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Marvell Technology (MRVL) legal chief vests RSUs, uses shares to cover taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Marvell Technology, Inc. executive Mark Casper, EVP & Chief Legal Officer, reported compensation-related equity activity on July 15, 2026. Several restricted stock unit (RSU) tranches converted into 1,190, 1,529 and 1,393 shares of common stock, while 627, 806 and 734 shares were surrendered at $206.26 per share to satisfy tax withholding obligations. He holds common stock both directly and 44,907 shares indirectly through a family revocable trust, and continues to hold RSUs, including grants with 13,090, 10,703 and 4,182 units outstanding that are scheduled to vest in installments from October 15, 2026 through April 15, 2029.

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Insider Casper Mark
Role EVP & Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F3, F4 1,393 $0.00 $0.00
Exercise Restricted Stock Units F3, F5 1,529 $0.00 $0.00
Exercise Restricted Stock Units F3, F6 1,190 $0.00 $0.00
Exercise Common Stock 1,393 $0.00 $0.00
Tax Withholding Common Stock F1 734 $206.26 $151K
Exercise Common Stock 1,529 $0.00 $0.00
Tax Withholding Common Stock F1 806 $206.26 $166K
Exercise Common Stock 1,190 $0.00 $0.00
Tax Withholding Common Stock F1 627 $206.26 $129K
holding Common Stock F2 -- -- --
Holdings After Transaction: Restricted Stock Units — 27,975 shares (Direct); Common Stock — 2,416 shares (Direct); Common Stock — 44,907 shares (Indirect, By Trust)
Footnotes (6)
  1. F1. Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units.
  2. F2. Held in the Mark J. Casper and Stephanie Casper Revocable Trust, of which the Reporting Person is the trustee, for the benefit of members of his immediate family.
  3. F3. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
  4. F4. The remaining Restricted Stock Units shall vest on October 15, 2026, January 15, 2027 and April 15, 2027.
  5. F5. The remaining Restricted Stock Units shall vest on October 15, 2026, January 15, 2027, April 15, 2027, July 15, 2027, October 15, 2027, January 15, 2028 and April 15, 2028.
  6. F6. The remaining Restricted Stock Units shall vest on October 15, 2026, January 15, 2027, April 15, 2027, July 15, 2027, October 15, 2027, January 15, 2028, April 15, 2028, July 15, 2028, October 15, 2028, January 15, 2029 and April 15, 2029.
RSU exercises (common shares) 4,112 shares Total common shares received from M-code RSU conversions
Tax withholding shares 2,167 shares Total F-code common shares surrendered to cover tax withholding
Tax withholding price $206.26 per share Price applied to F-code share surrenders for tax obligations
Indirect trust holdings 44,907 shares Common stock held via the Mark J. Casper and Stephanie Casper Revocable Trust
Remaining RSUs (largest grant) 13,090 units Restricted Stock Units remaining after transactions in one grant
RSU vesting period end April 15, 2029 Latest scheduled vesting date for remaining Restricted Stock Units
Restricted Stock Unit financial
"Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax withholding financial
"Surrender of shares in payment of tax withholding due as a result of the vesting"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Revocable Trust financial
"Held in the Mark J. Casper and Stephanie Casper Revocable Trust, of which the Reporting Person is the trustee"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
contingent right financial
"represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc."

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FAQ

What insider equity transactions did MRVL executive Mark Casper report?

Mark Casper reported RSU vesting that converted into 1,190, 1,529 and 1,393 Marvell shares. Related tax obligations were settled by surrendering 627, 806 and 734 shares at $206.26 per share, with no open-market purchases or sales disclosed.

How many Marvell (MRVL) shares were used for tax withholding in this Form 4?

A total of 2,167 Marvell common shares were surrendered for tax withholding. These comprise three F-code transactions of 627, 806 and 734 shares, each priced at $206.26 per share, tied to the vesting of restricted stock units.

What RSU activity did Marvell (MRVL) disclose for Mark Casper?

Three RSU tranches vested and converted into 1,190, 1,529 and 1,393 Marvell shares. Remaining RSUs include grants with 13,090, 10,703 and 4,182 units, scheduled to vest on dates ranging from October 15, 2026 through April 15, 2029.

How many Marvell (MRVL) shares does Mark Casper hold indirectly?

He is reported as indirectly holding 44,907 Marvell common shares through a revocable family trust. The trust is identified as the Mark J. Casper and Stephanie Casper Revocable Trust, with Casper as trustee for the benefit of his immediate family members.

Does this MRVL Form 4 indicate any open-market stock trades by Mark Casper?

The filing shows no P-code purchases or S-code sales, indicating no open-market trades. Reported movements are M-code RSU conversions into common stock and F-code surrenders of shares solely to satisfy tax withholding obligations on those vesting awards.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Casper Mark

(Last)(First)(Middle)
5488 MARVELL LANE

(Street)
SANTA CLARA CALIFORNIA 95054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Marvell Technology, Inc. [ MRVL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026M1,393A$01,864D
Common Stock07/15/2026F(1)734D$206.261,130D
Common Stock07/15/2026M1,529A$02,659D
Common Stock07/15/2026F(1)806D$206.261,853D
Common Stock07/15/2026M1,190A$03,043D
Common Stock07/15/2026F(1)627D$206.262,416D
Common Stock44,907IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)07/15/2026M1,393 (4) (4)Common Stock1,393$04,182D
Restricted Stock Units(3)07/15/2026M1,529 (5) (5)Common Stock1,529$010,703D
Restricted Stock Units(3)07/15/2026M1,190 (6) (6)Common Stock1,190$013,090D
Explanation of Responses:
1. Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units.
2. Held in the Mark J. Casper and Stephanie Casper Revocable Trust, of which the Reporting Person is the trustee, for the benefit of members of his immediate family.
3. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
4. The remaining Restricted Stock Units shall vest on October 15, 2026, January 15, 2027 and April 15, 2027.
5. The remaining Restricted Stock Units shall vest on October 15, 2026, January 15, 2027, April 15, 2027, July 15, 2027, October 15, 2027, January 15, 2028 and April 15, 2028.
6. The remaining Restricted Stock Units shall vest on October 15, 2026, January 15, 2027, April 15, 2027, July 15, 2027, October 15, 2027, January 15, 2028, April 15, 2028, July 15, 2028, October 15, 2028, January 15, 2029 and April 15, 2029.
Remarks:
Mark Casper by Blair Walters as Attorney-in-Fact07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)