M‑tron: Warrants exercisable after $52 VWAP; Dec 11 deadline

M‑tron Industries (MPTI) announced its April 25, 2025 warrants are now exercisable after meeting the VWAP Trigger.

Accepted by SEC EDGAR 10/23/2025 - 04:50 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

M‑tron Industries (MPTI) announced its April 25, 2025 warrants are now exercisable after meeting the VWAP Trigger. The Trigger requires the average volume‑weighted average price of the common stock to be at least $52.00 per share for 30 consecutive trading days. The Trigger occurred on October 20, 2025.

The company set a Modified Trigger Expiration Date of 5:00 p.m. on Thursday, December 11, 2025. Warrants not exercised by that time will cease to be exercisable and become void. Holders who fully exercise may use an over‑subscription privilege to subscribe for shares issuable from any unexercised warrants, subject to the Warrant Agreement. Exercise notices and payments must be received by the Warrant Agent by the deadline; holders in street name should contact their intermediary.

Insights

Capital markets counsel

Warrants are now exercisable with a firm Dec 11 deadline; neutral impact.

The warrants became exercisable after the stock met the $52.00 VWAP Trigger over 30 consecutive trading days, achieved on October 20, 2025. The company set a Modified Trigger Expiration Date at 5:00 p.m. on December 11, 2025, after which the warrants terminate.

The Warrant Agreement also provides an over‑subscription privilege, allowing fully exercising holders to subscribe for shares tied to any unexercised warrants, subject to stated conditions. Actual activity depends on holder decisions and timely submissions to the Warrant Agent by the deadline.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did M‑tron Industries (MPTI) announce about its warrants?

The company stated its April 25, 2025 warrants are now exercisable after meeting the VWAP Trigger and set a 5:00 p.m. December 11, 2025 deadline.

What is the VWAP Trigger for MPTI’s warrants?

It requires the average VWAP of the common stock to be at least $52.00 per share for 30 consecutive trading days.

When did MPTI achieve the Trigger condition?

The Trigger was achieved on October 20, 2025.

When do MPTI’s warrants stop being exercisable?

At 5:00 p.m. on Thursday, December 11, 2025; they then terminate and become void.

Is there an over‑subscription privilege for MPTI warrant holders?

Yes. Holders who fully exercise may subscribe for shares tied to any unexercised warrants, per the Warrant Agreement’s terms.

Who handles warrant exercises for MPTI?

Computershare Inc. and Computershare Trust Company, N.A. act as Warrant Agent and must receive notices and payments by the deadline.

Where are MPTI’s securities listed?

Common stock trades on NYSE American under MPTI; warrants trade under MPTI WS.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 23, 2025 (October 20, 2025)

M-tron Industries, Inc.

(Exact Name of Registrant as Specified in Charter)

Delaware	001-41391	46-0457994
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

2525 Shader Road, Orlando, FL		32804
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s Telephone Number, Including Area Code: (407) 298-2000

(Former Name or Former Address, If Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.01		MPTI		NYSE American
Warrants to Purchase Shares of Common Stock, Expiring on or before April 25, 2028		MPTI WS		NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☑

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01. Other Events

On October 23, 2025, M-tron Industries, Inc. (the "Company") issued a press release announcing that the warrants to purchase shares of the Company's common stock, par value $0.01 per share (the "Common Stock"), granted on April 25, 2025 (the "Warrants") are now exercisable.

Pursuant to the terms of that certain Warrant Agreement, dated April 25, 2025 (the "Warrant Agreement"), by and among the Company, Computershare Inc. ("Computershare"), and Computershare Trust Company, N.A. (together with Computershare, the "Warrant Agent"), the Warrants are exercisable at the earlier of (i) thirty (30) days prior to April 25, 2028 and (ii) such date that the average volume weighted average price ("VWAP") of the Common Stock is greater than or equal to $52.00 per share for the prior thirty (30) consecutive trading day period (such date, the "Trigger"); provided, however, that should the Trigger occur, the Warrants must be exercised within thirty (30) days of the Company's notification pursuant to the Warrant Agreement that the Trigger has occurred (the "Trigger Expiration Date"), unless extended in the Company's discretion.

The Trigger was achieved on October 20, 2025. The Company has elected to extend the warrant exercise period to 5:00 p.m. on Thursday December 11, 2025 (the "Modified Trigger Expiration Date"). The Warrants shall cease to be exercisable and shall terminate and become void, and all rights thereunder and under the Warrant Agreement shall cease, at the close of business on the Modified Trigger Expiration Date.

Additionally, Warrant holders who exercise their Warrants in full are also entitled to an over-subscription privilege, whereby such Warrant holder may also choose to subscribe for any or all of the shares issuable pursuant to any unexercised Warrants on the terms and subject to the conditions set forth in the Warrant Agreement.

All exercise notices and payments (including with respect to any exercise of a Warrant holder's over-subscription privilege) must be received by the Warrant Agent no later than the Modified Trigger Expiration Date. Holders in street name should contact their broker, bank, or other intermediary for information on how to exercise their Warrants (including pursuant to any exercise of the over-subscription privilege).

A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference to this Item 8.01.

Item 9.01. Financial Statements and Exhibits

(d)         Exhibits

Exhibit No.	Description
4.1	Warrant Agreement, dated April 25, 2025, by and among M-tron Industries, Inc., Computershare Inc. ("Computershare"), and Computershare Trust Company, N.A. (filed as Exhibit 4.1 to the Company's Quarterly Report on Form 10-Q, filed with the SEC on May 13, 2025).
99.1	Press Release of M-tron Industries, Inc. dated October 23, 2025.
104	Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	M-TRON INDUSTRIES, INC.
	(Registrant)
Date:     October 23, 2025	By:	/s/ Cameron Pforr
		Name:	Cameron Pforr
		Title:	Interim Chief Executive Officer