STOCK TITAN

Mid Penn Bancorp (NASDAQ: MPB) CEO reports 2,136-share tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mid Penn Bancorp, Inc. President and CEO Rory G. Ritrievi reported a tax-related share withholding tied to restricted stock vesting. On July 1, 2026, 2,136 shares of Mid Penn Bancorp common stock were withheld at $35.68 per share to cover tax liability when restricted stock vested. After this disposition, he directly holds 69,078.03 common shares, 28,017 shares of common restricted stock, and indirectly holds 11,033.643 common shares through an IRA, reflecting a routine compensation and tax event rather than an open‑market trade.

Positive

  • None.

Negative

  • None.
Insider RITRIEVI RORY G
Role President and CEO
Type Security Shares Price Value
Tax Withholding Mid Penn Bancorp, Inc. Common Stock 2,136 $35.68 $76K
holding Mid Penn Bancorp, Inc. Common Stock -- -- --
holding Mid Penn Bancorp, Inc. Common Restricted Stock -- -- --
Holdings After Transaction: Mid Penn Bancorp, Inc. Common Stock — 69,078.03 shares (Direct, null); Mid Penn Bancorp, Inc. Common Stock — 11,033.643 shares (Indirect, IRA); Mid Penn Bancorp, Inc. Common Restricted Stock — 28,017 shares (Direct, null)
Footnotes (1)
  1. Represents shares withheld to cover the tax liability incident to the vesting of restricted stock on July 1, 2026. Balance includes shares acquired through the Employee Stock Purchase Plan, the Dividend Reinvestment Plan, and shares of restricted stock that vested on July 1, 2026. Balance includes shares acquired through the Dividend Reinvestment Plan. Shares granted in the form of restricted stock, which vest according to the terms of each respective grant.
Tax-withheld shares 2,136 shares Shares withheld for tax liability on restricted stock vesting July 1, 2026
Tax-withholding price $35.68 per share Value used for the 2,136-share tax-withholding disposition
Direct common shares after transaction 69,078.03 shares Direct Mid Penn Bancorp common stock holdings following the Form 4 transaction
Restricted stock holdings 28,017 shares Mid Penn Bancorp common restricted stock held after vesting event
Indirect IRA holdings 11,033.643 shares Common shares held indirectly through an IRA after the transaction
tax liability financial
"Represents shares withheld to cover the tax liability incident to the vesting of restricted stock on July 1, 2026."
restricted stock financial
"Shares granted in the form of restricted stock, which vest according to the terms of each respective grant."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Dividend Reinvestment Plan financial
"Balance includes shares acquired through the Dividend Reinvestment Plan, and shares of restricted stock that vested on July 1, 2026."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
Employee Stock Purchase Plan financial
"Balance includes shares acquired through the Employee Stock Purchase Plan, the Dividend Reinvestment Plan, and shares of restricted stock that vested on July 1, 2026."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
IRA financial
"Mid Penn Bancorp, Inc. Common Stock ... nature_of_ownership: IRA"
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RITRIEVI RORY G

(Last)(First)(Middle)
2407 PARK DRIVE

(Street)
HARRISBURG PENNSYLVANIA 17110

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MID PENN BANCORP INC [ MPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Mid Penn Bancorp, Inc. Common Stock07/01/2026F2,136(1)D$35.6869,078.03(2)D
Mid Penn Bancorp, Inc. Common Stock11,033.643(3)IIRA
Mid Penn Bancorp, Inc. Common Restricted Stock28,017(4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld to cover the tax liability incident to the vesting of restricted stock on July 1, 2026.
2. Balance includes shares acquired through the Employee Stock Purchase Plan, the Dividend Reinvestment Plan, and shares of restricted stock that vested on July 1, 2026.
3. Balance includes shares acquired through the Dividend Reinvestment Plan.
4. Shares granted in the form of restricted stock, which vest according to the terms of each respective grant.
Remarks:
/s/ Rory G. Ritrievi07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did MPB CEO Rory Ritrievi report on July 1, 2026?

Rory G. Ritrievi reported 2,136 Mid Penn Bancorp shares withheld to cover tax liability. The withholding occurred at $35.68 per share in connection with the vesting of restricted stock awards on July 1, 2026, and was not an open-market sale.

Was the MPB Form 4 transaction a buy or sell of shares?

The Form 4 shows a tax-withholding disposition, not a market sale or purchase. 2,136 shares were surrendered to satisfy tax obligations arising from restricted stock vesting, so cash proceeds come from the issuer’s tax process rather than a stock market transaction.

How many MPB shares does CEO Rory Ritrievi hold after this Form 4 filing?

After the reported transactions, Rory G. Ritrievi directly holds 69,078.03 Mid Penn Bancorp common shares and 28,017 restricted shares. He also indirectly holds 11,033.643 common shares through an IRA, according to the reported post-transaction balances.

What price was used for the MPB tax-withholding shares on the Form 4?

The 2,136 Mid Penn Bancorp shares withheld for taxes were valued at $35.68 per share. This price is used solely for reporting the tax-withholding disposition related to restricted stock vesting, not to indicate an open-market trade price.

What do the MPB Form 4 footnotes say about the CEO’s share balances?

Footnotes explain that direct balances include shares from the Employee Stock Purchase Plan, Dividend Reinvestment Plan, and vested restricted stock. Indirect IRA balances include shares acquired through the Dividend Reinvestment Plan, clarifying that several company plans contribute to his overall holdings.

How are restricted stock awards described in the MPB Form 4 filing?

Restricted stock awards are described as shares granted in the form of restricted stock that vest according to each grant’s terms. On July 1, 2026, vesting triggered both additional owned shares and the tax-withholding disposition reported in the filing.