Moderna (NASDAQ: MRNA) CFO’s 1,103 RSUs vest; shares withheld for taxes
Rhea-AI Filing Summary
Moderna, Inc. (MRNA) reported that Chief Financial Officer James M. Mock had restricted stock units vest and convert into common stock on August 27 and 28, 2026. A total of 1,103 RSUs were exercised into the same number of common shares. Of these, 535 common shares were delivered or withheld to satisfy tax withholding obligations in connection with the RSU vests, with the remaining shares retained as common stock. The RSUs convert into common stock on a one-for-one basis, under previously granted awards that vest 25% on an initial vest date and then in twelve equal quarterly installments.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 568 shares
Net Buy
6 txns
Insider
Mock James M
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F4 | 329 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 329 | -- | -- |
| Tax Withholding | Common Stock F2 | 160 | $142.77 | $23K |
| Exercise | Restricted Stock Units F1, F3 | 774 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 774 | -- | -- |
| Tax Withholding | Common Stock F2 | 375 | $149.66 | $56K |
Holdings After Transaction:
Restricted Stock Units — 5,300 shares (Direct);
Common Stock — 67,004 shares (Direct)
Footnotes (4)
- F1. Restricted stock units convert into common stock on a one-for-one basis.
- F2. Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.
- F3. 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
- F4. 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
Key Figures
RSUs exercised August 27, 2026: 774 shares
RSUs exercised August 28, 2026: 329 shares
Total RSUs exercised: 1,103 shares
+3 more
6 metrics
RSUs exercised August 27, 2026
774 shares
Restricted stock units converting into common stock on that date
RSUs exercised August 28, 2026
329 shares
Restricted stock units converting into common stock on that date
Total RSUs exercised
1,103 shares
ExerciseCount in transaction summary for derivative exercises
Shares used for tax withholding
535 shares
ExercisePriceOrTaxLiabilityShares in transaction summary
Tax-withholding price August 27, 2026
$149.66 per share
375 common shares delivered or withheld for tax withholding obligations
Tax-withholding price August 28, 2026
$142.77 per share
160 common shares delivered or withheld for tax withholding obligations
Key Terms
Restricted Stock Units, derivative security, tax withholding obligations, Exercise or conversion of derivative security
4 terms
Restricted Stock Units financial
"Restricted stock units convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
tax withholding obligations financial
"to satisfy tax withholding obligations in connection with the vest of restricted stock units"
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
FAQ
What did Moderna (MRNA) disclose about CFO James Mock’s recent equity transactions?
Moderna disclosed that CFO James M. Mock had 1,103 restricted stock units convert into 1,103 common shares on August 27–28, 2026, with 535 shares delivered or withheld to cover tax withholding obligations related to the RSU vesting.
How many Moderna (MRNA) RSUs did the CFO have vest and convert in this Form 4?
The filing shows exercises of 774 restricted stock units on August 27, 2026 and 329 restricted stock units on August 28, 2026, for a total of 1,103 RSUs converting into the same number of Moderna common shares on a one-for-one basis.
How do the Moderna (MRNA) restricted stock units held by the CFO convert into common stock?
The restricted stock units convert into Moderna common stock on a one-for-one basis. For the reported awards, 25% vested on an initial vest date, with the remaining shares vesting in twelve equal quarterly installments thereafter, as described in the footnotes.
AI-generated analysis. How Rhea-AI works. Not financial advice.
