MQ: Affiliate RSU resale notice lists 10,889 shares (MQ)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting proposed sales of Common stock tied to Restricted Stock Units. The filing lists 10,889 shares associated with the issuer designation and an earlier 10b5-1 sale by Najuma Atkinson of 9,259 shares on 04/20/2026.

Insights

Equity Compliance Analyst

Form 144 lists proposed affiliate resale and a prior 10b5-1 sale.

Form 144 entries show Restricted Stock Units flagged as issuer-designated for 10,889 shares and a reported 10b5-1 disposition of 9,259 shares on 04/20/2026. This indicates planned or reported resale activity by an affiliate rather than company-raised capital.

Cash‑flow treatment and exact timing of any resale are not stated in the excerpt; subsequent filing or broker confirmation would show execution details.

Corporate Governance Specialist

Insider filing signals routine affiliate sales under established procedures.

The record references a 10b5-1 plan sale by Najuma Atkinson and RSUs designated as issuer securities. These are typical mechanisms for distributing vested awards and planned dispositions by insiders or affiliates.

Monitor subsequent transaction confirmations or broker notices for actual sale amounts and settlement dates; the excerpt does not state proceeds or recipients.

Key Figures

Form 144 shares listed (issuer): 10,889 shares 10b5-1 sale by Najuma Atkinson: 9,259 shares Securities code/market: NASDAQ +1 more

4 metrics

Form 144 shares listed (issuer) 10,889 shares issuer-designated RSUs listed on filing

10b5-1 sale by Najuma Atkinson 9,259 shares sale dated <date>04/20/2026</date>

Securities code/market NASDAQ exchange listed in filing excerpt

Filing reference date 06/12/2026 date shown in filing excerpt

Key Terms

Form 144, 10b5-1, Restricted Stock Units

3 terms

Form 144 regulatory

"Form 144 notice reporting proposed sales of Common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for NAJUMA ATKINSON ... 04/20/2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Securities To Be Sold Common 06/12/2026 Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10889	41160.42	32808210	06/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/12/2026	Restricted Stock Units	Issuer			10889	06/12/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NAJUMA ATKINSON 180 Grand Avenue 6th Floor OAKLAND CA 94612	Common	04/20/2026	9259	41122.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Morgan Stanley Smith Barney LLC's Form 144 for MQ report?

The Form 144 reports proposed affiliate sales of Common stock tied to Restricted Stock Units and a prior 10b5-1 sale. It lists 10,889 shares associated with the issuer designation and a reported 9,259 share 10b5-1 sale on 04/20/2026.

Who executed the 10b5-1 sale listed in the MQ Form 144?

The excerpt identifies Najuma Atkinson as the seller under a 10b5-1 plan. The filing shows a sale of 9,259 shares on 04/20/2026, reported within the Form 144 notice.

Are the securities in the MQ filing restricted or free-trading?

The filing lists Restricted Stock Units as the security type, indicating the shares originated from equity awards. The Form 144 is a notice of proposed resale, not a statement that shares are already unrestricted.

Does the Form 144 state how much cash the issuer or seller received?

The provided excerpt does not state proceeds or pricing. It lists share counts and transaction dates but does not disclose sale prices, aggregate proceeds, or beneficiaries of the cash.

When was the reported 10b5-1 sale executed per the MQ filing?

The excerpt shows the 10b5-1 sale by Najuma Atkinson occurred on 04/20/2026, with 9,259 shares noted as sold on that date.