STOCK TITAN

Officer at Modular Medical (NASDAQ: MODD) granted 11,218 stock options at $3.46 strike

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Modular Medical, Inc. reported that company officer Paul DiPerna received a grant of stock options as part of his compensation. He was awarded options to purchase 11,218 shares of common stock at an exercise price of $3.46 per share, expiring on May 14, 2036. One third of the options will vest on May 14, 2027, with the remaining portion vesting in equal monthly installments over the following 36 months. After this grant, DiPerna holds 11,218 options of this class directly.

Positive

  • None.

Negative

  • None.
Insider DiPerna Paul
Role See Remarks
Type Security Shares Price Value
Grant/Award Option to purchase common stock 11,218 $0.00 --
Holdings After Transaction: Option to purchase common stock — 11,218 shares (Direct, null)
Footnotes (1)
  1. This option shall vest as to 1/3rd of the shares subject to the option on May 14, 2027 and as to 1/36th of the shares subject to the option on a monthly basis thereafter. In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."
Options granted 11,218 options Grant of option to purchase common stock on May 14, 2026
Exercise price $3.46 per share Strike price for underlying common stock
Expiration date May 14, 2036 Option term end date
Underlying shares 11,218 shares Common stock subject to the option
Post-transaction options of this class 11,218 options Total beneficial ownership for this option class after grant
Initial vesting 1/3 on May 14, 2027 Time-based vesting milestone
Option to purchase common stock financial
"security_title: Option to purchase common stock"
derivative security financial
"reports only total beneficial ownership of the "class" of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"This option shall vest as to 1/3rd of the shares subject to the option"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
beneficial ownership financial
"reports only total beneficial ownership of the "class" of derivative security"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
exercise price financial
"Options that have different exercise prices or vesting terms"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DiPerna Paul

(Last)(First)(Middle)
C/O MODULAR MEDICAL, INC
10740 THORNMINT ROAD

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Modular Medical, Inc. [ MODD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to purchase common stock(1)$3.4605/14/2026A11,218 (1)05/14/2036Common Stock11,218$0.0011,218(2)D
Explanation of Responses:
1. This option shall vest as to 1/3rd of the shares subject to the option on May 14, 2027 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.
2. In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."
Remarks:
Chairman, President, Chief Financial Officer and Treasurer
/s/ James Sullivan, attorney-in-fact for Paul DiPerna05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Modular Medical (MODD) report for Paul DiPerna?

Modular Medical reported that officer Paul DiPerna received a grant of options to purchase 11,218 shares of common stock. These options were awarded at an exercise price of $3.46 per share as part of his compensation and are held directly.

What are the key terms of Paul DiPerna’s new stock options at Modular Medical (MODD)?

Paul DiPerna was granted options for 11,218 shares of Modular Medical common stock at a $3.46 exercise price, expiring May 14, 2036. The grant is a derivative security giving him the right, but not obligation, to buy shares at that price.

How do Paul DiPerna’s Modular Medical (MODD) options vest over time?

One third of the 11,218 options will vest on May 14, 2027. The remaining two thirds vest in equal 1/36th increments each month thereafter, creating a four-year vesting schedule tied to continued service with the company.

How many options does Paul DiPerna hold after this Modular Medical (MODD) Form 4?

Following this reported transaction, column 9 shows Paul DiPerna beneficially owns 11,218 options of this class. The Form 4 notes that options with different exercise prices or vesting terms are treated as separate classes for reporting purposes.

Is Paul DiPerna’s Form 4 transaction in MODD shares a market buy or sell?

The Form 4 shows a compensation-related grant, not a market trade. Transaction code “A” indicates a grant or award acquisition of options, with no open-market buying or selling and a transaction price per option reported as $0.0000.