있고 특정 주가 임계치를 달성하면 가속될 수 있습니다. Samini는 발행사의 사장, 최고재무책임자(CFO) 및 이사이며, 고용계약 및 다수의 주식보상(RSUs)이 요약되어 참조로 포함됩니다.

Propriété des initiés de Mobix Labs et récompenses divulguées dans le Schedule 13D. Keyvan Samini et les fiduciaires associés déclarent une détention bénéficiaire de 3 316 733 actions ordinaires de Classe A (avec 125 000 actions de Classe B convertibles en Classe A), représentant 5,6 % du pouvoir de vote selon les chiffres d’action indiqués. Le dossier décrit l’acquisition d’actions de Classe A, des options et une attribution de 2 550 000 stock awards restreints à Samini le 5 mai 2025, qui se vénèrent sur deux ans et peuvent s’accélérer à certains seuils de cours des actions. Samini est Président, directeur financier et administrateur de l’émetteur; les accords d’emploi et plusieurs attributions d’actions et RSU sont résumés et incorporés par référence.

Mobix Labs Insider-Besitz und Auszeichnungen gemäß Schedule 13D offengelegt. Keyvan Samini und damit verbundene Trusts melden eine wirtschaftliche Eigentümerschaft von 3.316.733 Class-A-Stammaktien (einschließlich 125.000 Class-B-Aktien, die in Class A wandelbar sind), was basierend auf den angegebenen Aktienzahlen 5,6 % der Stimmrechte entspricht. Die Akte beschreibt den Erwerb von Class-A-Aktien, Optionen und eine Zuteilung von 2.550.000 Restricted Stock Awards an Samini am 5. Mai 2025, die über zwei Jahre vesten und bei bestimmten Aktienkurs-Schwellen beschleunigen können. Samini ist Präsident, CFO und Direktor des Emittenten; Arbeitsverträge sowie mehrere Aktienzusagen und RSUs werden zusammengefasst und dem Referenzumfang einbezogen.






If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


Keyvan Samini
Signature:/s/ Keyvan Samini
Name/Title:Keyvan Samini / President, CFO, Secretary
Date:09/19/2025
The KSSF Trust
Signature:/s/ Keyvan Samini
Name/Title:Keyvan Samini / Trustee of the KSSF Trust
Date:09/19/2025
The KSLI Trust
Signature:/s/ Samira Samini
Name/Title:Samira Samini / Trustee of the KSLI Trust
Date:09/19/2025
The SSLI
Signature:/s/ Keyvan Samini
Name/Title:Keyvan Samini / Trustee of the SSLI Trust
Date:09/19/2025

FAQ

How many shares of MOBXW does Keyvan Samini beneficially own?

Samini beneficially owns 3,316,733 shares of Class A common stock (including 125,000 convertible Class B shares) as reported.

What percentage of voting power does Samini hold in Mobix Labs (MOBXW)?

Samini holds 5.6% of the voting power of the issuer's common stock based on the share counts disclosed in the filing.

What equity awards were granted to Samini recently?

Samini received 2,550,000 restricted stock awards on May 5, 2025 that vest over two years and may accelerate if stock‑price thresholds are met; additional RSUs and options are described.

Does Samini have employment or compensation agreements with Mobix Labs?

Yes. The filing references an Amended and Restated Executive Employment Agreement, an Amended Term Sheet and Restricted Stock/RSU agreements filed as exhibits.

Are there any recent transactions in MOBXW by the reporting persons in the last 60 days?

No. Except as disclosed in Item 3 (grants and prior acquired securities), the Reporting Persons state they have not effected transactions in the Class A common stock during the past 60 days.
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