MQ Form 144: Insider RSU Sale of 116,493 Shares Valued $719,927

Rhea-AI Filing Summary

Marqeta, Inc. Form 144 notice reports a proposed sale of 116,493 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ with an aggregate market value of $719,926.74. The filing shows the shares were acquired as restricted stock units from the issuer on 12/01/2023, with payment dated the same day. The company had 414,971,902 shares outstanding, so the proposed sale represents approximately 0.028% of outstanding shares. The filing states there were no securities sold by the seller in the past three months.

Positive

• Clear disclosure of the proposed sale including broker, share count, aggregate value, and exchange
• Securities were acquired as restricted stock units from the issuer, with acquisition and payment dates provided

Negative

• None.

Insights

Financial Analyst

TL;DR: Small planned insider sale, immaterial to share count.

The filing discloses a planned sale of 116,493 shares valued at $719,926.74, acquired as restricted stock units on 12/01/2023. Relative to the reported 414,971,902 shares outstanding, the transaction equals roughly 0.028% of outstanding stock, well below typical materiality thresholds. The sale is routed through Morgan Stanley Smith Barney LLC on NASDAQ and the filer reports no sales in the prior three months. From a capital markets perspective, this disclosure is routine and unlikely to move market valuation.

Corporate Governance Expert

TL;DR: Routine compliance disclosure of insider RSU sale with standard certifications.

The Form 144 includes the seller's representation regarding material nonpublic information and notes the securities were RSUs granted by the issuer, indicating ordinary compensation-related disposition. The itemized broker information and acquisition details satisfy Rule 144 disclosure elements. There are no reported recent sales by the seller, and no additional plan adoption or instruction date is provided in the remarks section. Governance implications are minimal based on the disclosed data.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	116493	719926.74	414971902	08/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/01/2023	Restricted Stock Units	Issuer			116493	12/01/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Marqeta's (MQ) Form 144 report?

The Form 144 reports a proposed sale of 116,493 common shares valued at $719,926.74 to be executed on NASDAQ through Morgan Stanley Smith Barney LLC.

When were the shares to be sold acquired according to the filing?

The filing shows the shares were acquired as restricted stock units on 12/01/2023, with the payment date listed as 12/01/2023.

How large is the proposed sale relative to Marqeta's outstanding shares?

The filing lists 414,971,902 shares outstanding, so the proposed sale of 116,493 shares represents approximately 0.028% of outstanding shares.

Has the seller sold any Marqeta (MQ) securities in the past three months?

The Form 144 indicates Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker is handling the proposed sale?

The broker named in the filing is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza 8th Floor, New York NY 10004.