STOCK TITAN

M-tron Industries (MPTI) director receives annual grant of 242 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LaPenta Robert V Jr reported acquisition or exercise transactions in this Form 4 filing.

M-tron Industries, Inc. director Robert V. LaPenta Jr. received an annual stock grant of 242 shares of common stock as compensation for his role as a non-employee director. The shares were awarded at no cash cost to him, increasing his directly held position to 4,509 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LaPenta Robert V Jr

(Last)(First)(Middle)
2525 SHADER RD

(Street)
ORLANDO FLORIDA 32804

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
M-tron Industries, Inc. [ MPTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/19/2026A242(1)A$04,509D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Annual stock grant to non-employee director.
/s/ Robert V. LaPenta, Jr.03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did M-tron Industries (MPTI) report for Robert V. LaPenta Jr.?

M-tron Industries reported that director Robert V. LaPenta Jr. received a grant of 242 shares of common stock. This was an annual stock award for his service as a non-employee director, not an open-market purchase or sale.

Was the MPTI Form 4 transaction a stock buy or sell by the director?

The Form 4 shows an acquisition via grant, not a market trade. Code "A" indicates a grant or award, and the shares were issued at a price of $0.0000 per share as part of director compensation, not a discretionary buy or sell.

How many M-tron Industries shares does Robert V. LaPenta Jr. hold after this Form 4?

Following the 242-share grant, Robert V. LaPenta Jr. directly owns 4,509 shares of M-tron Industries common stock. This total reflects his position after the reported award and helps show the scale of the grant relative to his holdings.

What does transaction code "A" mean on the MPTI Form 4 filing?

Transaction code "A" on the Form 4 indicates a grant, award, or other acquisition of securities. In this case, it represents an annual stock grant of 242 common shares to a non-employee director as part of his regular board compensation.

Is the M-tron Industries (MPTI) director stock grant part of a trading plan?

The filing describes the transaction as an annual stock grant to a non-employee director. It is characterized as routine compensation rather than a transaction under a trading plan or a voluntary open-market trade in M-tron Industries shares.
M Tron Ind

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