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Moog Inc. (NYSE: MOG) director exercises 5,000 SARs and reports new Class B holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MOOG INC. director Donald R. Fishback exercised 5,000 Stock Appreciation Rights (SARs) tied to Class B Common on July 8, 2026 at an exercise price of $71.648 per share, when fair market value was $428.40 per share. The exercise generated 2,038 Class B shares after additional shares were withheld to satisfy tax withholding obligations. Following these transactions, he holds 21,853 Class B shares directly and maintains various indirect Class A holdings through several trusts, along with remaining SAR grants over Class B shares.

Positive

  • None.

Negative

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Insider FISHBACK DONALD R
Role Director
Type Security Shares Price Value
Exercise SAR 5,000 $0.00 --
Exercise Class B Common 5,000 $71.648 $358K
Tax Withholding Class B Common 2,962 $428.40 $1.27M
holding SAR -- -- --
holding SAR -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
holding Class A Common -- -- --
Holdings After Transaction: SAR — 0 shares (Direct); Class B Common — 21,853 shares (Direct); Class A Common — 9,273 shares (Indirect, Trust)
Footnotes (1)
  1. This represents the difference between the number of SARs exercised (5,000) and the number of shares issued as a result of the exercise (2,038). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($428.40) and the exercise price ($71.648). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Shares held by an irrevocable trust of which the reporting person's spouse is the trustee. Shares held by a living trust of which the reporting person is the trustee. Shares held by a grantor retained annuity trust of which the reporting person is the trustee. Shares held by a living trust of which the reporting person's spouse is the trustee. Shares held by a grantor retained annuity trust of which the reporting person's spouse is the trustee. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
SARs Exercised 5,000 SARs Stock Appreciation Rights exercised on July 8, 2026 tied to Class B Common
Exercise Price $71.648 per share Exercise price for 5,000 SARs over Class B Common
Fair Market Value on Exercise $428.40 per share FMV used in calculating shares issued under SAR exercise
Shares Issued from SAR Exercise 2,038 shares Difference between SARs exercised and shares withheld as described in footnote
Shares Withheld for Taxes 2,962 shares Class B shares withheld to satisfy tax withholding obligations (code F)
Direct Class B Holdings After Transactions 21,853 shares Total Class B Common shares held directly by Donald R. Fishback after reported transactions
Remaining SARs at $80.1900 6,988 underlying shares SARs over Class B Common expiring November 13, 2028
Remaining SARs at $82.3100 6,181 underlying shares SARs over Class B Common expiring November 14, 2027
Stock Appreciation Rights (SAR) financial
"Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan."
grantor retained annuity trust financial
"Shares held by a grantor retained annuity trust of which the reporting person is the trustee."
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
irrevocable trust financial
"Shares held by an irrevocable trust of which the reporting person's spouse is the trustee."
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
tax withholding obligations financial
"Additional shares are then withheld to satisfy the Company's tax withholding obligations."
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FAQ

What did Donald R. Fishback report in this Form 4 for MOOG INC. (MOG)?

Donald R. Fishback reported exercising 5,000 SARs linked to Class B Common at an exercise price of $71.648 per share, with shares issued and some withheld for tax obligations.

How many MOOG INC. Class B shares did Donald R. Fishback receive from the SAR exercise?

The SAR exercise resulted in 2,038 Class B shares being issued. This figure represents the difference between 5,000 SARs exercised and shares effectively used to cover the intrinsic value and related tax withholding.

What are Donald R. Fishback’s direct Class B Common holdings in MOOG INC. after these transactions?

After the reported transactions, Donald R. Fishback directly holds 21,853 shares of MOOG INC. Class B Common stock. This balance reflects the impact of the 5,000 SARs exercised and 2,962 shares withheld for taxes.

How many MOOG INC. shares were withheld to cover taxes in Donald R. Fishback’s Form 4?

A total of 2,962 Class B shares were withheld to satisfy the company’s tax withholding obligations, reported with transaction code F, which indicates payment of tax liability using shares.

What SAR positions does Donald R. Fishback still hold in MOOG INC. (MOG) after this filing?

He continues to hold SARs over Class B Common with underlying shares of 6,988 at an exercise price of $80.1900 expiring on November 13, 2028, and 6,181 at $82.3100 expiring on November 14, 2027.

How are some of Donald R. Fishback’s MOOG INC. shares held according to the Form 4 footnotes?

Certain MOOG INC. shares are held through various trusts, including irrevocable, living, and grantor retained annuity trusts, where either Donald R. Fishback or his spouse serves as trustee, indicating indirect ownership.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FISHBACK DONALD R

(Last)(First)(Middle)
SENECA ST & JAMISON RD

(Street)
EAST AURORA NEW YORK 14052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MOOG INC. [ MOGA/MOGB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class B Common07/08/2026M5,000A$71.64821,853D
Class B Common07/08/2026F2,962(1)D$428.418,891D
Class A Common9,273ITrust(2)
Class A Common8,002ITrust(3)
Class A Common7,501ITrust(4)
Class A Common6,626ITrust(5)
Class A Common6,400ITrust(4)
Class A Common4,636ITrust(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
SAR(7)$71.64807/08/2026M5,000 (8)11/15/2026Class B Common5,000$00D
SAR(7)$82.31 (8)11/14/2027Class B Common6,1816,181D
SAR(7)$80.19 (8)11/13/2028Class B Common6,9886,988D
Explanation of Responses:
1. This represents the difference between the number of SARs exercised (5,000) and the number of shares issued as a result of the exercise (2,038). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($428.40) and the exercise price ($71.648). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
2. Shares held by an irrevocable trust of which the reporting person's spouse is the trustee.
3. Shares held by a living trust of which the reporting person is the trustee.
4. Shares held by a grantor retained annuity trust of which the reporting person is the trustee.
5. Shares held by a living trust of which the reporting person's spouse is the trustee.
6. Shares held by a grantor retained annuity trust of which the reporting person's spouse is the trustee.
7. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
8. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
Remarks:
/s/ Eric Moss, as Power of Attorney for Donald R. Fishback07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)